The Financial Conduct Authority (FCA)

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Topics	Statistics
Update on debt packager proposals Started by Legal Beagles Started by Legal Beagles, 5th December 2022, 14:01:PM	0 responses 47 views 0 likes	by Legal Beagles 5th December 2022, 14:01:PM
FCA fines Pembrokeshire Mortgage Centre Ltd £2.4m for serious failings in relation to the British Steel Pension Scheme Started by Legal Beagles Started by Legal Beagles, 2nd December 2022, 10:01:AM	0 responses 25 views 0 likes	by Legal Beagles 2nd December 2022, 10:01:AM
Insurance providers warned not to undervalue cars or other insured items when settling claims Started by Legal Beagles Started by Legal Beagles, 2nd December 2022, 08:11:AM	0 responses 26 views 0 likes	by Legal Beagles 2nd December 2022, 08:11:AM
FCA highlights continuing concerns about problem firms in the CFD sector Started by Legal Beagles Started by Legal Beagles, 1st December 2022, 11:01:AM	0 responses 31 views 0 likes	by Legal Beagles 1st December 2022, 11:01:AM
FCA sets out plans to improve engagement with pensions Started by Legal Beagles Started by Legal Beagles, 1st December 2022, 10:10:AM	0 responses 24 views 0 likes	by Legal Beagles 1st December 2022, 10:10:AM
Statement on Liability Driven Investment (LDI) Started by Legal Beagles Started by Legal Beagles, 30th November 2022, 12:10:PM	0 responses 33 views 0 likes	by Legal Beagles 30th November 2022, 12:10:PM
FCA fines Julius Baer International Limited £18m and publishes decision notices for three individuals Started by Legal Beagles Started by Legal Beagles, 30th November 2022, 10:20:AM	0 responses 41 views 0 likes	by Legal Beagles 30th November 2022, 10:20:AM
FCA proposes ways to make financial advice more accessible Started by Legal Beagles Started by Legal Beagles, 30th November 2022, 09:10:AM	0 responses 20 views 0 likes	by Legal Beagles 30th November 2022, 09:10:AM
From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit Started by Legal Beagles Started by Legal Beagles, 29th November 2022, 10:40:AM	0 responses 22 views 0 likes	by Legal Beagles 29th November 2022, 10:40:AM
FCA confirms plans to deliver redress to over 1,000 former British Steel Pension Scheme members Started by Legal Beagles Started by Legal Beagles, 28th November 2022, 09:03:AM	0 responses 23 views 0 likes	by Legal Beagles 28th November 2022, 09:03:AM
Restrictions placed on Micro-E C.I.C Started by Legal Beagles Started by Legal Beagles, 25th November 2022, 12:50:PM	0 responses 18 views 0 likes	by Legal Beagles 25th November 2022, 12:50:PM
Hartley Pensions update Started by Legal Beagles Started by Legal Beagles, 24th November 2022, 09:40:AM	0 responses 81 views 0 likes	by Legal Beagles 24th November 2022, 09:40:AM
Further consultation and announcements on the wind-down of LIBOR Started by Legal Beagles Started by Legal Beagles, 23rd November 2022, 12:10:PM	0 responses 24 views 0 likes	by Legal Beagles 23rd November 2022, 12:10:PM
Diversity and inclusion: Driving change in our industry Started by Legal Beagles Started by Legal Beagles, 22nd November 2022, 16:40:PM	0 responses 25 views 0 likes	by Legal Beagles 22nd November 2022, 16:40:PM
Code of Conduct for ESG data and ratings providers Started by Legal Beagles Started by Legal Beagles, 22nd November 2022, 11:11:AM	0 responses 21 views 0 likes	by Legal Beagles 22nd November 2022, 11:11:AM
Improvements needed to the credit information market to deliver better lending decisions for borrowers Started by Legal Beagles Started by Legal Beagles, 22nd November 2022, 09:01:AM	0 responses 31 views 0 likes	by Legal Beagles 22nd November 2022, 09:01:AM
FCA concerned about problem behaviours linked to trading app design Started by Legal Beagles Started by Legal Beagles, 21st November 2022, 09:03:AM	0 responses 26 views 0 likes	by Legal Beagles 21st November 2022, 09:03:AM
Date set for trial against 5 individuals involved with Worthington Group plc Started by Legal Beagles Started by Legal Beagles, 18th November 2022, 16:02:PM	0 responses 24 views 0 likes	by Legal Beagles 18th November 2022, 16:02:PM
FCA issues Final Notice to former CEO for anti-money laundering failings Started by Legal Beagles Started by Legal Beagles, 18th November 2022, 09:40:AM	0 responses 19 views 0 likes	by Legal Beagles 18th November 2022, 09:40:AM
Rolling regulation forwards Started by Legal Beagles Started by Legal Beagles, 16th November 2022, 21:40:PM	0 responses 8 views 0 likes	by Legal Beagles 16th November 2022, 21:40:PM
Information for FTX customers Started by Legal Beagles Started by Legal Beagles, 14th November 2022, 13:10:PM	0 responses 23 views 0 likes	by Legal Beagles 14th November 2022, 13:10:PM
FCA bans director from working in financial services after violent criminal conviction Started by Legal Beagles Started by Legal Beagles, 14th November 2022, 10:01:AM	0 responses 22 views 0 likes	by Legal Beagles 14th November 2022, 10:01:AM
Eight firms enter liquidation following FCA action Started by Legal Beagles Started by Legal Beagles, 11th November 2022, 11:01:AM	0 responses 31 views 0 likes	by Legal Beagles 11th November 2022, 11:01:AM
Defined benefit pension redress calculations Started by Legal Beagles Started by Legal Beagles, 9th November 2022, 10:40:AM	0 responses 9 views 0 likes	by Legal Beagles 9th November 2022, 10:40:AM
AI: Moving from fear to trust Started by Legal Beagles Started by Legal Beagles, 9th November 2022, 10:01:AM	0 responses 12 views 0 likes	by Legal Beagles 9th November 2022, 10:01:AM

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