The Financial Conduct Authority (FCA)

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101 firms in scope of new emergency asset retention rules for British Steel Pension Scheme transfer advice Started by Legal Beagles Started by Legal Beagles, 22nd August 2022, 09:10:AM	0 responses 86 views 0 likes	by Legal Beagles 22nd August 2022, 09:10:AM
FCA responds to complaints into its regulation of Premier FX Started by Legal Beagles Started by Legal Beagles, 19th August 2022, 13:40:PM	2 responses 33 views 0 likes	by EXC 21st August 2022, 02:46:AM
FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing Started by Legal Beagles Started by Legal Beagles, 19th August 2022, 10:01:AM	0 responses 32 views 0 likes	by Legal Beagles 19th August 2022, 10:01:AM
FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse Started by Legal Beagles Started by Legal Beagles, 19th August 2022, 09:01:AM	0 responses 29 views 0 likes	by Legal Beagles 19th August 2022, 09:01:AM
FCA warns Buy Now Pay Later firms about misleading adverts Started by Legal Beagles Started by Legal Beagles, 19th August 2022, 06:10:AM	0 responses 38 views 0 likes	by Legal Beagles 19th August 2022, 06:10:AM
IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm Started by Legal Beagles Started by Legal Beagles, 16th August 2022, 12:10:PM	0 responses 55 views 0 likes	by Legal Beagles 16th August 2022, 12:10:PM
FCA encourages market participants to continue transition of LIBOR-linked bonds Started by Legal Beagles Started by Legal Beagles, 16th August 2022, 09:01:AM	0 responses 28 views 0 likes	by Legal Beagles 16th August 2022, 09:01:AM
Larry Barreto pleads guilty to carrying on regulated activities without authorisation Started by Legal Beagles Started by Legal Beagles, 10th August 2022, 09:10:AM	0 responses 39 views 0 likes	by Legal Beagles 10th August 2022, 09:10:AM
FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic Working Group Chair Started by Legal Beagles Started by Legal Beagles, 9th August 2022, 12:40:PM	0 responses 30 views 0 likes	by Legal Beagles 9th August 2022, 12:40:PM
FCA appoints new Director of International Started by Legal Beagles Started by Legal Beagles, 5th August 2022, 10:01:AM	0 responses 39 views 0 likes	by Legal Beagles 5th August 2022, 10:01:AM
FCA fines Sir Christopher Gent for disclosing inside information Started by Legal Beagles Started by Legal Beagles, 5th August 2022, 09:01:AM	0 responses 39 views 0 likes	by Legal Beagles 5th August 2022, 09:01:AM
FCA issues an update on switching in the mortgage market Started by Legal Beagles Started by Legal Beagles, 2nd August 2022, 10:30:AM	0 responses 42 views 0 likes	by Legal Beagles 2nd August 2022, 10:30:AM
We consult on changes to redress calculations for unsuitable pension transfer advice Started by Legal Beagles Started by Legal Beagles, 2nd August 2022, 09:40:AM	0 responses 45 views 0 likes	by Legal Beagles 2nd August 2022, 09:40:AM
FCA clamps down on marketing of high-risk investments to consumers Started by Legal Beagles Started by Legal Beagles, 1st August 2022, 09:30:AM	0 responses 36 views 0 likes	by Legal Beagles 1st August 2022, 09:30:AM
Hartley Pensions Limited enters administration Started by Legal Beagles Started by Legal Beagles, 29th July 2022, 15:01:PM	0 responses 29 views 0 likes	by Legal Beagles 29th July 2022, 15:01:PM
FCA regulation boosts consumer protection in the funeral plans market Started by Legal Beagles Started by Legal Beagles, 29th July 2022, 06:10:AM	0 responses 37 views 0 likes	by Legal Beagles 29th July 2022, 06:10:AM
FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors Started by Legal Beagles Started by Legal Beagles, 28th July 2022, 09:40:AM	0 responses 41 views 0 likes	by Legal Beagles 28th July 2022, 09:40:AM
FCA refuses authorisation to funeral plan provider Started by Legal Beagles Started by Legal Beagles, 27th July 2022, 11:10:AM	0 responses 62 views 0 likes	by Legal Beagles 27th July 2022, 11:10:AM
The FCA’s Consumer Duty will lead to a major shift in financial services Started by Legal Beagles Started by Legal Beagles, 27th July 2022, 06:10:AM	0 responses 32 views 0 likes	by Legal Beagles 27th July 2022, 06:10:AM
Funeral plan providers – list of firms not authorised from 29 July 2022 Started by Legal Beagles Started by Legal Beagles, 22nd July 2022, 14:20:PM	0 responses 30 views 0 likes	by Legal Beagles 22nd July 2022, 14:20:PM
Individual sentenced to four months imprisonment for contempt of court Started by Legal Beagles Started by Legal Beagles, 22nd July 2022, 11:01:AM	0 responses 39 views 0 likes	by Legal Beagles 22nd July 2022, 11:01:AM
The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector Started by Legal Beagles Started by Legal Beagles, 21st July 2022, 09:20:AM	0 responses 38 views 0 likes	by Legal Beagles 21st July 2022, 09:20:AM
The FCA welcomes the Secondary Capital Raising Review Report Started by Legal Beagles Started by Legal Beagles, 19th July 2022, 13:01:PM	0 responses 30 views 0 likes	by Legal Beagles 19th July 2022, 13:01:PM
Half a million consumers paying less credit card interest following FCA intervention Started by Legal Beagles Started by Legal Beagles, 19th July 2022, 09:40:AM	0 responses 48 views 0 likes	by Legal Beagles 19th July 2022, 09:40:AM
FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading Started by Legal Beagles Started by Legal Beagles, 15th July 2022, 09:10:AM	0 responses 29 views 0 likes	by Legal Beagles 15th July 2022, 09:10:AM

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