The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA concerned about problem behaviours linked to trading app design Started by Legal Beagles Started by Legal Beagles, 21st November 2022, 09:03:AM	0 responses 24 views 0 likes	by Legal Beagles 21st November 2022, 09:03:AM
Date set for trial against 5 individuals involved with Worthington Group plc Started by Legal Beagles Started by Legal Beagles, 18th November 2022, 16:02:PM	0 responses 23 views 0 likes	by Legal Beagles 18th November 2022, 16:02:PM
FCA issues Final Notice to former CEO for anti-money laundering failings Started by Legal Beagles Started by Legal Beagles, 18th November 2022, 09:40:AM	0 responses 18 views 0 likes	by Legal Beagles 18th November 2022, 09:40:AM
Rolling regulation forwards Started by Legal Beagles Started by Legal Beagles, 16th November 2022, 21:40:PM	0 responses 7 views 0 likes	by Legal Beagles 16th November 2022, 21:40:PM
Information for FTX customers Started by Legal Beagles Started by Legal Beagles, 14th November 2022, 13:10:PM	0 responses 21 views 0 likes	by Legal Beagles 14th November 2022, 13:10:PM
FCA bans director from working in financial services after violent criminal conviction Started by Legal Beagles Started by Legal Beagles, 14th November 2022, 10:01:AM	0 responses 21 views 0 likes	by Legal Beagles 14th November 2022, 10:01:AM
Eight firms enter liquidation following FCA action Started by Legal Beagles Started by Legal Beagles, 11th November 2022, 11:01:AM	0 responses 30 views 0 likes	by Legal Beagles 11th November 2022, 11:01:AM
Defined benefit pension redress calculations Started by Legal Beagles Started by Legal Beagles, 9th November 2022, 10:40:AM	0 responses 9 views 0 likes	by Legal Beagles 9th November 2022, 10:40:AM
AI: Moving from fear to trust Started by Legal Beagles Started by Legal Beagles, 9th November 2022, 10:01:AM	0 responses 10 views 0 likes	by Legal Beagles 9th November 2022, 10:01:AM
Directions and requirements placed on Samweb for providing misleading information to consumers Started by Legal Beagles Started by Legal Beagles, 7th November 2022, 11:40:AM	0 responses 27 views 0 likes	by Legal Beagles 7th November 2022, 11:40:AM
FCA progresses market abuse claim against Globo Plc chiefs Started by Legal Beagles Started by Legal Beagles, 4th November 2022, 14:40:PM	0 responses 28 views 0 likes	by Legal Beagles 4th November 2022, 14:40:PM
£12 million compensation to be paid to thousands of struggling borrowers Started by Legal Beagles Started by Legal Beagles, 3rd November 2022, 09:10:AM	0 responses 42 views 0 likes	by Legal Beagles 3rd November 2022, 09:10:AM
Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority Started by Legal Beagles Started by Legal Beagles, 2nd November 2022, 16:20:PM	0 responses 41 views 0 likes	by Legal Beagles 2nd November 2022, 16:20:PM
FCA's key priorities for the financial advice industry Started by Legal Beagles Started by Legal Beagles, 2nd November 2022, 15:40:PM	0 responses 42 views 0 likes	by Legal Beagles 2nd November 2022, 15:40:PM
FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme Started by Legal Beagles Started by Legal Beagles, 1st November 2022, 10:20:AM	0 responses 41 views 0 likes	by Legal Beagles 1st November 2022, 10:20:AM
Restrictions placed on Lilium Markets Ltd Started by Legal Beagles Started by Legal Beagles, 28th October 2022, 10:50:AM	0 responses 36 views 0 likes	by Legal Beagles 28th October 2022, 10:50:AM
FCA publishes notice of decision to cancel Umuthi Healthcare Solutions’ shares Started by Legal Beagles Started by Legal Beagles, 28th October 2022, 10:10:AM	0 responses 34 views 0 likes	by Legal Beagles 28th October 2022, 10:10:AM
The role of the FCA in a changing regulatory landscape Started by Legal Beagles Started by Legal Beagles, 27th October 2022, 15:40:PM	0 responses 34 views 0 likes	by Legal Beagles 27th October 2022, 15:40:PM
FCA launches discussion on competition impacts of Big Tech on financial services industry Started by Legal Beagles Started by Legal Beagles, 25th October 2022, 08:10:AM	0 responses 23 views 0 likes	by Legal Beagles 25th October 2022, 08:10:AM
FCA proposes new rules to tackle greenwashing Started by Legal Beagles Started by Legal Beagles, 25th October 2022, 07:01:AM	0 responses 35 views 0 likes	by Legal Beagles 25th October 2022, 07:01:AM
FCA publishes Decision Notices for Barclays plc and Barclays Bank plc (together “Barclays”) Started by Legal Beagles Started by Legal Beagles, 21st October 2022, 08:40:AM	0 responses 19 views 0 likes	by Legal Beagles 21st October 2022, 08:40:AM
Millions of Britons struggling with bills, warns regulator Started by Legal Beagles Started by Legal Beagles, 21st October 2022, 08:01:AM	0 responses 22 views 0 likes	by Legal Beagles 21st October 2022, 08:01:AM
FCA begins criminal proceedings against five individuals involved with Worthington Group plc Started by Legal Beagles Started by Legal Beagles, 20th October 2022, 12:10:PM	0 responses 40 views 0 likes	by Legal Beagles 20th October 2022, 12:10:PM
Mark Steward to step down from the FCA Started by Legal Beagles Started by Legal Beagles, 18th October 2022, 10:22:AM	0 responses 34 views 0 likes	by Legal Beagles 18th October 2022, 10:22:AM
FCA places restrictions on twice as many consumer investment firms this year Started by Legal Beagles Started by Legal Beagles, 18th October 2022, 08:30:AM	0 responses 22 views 0 likes	by Legal Beagles 18th October 2022, 08:30:AM

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