The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA appoints new Director of International Started by Legal Beagles Started by Legal Beagles, 5th August 2022, 10:01:AM	0 responses 39 views 0 likes	by Legal Beagles 5th August 2022, 10:01:AM
FCA fines Sir Christopher Gent for disclosing inside information Started by Legal Beagles Started by Legal Beagles, 5th August 2022, 09:01:AM	0 responses 40 views 0 likes	by Legal Beagles 5th August 2022, 09:01:AM
FCA issues an update on switching in the mortgage market Started by Legal Beagles Started by Legal Beagles, 2nd August 2022, 10:30:AM	0 responses 42 views 0 likes	by Legal Beagles 2nd August 2022, 10:30:AM
We consult on changes to redress calculations for unsuitable pension transfer advice Started by Legal Beagles Started by Legal Beagles, 2nd August 2022, 09:40:AM	0 responses 47 views 0 likes	by Legal Beagles 2nd August 2022, 09:40:AM
FCA clamps down on marketing of high-risk investments to consumers Started by Legal Beagles Started by Legal Beagles, 1st August 2022, 09:30:AM	0 responses 36 views 0 likes	by Legal Beagles 1st August 2022, 09:30:AM
Hartley Pensions Limited enters administration Started by Legal Beagles Started by Legal Beagles, 29th July 2022, 15:01:PM	0 responses 29 views 0 likes	by Legal Beagles 29th July 2022, 15:01:PM
FCA regulation boosts consumer protection in the funeral plans market Started by Legal Beagles Started by Legal Beagles, 29th July 2022, 06:10:AM	0 responses 37 views 0 likes	by Legal Beagles 29th July 2022, 06:10:AM
FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors Started by Legal Beagles Started by Legal Beagles, 28th July 2022, 09:40:AM	0 responses 41 views 0 likes	by Legal Beagles 28th July 2022, 09:40:AM
FCA refuses authorisation to funeral plan provider Started by Legal Beagles Started by Legal Beagles, 27th July 2022, 11:10:AM	0 responses 63 views 0 likes	by Legal Beagles 27th July 2022, 11:10:AM
The FCA’s Consumer Duty will lead to a major shift in financial services Started by Legal Beagles Started by Legal Beagles, 27th July 2022, 06:10:AM	0 responses 33 views 0 likes	by Legal Beagles 27th July 2022, 06:10:AM
Funeral plan providers – list of firms not authorised from 29 July 2022 Started by Legal Beagles Started by Legal Beagles, 22nd July 2022, 14:20:PM	0 responses 32 views 0 likes	by Legal Beagles 22nd July 2022, 14:20:PM
Individual sentenced to four months imprisonment for contempt of court Started by Legal Beagles Started by Legal Beagles, 22nd July 2022, 11:01:AM	0 responses 40 views 0 likes	by Legal Beagles 22nd July 2022, 11:01:AM
The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector Started by Legal Beagles Started by Legal Beagles, 21st July 2022, 09:20:AM	0 responses 39 views 0 likes	by Legal Beagles 21st July 2022, 09:20:AM
The FCA welcomes the Secondary Capital Raising Review Report Started by Legal Beagles Started by Legal Beagles, 19th July 2022, 13:01:PM	0 responses 31 views 0 likes	by Legal Beagles 19th July 2022, 13:01:PM
Half a million consumers paying less credit card interest following FCA intervention Started by Legal Beagles Started by Legal Beagles, 19th July 2022, 09:40:AM	0 responses 51 views 0 likes	by Legal Beagles 19th July 2022, 09:40:AM
FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading Started by Legal Beagles Started by Legal Beagles, 15th July 2022, 09:10:AM	0 responses 29 views 0 likes	by Legal Beagles 15th July 2022, 09:10:AM
How the UK will regulate for the future Started by Legal Beagles Started by Legal Beagles, 14th July 2022, 13:01:PM	0 responses 25 views 0 likes	by Legal Beagles 14th July 2022, 13:01:PM
FCA tells banks to improve treatment of struggling small business borrowers Started by Legal Beagles Started by Legal Beagles, 12th July 2022, 09:02:AM	0 responses 39 views 0 likes	by Legal Beagles 12th July 2022, 09:02:AM
Hartley Pensions Limited – requirement to stop accepting new pension contributions Started by Legal Beagles Started by Legal Beagles, 11th July 2022, 17:01:PM	0 responses 59 views 0 likes	by Legal Beagles 11th July 2022, 17:01:PM
Eunisure Limited enters liquidation Started by Legal Beagles Started by Legal Beagles, 11th July 2022, 10:20:AM	0 responses 44 views 0 likes	by Legal Beagles 11th July 2022, 10:20:AM
Ashley Alder appointed FCA chair Started by Legal Beagles Started by Legal Beagles, 8th July 2022, 06:21:AM	0 responses 43 views 0 likes	by Legal Beagles 8th July 2022, 06:21:AM
Consumers struggling with rising prices urged to seek help Started by Legal Beagles Started by Legal Beagles, 6th July 2022, 06:05:AM	0 responses 23 views 0 likes	by Legal Beagles 6th July 2022, 06:05:AM
FCA further bolsters its leadership team as it expands its headcount Started by Legal Beagles Started by Legal Beagles, 5th July 2022, 11:30:AM	0 responses 27 views 0 likes	by Legal Beagles 5th July 2022, 11:30:AM
We consult on proposals aimed at improving UK equity market Started by Legal Beagles Started by Legal Beagles, 5th July 2022, 09:10:AM	0 responses 24 views 0 likes	by Legal Beagles 5th July 2022, 09:10:AM
Alexander David Securities Limited enters liquidation Started by Legal Beagles Started by Legal Beagles, 4th July 2022, 11:20:AM	0 responses 43 views 0 likes	by Legal Beagles 4th July 2022, 11:20:AM

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