The Financial Conduct Authority (FCA)

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Directions and requirements placed on Samweb for providing misleading information to consumers Started by Legal Beagles Started by Legal Beagles, 7th November 2022, 11:40:AM	0 responses 27 views 0 likes	by Legal Beagles 7th November 2022, 11:40:AM
FCA progresses market abuse claim against Globo Plc chiefs Started by Legal Beagles Started by Legal Beagles, 4th November 2022, 14:40:PM	0 responses 30 views 0 likes	by Legal Beagles 4th November 2022, 14:40:PM
£12 million compensation to be paid to thousands of struggling borrowers Started by Legal Beagles Started by Legal Beagles, 3rd November 2022, 09:10:AM	0 responses 43 views 0 likes	by Legal Beagles 3rd November 2022, 09:10:AM
Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority Started by Legal Beagles Started by Legal Beagles, 2nd November 2022, 16:20:PM	0 responses 42 views 0 likes	by Legal Beagles 2nd November 2022, 16:20:PM
FCA's key priorities for the financial advice industry Started by Legal Beagles Started by Legal Beagles, 2nd November 2022, 15:40:PM	0 responses 46 views 0 likes	by Legal Beagles 2nd November 2022, 15:40:PM
FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme Started by Legal Beagles Started by Legal Beagles, 1st November 2022, 10:20:AM	0 responses 43 views 0 likes	by Legal Beagles 1st November 2022, 10:20:AM
Restrictions placed on Lilium Markets Ltd Started by Legal Beagles Started by Legal Beagles, 28th October 2022, 10:50:AM	0 responses 37 views 0 likes	by Legal Beagles 28th October 2022, 10:50:AM
FCA publishes notice of decision to cancel Umuthi Healthcare Solutions’ shares Started by Legal Beagles Started by Legal Beagles, 28th October 2022, 10:10:AM	0 responses 35 views 0 likes	by Legal Beagles 28th October 2022, 10:10:AM
The role of the FCA in a changing regulatory landscape Started by Legal Beagles Started by Legal Beagles, 27th October 2022, 15:40:PM	0 responses 34 views 0 likes	by Legal Beagles 27th October 2022, 15:40:PM
FCA launches discussion on competition impacts of Big Tech on financial services industry Started by Legal Beagles Started by Legal Beagles, 25th October 2022, 08:10:AM	0 responses 23 views 0 likes	by Legal Beagles 25th October 2022, 08:10:AM
FCA proposes new rules to tackle greenwashing Started by Legal Beagles Started by Legal Beagles, 25th October 2022, 07:01:AM	0 responses 37 views 0 likes	by Legal Beagles 25th October 2022, 07:01:AM
FCA publishes Decision Notices for Barclays plc and Barclays Bank plc (together “Barclays”) Started by Legal Beagles Started by Legal Beagles, 21st October 2022, 08:40:AM	0 responses 20 views 0 likes	by Legal Beagles 21st October 2022, 08:40:AM
Millions of Britons struggling with bills, warns regulator Started by Legal Beagles Started by Legal Beagles, 21st October 2022, 08:01:AM	0 responses 23 views 0 likes	by Legal Beagles 21st October 2022, 08:01:AM
FCA begins criminal proceedings against five individuals involved with Worthington Group plc Started by Legal Beagles Started by Legal Beagles, 20th October 2022, 12:10:PM	0 responses 41 views 0 likes	by Legal Beagles 20th October 2022, 12:10:PM
Mark Steward to step down from the FCA Started by Legal Beagles Started by Legal Beagles, 18th October 2022, 10:22:AM	0 responses 35 views 0 likes	by Legal Beagles 18th October 2022, 10:22:AM
FCA places restrictions on twice as many consumer investment firms this year Started by Legal Beagles Started by Legal Beagles, 18th October 2022, 08:30:AM	0 responses 23 views 0 likes	by Legal Beagles 18th October 2022, 08:30:AM
FCA fines Gatehouse Bank £1.5m for poor anti-money laundering checks Started by Legal Beagles Started by Legal Beagles, 14th October 2022, 09:30:AM	0 responses 34 views 0 likes	by Legal Beagles 14th October 2022, 09:30:AM
FCA allows Amigo to start lending again on a pilot basis Started by Legal Beagles Started by Legal Beagles, 13th October 2022, 17:10:PM	0 responses 83 views 0 likes	by Legal Beagles 13th October 2022, 17:10:PM
Nikhil Rathi – APM opening remarks 2022 Started by Legal Beagles Started by Legal Beagles, 12th October 2022, 11:30:AM	0 responses 34 views 0 likes	by Legal Beagles 12th October 2022, 11:30:AM
Richard Lloyd – APM opening remarks 2022 Started by Legal Beagles Started by Legal Beagles, 12th October 2022, 09:10:AM	0 responses 35 views 0 likes	by Legal Beagles 12th October 2022, 09:10:AM
FCA updates guidance for branch closures Started by Legal Beagles Started by Legal Beagles, 11th October 2022, 09:20:AM	0 responses 9 views 0 likes	by Legal Beagles 11th October 2022, 09:20:AM
FCA authorisations update Started by Legal Beagles Started by Legal Beagles, 10th October 2022, 14:20:PM	0 responses 31 views 0 likes	by Legal Beagles 10th October 2022, 14:20:PM
Agile regulation and planning for success Started by Legal Beagles Started by Legal Beagles, 6th October 2022, 14:40:PM	0 responses 30 views 0 likes	by Legal Beagles 6th October 2022, 14:40:PM
FCA fines Sigma Broking Limited £530,000 and bans and fines its former directors following market abuse reporting failures Started by Legal Beagles Started by Legal Beagles, 6th October 2022, 09:01:AM	0 responses 25 views 0 likes	by Legal Beagles 6th October 2022, 09:01:AM
FCA research: A quarter of consumers would withdraw pension savings earlier to cover cost of living – making them vulnerable to scammer ‘misdirection’ Started by Legal Beagles Started by Legal Beagles, 6th October 2022, 07:02:AM	0 responses 26 views 0 likes	by Legal Beagles 6th October 2022, 07:02:AM

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