The Financial Conduct Authority (FCA)

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Topics	Statistics
Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK Started by Legal Beagles Started by Legal Beagles, 14th September 2023, 09:51:AM	0 responses 12 views 0 likes	by Legal Beagles 14th September 2023, 09:51:AM
Review of later-life mortgages finds poor advice and misleading promotions Started by Legal Beagles Started by Legal Beagles, 14th September 2023, 09:10:AM	0 responses 14 views 0 likes	by Legal Beagles 14th September 2023, 09:10:AM
FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation Started by Legal Beagles Started by Legal Beagles, 13th September 2023, 12:20:PM	0 responses 29 views 0 likes	by Legal Beagles 13th September 2023, 12:20:PM
The post-Brexit Handbook: a collective opportunity Started by Legal Beagles Started by Legal Beagles, 13th September 2023, 09:10:AM	0 responses 27 views 0 likes	by Legal Beagles 13th September 2023, 09:10:AM
New screening checks required to approve financial adverts Started by Legal Beagles Started by Legal Beagles, 12th September 2023, 08:40:AM	0 responses 25 views 0 likes	by Legal Beagles 12th September 2023, 08:40:AM
FCA sets expectations ahead of incoming crypto marketing rules Started by Legal Beagles Started by Legal Beagles, 7th September 2023, 12:10:PM	0 responses 17 views 0 likes	by Legal Beagles 7th September 2023, 12:10:PM
Calibrating controls to build confident markets Started by Legal Beagles Started by Legal Beagles, 6th September 2023, 11:01:AM	0 responses 16 views 0 likes	by Legal Beagles 6th September 2023, 11:01:AM
6 Towns Credit Union enters administration Started by Legal Beagles Started by Legal Beagles, 5th September 2023, 14:50:PM	0 responses 16 views 0 likes	by Legal Beagles 5th September 2023, 14:50:PM
FCA launches review of treatment of Politically Exposed Persons Started by Legal Beagles Started by Legal Beagles, 5th September 2023, 10:10:AM	0 responses 3 views 0 likes	by Legal Beagles 5th September 2023, 10:10:AM
Two individuals face bans and £1.3m fine for pension transfer advice failings Started by Legal Beagles Started by Legal Beagles, 1st September 2023, 11:10:AM	0 responses 52 views 0 likes	by Legal Beagles 1st September 2023, 11:10:AM
FCA analysing lenders’ fair value assessments Started by Legal Beagles Started by Legal Beagles, 1st September 2023, 08:40:AM	0 responses 21 views 0 likes	by Legal Beagles 1st September 2023, 08:40:AM
Direct Line to carry out a past business review relating to the FCA's pricing rules Started by Legal Beagles Started by Legal Beagles, 1st September 2023, 06:11:AM	0 responses 16 views 0 likes	by Legal Beagles 1st September 2023, 06:11:AM
Update on the FCA's wholesale data market study Started by Legal Beagles Started by Legal Beagles, 31st August 2023, 06:10:AM	0 responses 26 views 0 likes	by Legal Beagles 31st August 2023, 06:10:AM
Verex Insurance Services Limited enters administration Started by Legal Beagles Started by Legal Beagles, 18th August 2023, 17:40:PM	0 responses 66 views 0 likes	by Legal Beagles 18th August 2023, 17:40:PM
Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash Started by Legal Beagles Started by Legal Beagles, 18th August 2023, 09:50:AM	0 responses 21 views 0 likes	by Legal Beagles 18th August 2023, 09:50:AM
FCA sets out expectations for UK cryptoasset businesses complying with the Travel Rule Started by Legal Beagles Started by Legal Beagles, 17th August 2023, 12:40:PM	0 responses 9 views 0 likes	by Legal Beagles 17th August 2023, 12:40:PM
We invite Politically Exposed Persons to share their experiences Started by Legal Beagles Started by Legal Beagles, 15th August 2023, 14:01:PM	0 responses 26 views 0 likes	by Legal Beagles 15th August 2023, 14:01:PM
FCA analysis reveals there are fewer than 1 million interest-only mortgages outstanding Started by Legal Beagles Started by Legal Beagles, 15th August 2023, 09:10:AM	0 responses 16 views 0 likes	by Legal Beagles 15th August 2023, 09:10:AM
FCA finds fund managers’ value assessments significantly improved, but still work to do Started by Legal Beagles Started by Legal Beagles, 10th August 2023, 08:11:AM	0 responses 17 views 0 likes	by Legal Beagles 10th August 2023, 08:11:AM
We request data from banks on account closures Started by Legal Beagles Started by Legal Beagles, 9th August 2023, 17:10:PM	0 responses 50 views 0 likes	by Legal Beagles 9th August 2023, 17:10:PM
Watch out for signs of loan fee fraud as summer spending fuels financial pressure Started by Legal Beagles Started by Legal Beagles, 9th August 2023, 08:01:AM	0 responses 25 views 0 likes	by Legal Beagles 9th August 2023, 08:01:AM
Hamsard 3225 Limited (trading as CLC Finance) enters administration Started by Legal Beagles Started by Legal Beagles, 8th August 2023, 13:50:PM	0 responses 37 views 0 likes	by Legal Beagles 8th August 2023, 13:50:PM
Hastings & Rother Credit Union enters administration Started by Legal Beagles Started by Legal Beagles, 8th August 2023, 12:20:PM	0 responses 32 views 0 likes	by Legal Beagles 8th August 2023, 12:20:PM
Pride matters in financial services and beyond Started by Legal Beagles Started by Legal Beagles, 4th August 2023, 12:40:PM	0 responses 5 views 0 likes	by Legal Beagles 4th August 2023, 12:40:PM
Advice Guidance Boundary Review Started by Legal Beagles Started by Legal Beagles, 3rd August 2023, 09:01:AM	0 responses 26 views 0 likes	by Legal Beagles 3rd August 2023, 09:01:AM

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