The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA cancels listing of Umuthi Healthcare Solutions Started by Legal Beagles Started by Legal Beagles, 4th July 2022, 07:30:AM	0 responses 47 views 0 likes	by Legal Beagles 4th July 2022, 07:30:AM
Finding opportunity in a world of uncertainty Started by Legal Beagles Started by Legal Beagles, 30th June 2022, 11:10:AM	0 responses 35 views 0 likes	by Legal Beagles 30th June 2022, 11:10:AM
FCA resolves High Court proceedings in relation to unauthorised deposit taking Started by Legal Beagles Started by Legal Beagles, 30th June 2022, 10:40:AM	0 responses 33 views 0 likes	by Legal Beagles 30th June 2022, 10:40:AM
Restrictions placed on Colbourne & Company Started by Legal Beagles Started by Legal Beagles, 24th June 2022, 13:30:PM	0 responses 41 views 0 likes	by Legal Beagles 24th June 2022, 13:30:PM
Changes to FCA Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs) Started by Legal Beagles Started by Legal Beagles, 23rd June 2022, 09:01:AM	0 responses 28 views 0 likes	by Legal Beagles 23rd June 2022, 09:01:AM
FCA tackling scams faster as part of data strategy Started by Legal Beagles Started by Legal Beagles, 23rd June 2022, 08:02:AM	0 responses 28 views 0 likes	by Legal Beagles 23rd June 2022, 08:02:AM
FCA seeks re-trial in insider dealing case Started by Legal Beagles Started by Legal Beagles, 22nd June 2022, 10:01:AM	0 responses 46 views 0 likes	by Legal Beagles 22nd June 2022, 10:01:AM
FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings Started by Legal Beagles Started by Legal Beagles, 22nd June 2022, 09:20:AM	0 responses 26 views 0 likes	by Legal Beagles 22nd June 2022, 09:20:AM
FCA’s work on market abuse and manipulation – update 17 June 2022 Started by Legal Beagles Started by Legal Beagles, 17th June 2022, 13:01:PM	0 responses 43 views 0 likes	by Legal Beagles 17th June 2022, 13:01:PM
FCA announces funeral plan providers likely to be authorised Started by Legal Beagles Started by Legal Beagles, 17th June 2022, 06:11:AM	0 responses 33 views 0 likes	by Legal Beagles 17th June 2022, 06:11:AM
Shaping the rules for a data-driven future Started by Legal Beagles Started by Legal Beagles, 16th June 2022, 12:40:PM	0 responses 43 views 0 likes	by Legal Beagles 16th June 2022, 12:40:PM
The FCA’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation Started by Legal Beagles Started by Legal Beagles, 16th June 2022, 09:01:AM	0 responses 60 views 0 likes	by Legal Beagles 16th June 2022, 09:01:AM
FCA tells lenders to support consumers struggling with the cost of living Started by Legal Beagles Started by Legal Beagles, 16th June 2022, 06:10:AM	0 responses 10 views 0 likes	by Legal Beagles 16th June 2022, 06:10:AM
Information for customers of unauthorised firm BubbleXT Started by Legal Beagles Started by Legal Beagles, 14th June 2022, 11:12:AM	0 responses 36 views 0 likes	by Legal Beagles 14th June 2022, 11:12:AM
FCA to strengthen protection of access to banking services Started by Legal Beagles Started by Legal Beagles, 14th June 2022, 09:11:AM	0 responses 30 views 0 likes	by Legal Beagles 14th June 2022, 09:11:AM
Innovation & Regulation: Partners in the success of Financial Services Started by Legal Beagles Started by Legal Beagles, 10th June 2022, 10:20:AM	0 responses 32 views 0 likes	by Legal Beagles 10th June 2022, 10:20:AM
FCA fines guarantor lender TFS Loans Ltd (in administration) and requires it to provide redress to affected guarantors Started by Legal Beagles Started by Legal Beagles, 10th June 2022, 09:10:AM	0 responses 47 views 0 likes	by Legal Beagles 10th June 2022, 09:10:AM
FCA appoints members for new Secondary Markets Advisory Committee Started by Legal Beagles Started by Legal Beagles, 9th June 2022, 08:20:AM	0 responses 37 views 0 likes	by Legal Beagles 9th June 2022, 08:20:AM
Keeping pace with rising costs – improving financial inclusion for consumers Started by Legal Beagles Started by Legal Beagles, 1st June 2022, 14:30:PM	0 responses 45 views 0 likes	by Legal Beagles 1st June 2022, 14:30:PM
Richard Lloyd becomes Interim Chair of the FCA Started by Legal Beagles Started by Legal Beagles, 1st June 2022, 08:03:AM	0 responses 29 views 0 likes	by Legal Beagles 1st June 2022, 08:03:AM
New Chair appointments to FCA’s Smaller Business Practitioner Panel and Consumer Panel Started by Legal Beagles Started by Legal Beagles, 30th May 2022, 08:03:AM	0 responses 34 views 0 likes	by Legal Beagles 30th May 2022, 08:03:AM
FCA planning reform of the listing regime to boost growth and competitiveness Started by Legal Beagles Started by Legal Beagles, 26th May 2022, 06:06:AM	0 responses 12 views 0 likes	by Legal Beagles 26th May 2022, 06:06:AM
Jury discharged in insider dealing trial without a verdict Started by Legal Beagles Started by Legal Beagles, 25th May 2022, 14:01:PM	0 responses 58 views 0 likes	by Legal Beagles 25th May 2022, 14:01:PM
FCA response to Amigo’s scheme being approved by the High Court Started by Legal Beagles Started by Legal Beagles, 23rd May 2022, 16:02:PM	0 responses 54 views 0 likes	by Legal Beagles 23rd May 2022, 16:02:PM
UK authorities look to strengthen resilience of Money Market Funds Started by Legal Beagles Started by Legal Beagles, 23rd May 2022, 09:02:AM	0 responses 11 views 0 likes	by Legal Beagles 23rd May 2022, 09:02:AM

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