The Financial Conduct Authority (FCA)

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Topics	Statistics
10% depreciation notifications Started by Legal Beagles Started by Legal Beagles, 22nd December 2022, 10:20:AM	0 responses 29 views 0 likes	by Legal Beagles 22nd December 2022, 10:20:AM
Highlights of the FCA’s approach in 2022 Started by Legal Beagles Started by Legal Beagles, 21st December 2022, 10:40:AM	0 responses 39 views 0 likes	by Legal Beagles 21st December 2022, 10:40:AM
Temporary permissions removed if firms failing to apply for authorisation Started by Legal Beagles Started by Legal Beagles, 21st December 2022, 10:31:AM	0 responses 42 views 0 likes	by Legal Beagles 21st December 2022, 10:31:AM
TSB fined £48.65m for operational resilience failings Started by Legal Beagles Started by Legal Beagles, 20th December 2022, 07:12:AM	0 responses 33 views 0 likes	by Legal Beagles 20th December 2022, 07:12:AM
HM Treasury, CMA, FCA and PSR joint statement to update on the future of open banking Started by Legal Beagles Started by Legal Beagles, 16th December 2022, 12:10:PM	0 responses 42 views 0 likes	by Legal Beagles 16th December 2022, 12:10:PM
FCA announces next steps on improving the compensation framework Started by Legal Beagles Started by Legal Beagles, 14th December 2022, 09:11:AM	0 responses 46 views 0 likes	by Legal Beagles 14th December 2022, 09:11:AM
Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas Started by Legal Beagles Started by Legal Beagles, 14th December 2022, 08:31:AM	0 responses 42 views 0 likes	by Legal Beagles 14th December 2022, 08:31:AM
FCA sets out ideas to improve information provided to retail investors Started by Legal Beagles Started by Legal Beagles, 13th December 2022, 09:51:AM	0 responses 26 views 0 likes	by Legal Beagles 13th December 2022, 09:51:AM
FCA announces ESG Advisory Committee to its Board Started by Legal Beagles Started by Legal Beagles, 13th December 2022, 09:10:AM	0 responses 28 views 0 likes	by Legal Beagles 13th December 2022, 09:10:AM
FCA fines Metro Bank PLC £10 million and publishes Decision Notices for two of its former executive directors Started by Legal Beagles Started by Legal Beagles, 12th December 2022, 07:12:AM	0 responses 23 views 0 likes	by Legal Beagles 12th December 2022, 07:12:AM
FCA fines Santander UK £107.7 million for repeated anti-money laundering failures Started by Legal Beagles Started by Legal Beagles, 9th December 2022, 07:10:AM	0 responses 47 views 0 likes	by Legal Beagles 9th December 2022, 07:10:AM
FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse Started by Legal Beagles Started by Legal Beagles, 8th December 2022, 10:01:AM	0 responses 30 views 0 likes	by Legal Beagles 8th December 2022, 10:01:AM
FCA sets out how mortgage firms should be supporting borrowers Started by Legal Beagles Started by Legal Beagles, 7th December 2022, 17:01:PM	0 responses 45 views 0 likes	by Legal Beagles 7th December 2022, 17:01:PM
Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living Started by Legal Beagles Started by Legal Beagles, 7th December 2022, 16:30:PM	0 responses 44 views 0 likes	by Legal Beagles 7th December 2022, 16:30:PM
FCA publishes Decision Notices against three bond traders for market manipulation Started by Legal Beagles Started by Legal Beagles, 7th December 2022, 09:50:AM	0 responses 31 views 0 likes	by Legal Beagles 7th December 2022, 09:50:AM
FCA outlines stronger rules to protect consumers from rogue financial promotions Started by Legal Beagles Started by Legal Beagles, 6th December 2022, 09:40:AM	0 responses 28 views 0 likes	by Legal Beagles 6th December 2022, 09:40:AM
Update on debt packager proposals Started by Legal Beagles Started by Legal Beagles, 5th December 2022, 14:01:PM	0 responses 56 views 0 likes	by Legal Beagles 5th December 2022, 14:01:PM
FCA fines Pembrokeshire Mortgage Centre Ltd £2.4m for serious failings in relation to the British Steel Pension Scheme Started by Legal Beagles Started by Legal Beagles, 2nd December 2022, 10:01:AM	0 responses 31 views 0 likes	by Legal Beagles 2nd December 2022, 10:01:AM
Insurance providers warned not to undervalue cars or other insured items when settling claims Started by Legal Beagles Started by Legal Beagles, 2nd December 2022, 08:11:AM	0 responses 35 views 0 likes	by Legal Beagles 2nd December 2022, 08:11:AM
FCA highlights continuing concerns about problem firms in the CFD sector Started by Legal Beagles Started by Legal Beagles, 1st December 2022, 11:01:AM	0 responses 41 views 0 likes	by Legal Beagles 1st December 2022, 11:01:AM
FCA sets out plans to improve engagement with pensions Started by Legal Beagles Started by Legal Beagles, 1st December 2022, 10:10:AM	0 responses 32 views 0 likes	by Legal Beagles 1st December 2022, 10:10:AM
Statement on Liability Driven Investment (LDI) Started by Legal Beagles Started by Legal Beagles, 30th November 2022, 12:10:PM	0 responses 40 views 0 likes	by Legal Beagles 30th November 2022, 12:10:PM
FCA fines Julius Baer International Limited £18m and publishes decision notices for three individuals Started by Legal Beagles Started by Legal Beagles, 30th November 2022, 10:20:AM	0 responses 52 views 0 likes	by Legal Beagles 30th November 2022, 10:20:AM
FCA proposes ways to make financial advice more accessible Started by Legal Beagles Started by Legal Beagles, 30th November 2022, 09:10:AM	0 responses 27 views 0 likes	by Legal Beagles 30th November 2022, 09:10:AM
From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit Started by Legal Beagles Started by Legal Beagles, 29th November 2022, 10:40:AM	0 responses 29 views 0 likes	by Legal Beagles 29th November 2022, 10:40:AM

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