The Financial Conduct Authority (FCA)

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Topics	Statistics
Unregulated Buy Now Pay Later (BNPL) firms becoming authorised Started by Legal Beagles Started by Legal Beagles, 23rd November 2023, 10:21:AM	0 responses 12 views 0 likes	by Legal Beagles 23rd November 2023, 10:21:AM
Pension value for money Started by Legal Beagles Started by Legal Beagles, 22nd November 2023, 14:01:PM	0 responses 27 views 0 likes	by Legal Beagles 22nd November 2023, 14:01:PM
Building firm foundations for healthy cultures Started by Legal Beagles Started by Legal Beagles, 20th November 2023, 10:01:AM	0 responses 29 views 0 likes	by Legal Beagles 20th November 2023, 10:01:AM
FCA censures NMC Health Plc (in Administration) for market abuse Started by Legal Beagles Started by Legal Beagles, 17th November 2023, 10:41:AM	0 responses 17 views 0 likes	by Legal Beagles 17th November 2023, 10:41:AM
FCA and PSR Boards appoint new members to decision-making committees Started by Legal Beagles Started by Legal Beagles, 16th November 2023, 09:50:AM	0 responses 16 views 0 likes	by Legal Beagles 16th November 2023, 09:50:AM
Review of our approach to secondary brokers Started by Legal Beagles Started by Legal Beagles, 16th November 2023, 09:11:AM	0 responses 27 views 0 likes	by Legal Beagles 16th November 2023, 09:11:AM
Two individuals guilty of making £3m worth of fraudulent mortgage applications Started by Legal Beagles Started by Legal Beagles, 15th November 2023, 15:30:PM	0 responses 30 views 0 likes	by Legal Beagles 15th November 2023, 15:30:PM
Statement on the FCA’s regulatory and criminal investigation into WealthTek Limited Liability Partnership Started by Legal Beagles Started by Legal Beagles, 15th November 2023, 14:50:PM	0 responses 31 views 0 likes	by Legal Beagles 15th November 2023, 14:50:PM
FCA places restrictions on KBFS Financial Limited Started by Legal Beagles Started by Legal Beagles, 15th November 2023, 09:21:AM	0 responses 35 views 0 likes	by Legal Beagles 15th November 2023, 09:21:AM
Woodford Equity Income Fund redress Started by Legal Beagles Started by Legal Beagles, 10th November 2023, 14:40:PM	0 responses 89 views 0 likes	by Legal Beagles 10th November 2023, 14:40:PM
Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds Started by Legal Beagles Started by Legal Beagles, 7th November 2023, 10:20:AM	0 responses 24 views 0 likes	by Legal Beagles 7th November 2023, 10:20:AM
FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation Started by Legal Beagles Started by Legal Beagles, 3rd November 2023, 10:40:AM	0 responses 15 views 0 likes	by Legal Beagles 3rd November 2023, 10:40:AM
Financial regulator secures confiscation order against convicted CFO Started by Legal Beagles Started by Legal Beagles, 3rd November 2023, 10:01:AM	0 responses 26 views 0 likes	by Legal Beagles 3rd November 2023, 10:01:AM
Guidance for crypto firms to help them comply with marketing rules* Started by Legal Beagles Started by Legal Beagles, 2nd November 2023, 11:01:AM	0 responses 21 views 0 likes	by Legal Beagles 2nd November 2023, 11:01:AM
Consumer Duty: Not once and done Started by Legal Beagles Started by Legal Beagles, 1st November 2023, 11:10:AM	0 responses 25 views 0 likes	by Legal Beagles 1st November 2023, 11:10:AM
Synthetic Data Expert Group update on progress Started by Legal Beagles Started by Legal Beagles, 1st November 2023, 10:10:AM	0 responses 31 views 0 likes	by Legal Beagles 1st November 2023, 10:10:AM
FCA secures contract changes for buy-now-pay-later customers as more consumers use the product Started by Legal Beagles Started by Legal Beagles, 31st October 2023, 09:10:AM	0 responses 21 views 0 likes	by Legal Beagles 31st October 2023, 09:10:AM
FCA joins forces with global regulators to foster digital innovation with Project Guardian Started by Legal Beagles Started by Legal Beagles, 31st October 2023, 08:40:AM	0 responses 16 views 0 likes	by Legal Beagles 31st October 2023, 08:40:AM
H.P.A.S Limited (trading as Safestyle UK) enters administration Started by Legal Beagles Started by Legal Beagles, 30th October 2023, 16:30:PM	0 responses 70 views 0 likes	by Legal Beagles 30th October 2023, 16:30:PM
FCA statement regarding NatWest Group Started by Legal Beagles Started by Legal Beagles, 27th October 2023, 06:07:AM	0 responses 18 views 0 likes	by Legal Beagles 27th October 2023, 06:07:AM
FCA warns about common issues with crypto marketing Started by Legal Beagles Started by Legal Beagles, 25th October 2023, 10:20:AM	0 responses 37 views 0 likes	by Legal Beagles 25th October 2023, 10:20:AM
Novaloans Ltd (trading as Cash4UNow) enters administration Started by Legal Beagles Started by Legal Beagles, 25th October 2023, 09:40:AM	0 responses 47 views 0 likes	by Legal Beagles 25th October 2023, 09:40:AM
Review of rules extending SME access to the Financial Ombudsman Service Started by Legal Beagles Started by Legal Beagles, 24th October 2023, 09:10:AM	0 responses 5 views 0 likes	by Legal Beagles 24th October 2023, 09:10:AM
The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks Started by Legal Beagles Started by Legal Beagles, 18th October 2023, 13:10:PM	0 responses 22 views 0 likes	by Legal Beagles 18th October 2023, 13:10:PM
Collaborate to compete: why we must all embrace a growth mindset Started by Legal Beagles Started by Legal Beagles, 16th October 2023, 20:21:PM	0 responses 21 views 0 likes	by Legal Beagles 16th October 2023, 20:21:PM

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