The Financial Conduct Authority (FCA)

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Topics	Statistics
Financial watchdog sets out credit information market improvements Started by Legal Beagles Started by Legal Beagles, 5th December 2023, 07:12:AM	0 responses 30 views 0 likes	by Legal Beagles 5th December 2023, 07:12:AM
FCA seeks views on regulatory approach for overseas funds Started by Legal Beagles Started by Legal Beagles, 4th December 2023, 10:10:AM	0 responses 26 views 0 likes	by Legal Beagles 4th December 2023, 10:10:AM
FCA sets out forbearance measures for investment company cost disclosure Started by Legal Beagles Started by Legal Beagles, 30th November 2023, 11:20:AM	0 responses 15 views 0 likes	by Legal Beagles 30th November 2023, 11:20:AM
Statement on communications in relation to PRIIPs and UCITS Started by Legal Beagles Started by Legal Beagles, 30th November 2023, 10:50:AM	0 responses 14 views 0 likes	by Legal Beagles 30th November 2023, 10:50:AM
FCA fines three money transfer firms for breaking competition law Started by Legal Beagles Started by Legal Beagles, 30th November 2023, 10:10:AM	0 responses 31 views 0 likes	by Legal Beagles 30th November 2023, 10:10:AM
Rational Foreign Exchange Limited enters special administration Started by Legal Beagles Started by Legal Beagles, 30th November 2023, 09:40:AM	0 responses 21 views 0 likes	by Legal Beagles 30th November 2023, 09:40:AM
Personal investment firms that give bad advice to hold capital for redress Started by Legal Beagles Started by Legal Beagles, 29th November 2023, 07:41:AM	0 responses 28 views 0 likes	by Legal Beagles 29th November 2023, 07:41:AM
Sustainability disclosure and labelling regime confirmed by the FCA Started by Legal Beagles Started by Legal Beagles, 28th November 2023, 14:10:PM	0 responses 24 views 0 likes	by Legal Beagles 28th November 2023, 14:10:PM
Update for investors in the Woodford Equity Income Fund Started by Legal Beagles Started by Legal Beagles, 27th November 2023, 16:21:PM	0 responses 55 views 0 likes	by Legal Beagles 27th November 2023, 16:21:PM
FCA publishes final report on IFPR implementation observations Started by Legal Beagles Started by Legal Beagles, 27th November 2023, 10:40:AM	0 responses 33 views 0 likes	by Legal Beagles 27th November 2023, 10:40:AM
FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice Started by Legal Beagles Started by Legal Beagles, 27th November 2023, 10:02:AM	0 responses 12 views 0 likes	by Legal Beagles 27th November 2023, 10:02:AM
How to flex your organisation's power through culture and conduct Started by Legal Beagles Started by Legal Beagles, 23rd November 2023, 15:30:PM	0 responses 17 views 0 likes	by Legal Beagles 23rd November 2023, 15:30:PM
Unregulated Buy Now Pay Later (BNPL) firms becoming authorised Started by Legal Beagles Started by Legal Beagles, 23rd November 2023, 10:21:AM	0 responses 12 views 0 likes	by Legal Beagles 23rd November 2023, 10:21:AM
Pension value for money Started by Legal Beagles Started by Legal Beagles, 22nd November 2023, 14:01:PM	0 responses 27 views 0 likes	by Legal Beagles 22nd November 2023, 14:01:PM
Building firm foundations for healthy cultures Started by Legal Beagles Started by Legal Beagles, 20th November 2023, 10:01:AM	0 responses 29 views 0 likes	by Legal Beagles 20th November 2023, 10:01:AM
FCA censures NMC Health Plc (in Administration) for market abuse Started by Legal Beagles Started by Legal Beagles, 17th November 2023, 10:41:AM	0 responses 17 views 0 likes	by Legal Beagles 17th November 2023, 10:41:AM
FCA and PSR Boards appoint new members to decision-making committees Started by Legal Beagles Started by Legal Beagles, 16th November 2023, 09:50:AM	0 responses 16 views 0 likes	by Legal Beagles 16th November 2023, 09:50:AM
Review of our approach to secondary brokers Started by Legal Beagles Started by Legal Beagles, 16th November 2023, 09:11:AM	0 responses 25 views 0 likes	by Legal Beagles 16th November 2023, 09:11:AM
Two individuals guilty of making £3m worth of fraudulent mortgage applications Started by Legal Beagles Started by Legal Beagles, 15th November 2023, 15:30:PM	0 responses 27 views 0 likes	by Legal Beagles 15th November 2023, 15:30:PM
Statement on the FCA’s regulatory and criminal investigation into WealthTek Limited Liability Partnership Started by Legal Beagles Started by Legal Beagles, 15th November 2023, 14:50:PM	0 responses 30 views 0 likes	by Legal Beagles 15th November 2023, 14:50:PM
FCA places restrictions on KBFS Financial Limited Started by Legal Beagles Started by Legal Beagles, 15th November 2023, 09:21:AM	0 responses 33 views 0 likes	by Legal Beagles 15th November 2023, 09:21:AM
Woodford Equity Income Fund redress Started by Legal Beagles Started by Legal Beagles, 10th November 2023, 14:40:PM	0 responses 88 views 0 likes	by Legal Beagles 10th November 2023, 14:40:PM
Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds Started by Legal Beagles Started by Legal Beagles, 7th November 2023, 10:20:AM	0 responses 24 views 0 likes	by Legal Beagles 7th November 2023, 10:20:AM
FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation Started by Legal Beagles Started by Legal Beagles, 3rd November 2023, 10:40:AM	0 responses 14 views 0 likes	by Legal Beagles 3rd November 2023, 10:40:AM
Financial regulator secures confiscation order against convicted CFO Started by Legal Beagles Started by Legal Beagles, 3rd November 2023, 10:01:AM	0 responses 25 views 0 likes	by Legal Beagles 3rd November 2023, 10:01:AM

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