The Financial Conduct Authority (FCA)

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FCA launches discussion on improving the financial services compensation framework Started by Legal Beagles Started by Legal Beagles, 6th December 2021, 09:20:AM	0 responses 40 views 0 likes	by Legal Beagles 6th December 2021, 09:20:AM
FCA update on Liverpool Victoria Started by Legal Beagles Started by Legal Beagles, 3rd December 2021, 17:01:PM	0 responses 44 views 0 likes	by Legal Beagles 3rd December 2021, 17:01:PM
FCA proposes stronger requirements on oversight of appointed representatives Started by Legal Beagles Started by Legal Beagles, 3rd December 2021, 10:50:AM	0 responses 33 views 0 likes	by Legal Beagles 3rd December 2021, 10:50:AM
FCA and Practitioner Panel publish findings from 2021 joint survey Started by Legal Beagles Started by Legal Beagles, 3rd December 2021, 09:20:AM	0 responses 43 views 0 likes	by Legal Beagles 3rd December 2021, 09:20:AM
FCA confirms new Listing Rules to boost growth and innovation on UK stock markets Started by Legal Beagles Started by Legal Beagles, 2nd December 2021, 09:20:AM	0 responses 37 views 0 likes	by Legal Beagles 2nd December 2021, 09:20:AM
FCA announces plans for stronger nudge towards pension guidance Started by Legal Beagles Started by Legal Beagles, 1st December 2021, 10:30:AM	0 responses 46 views 0 likes	by Legal Beagles 1st December 2021, 10:30:AM
FCA sets out fees proposals for 2022/23 Started by Legal Beagles Started by Legal Beagles, 30th November 2021, 11:01:AM	0 responses 41 views 0 likes	by Legal Beagles 30th November 2021, 11:01:AM
Mortgage Prisoner Review Started by Legal Beagles Started by Legal Beagles, 29th November 2021, 14:01:PM	0 responses 74 views 0 likes	by Legal Beagles 29th November 2021, 14:01:PM
FCA reforms decision-making to tackle consumer harm Started by Legal Beagles Started by Legal Beagles, 26th November 2021, 11:01:AM	0 responses 52 views 0 likes	by Legal Beagles 26th November 2021, 11:01:AM
FCA announces proposals to improve outcomes for non-workplace pension customers Started by Legal Beagles Started by Legal Beagles, 25th November 2021, 11:01:AM	0 responses 49 views 0 likes	by Legal Beagles 25th November 2021, 11:01:AM
MCE Insurance Company Limited enters administration Started by Legal Beagles Started by Legal Beagles, 22nd November 2021, 14:01:PM	0 responses 59 views 0 likes	by Legal Beagles 22nd November 2021, 14:01:PM
FCA confirms recognition of the revised FX Global Code and the Global Precious Metals Code Started by Legal Beagles Started by Legal Beagles, 19th November 2021, 14:20:PM	0 responses 46 views 0 likes	by Legal Beagles 19th November 2021, 14:20:PM
FCA enters examination stage in the registration of first UK securitisation repositories Started by Legal Beagles Started by Legal Beagles, 19th November 2021, 10:40:AM	0 responses 49 views 0 likes	by Legal Beagles 19th November 2021, 10:40:AM
FCA proposes ban on debt packager referral fees to protect consumers Started by Legal Beagles Started by Legal Beagles, 17th November 2021, 09:20:AM	0 responses 19 views 0 likes	by Legal Beagles 17th November 2021, 09:20:AM
FCA confirms rules for legacy use of synthetic LIBOR rates and no new use of US dollar LIBOR Started by Legal Beagles Started by Legal Beagles, 16th November 2021, 10:20:AM	0 responses 18 views 0 likes	by Legal Beagles 16th November 2021, 10:20:AM
Information for former customers of FXVC Started by Legal Beagles Started by Legal Beagles, 12th November 2021, 17:30:PM	0 responses 28 views 0 likes	by Legal Beagles 12th November 2021, 17:30:PM
Consumer warning on Marvell Enterprises Ltd Started by Legal Beagles Started by Legal Beagles, 12th November 2021, 11:01:AM	0 responses 22 views 0 likes	by Legal Beagles 12th November 2021, 11:01:AM
FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading Started by Legal Beagles Started by Legal Beagles, 12th November 2021, 10:20:AM	0 responses 29 views 0 likes	by Legal Beagles 12th November 2021, 10:20:AM
FCA and Bank sign joint MoU with FMSB Started by Legal Beagles Started by Legal Beagles, 9th November 2021, 10:20:AM	0 responses 17 views 0 likes	by Legal Beagles 9th November 2021, 10:20:AM
FCA confirms plans to protect new funeral plan customers from July 2022 Started by Legal Beagles Started by Legal Beagles, 5th November 2021, 11:01:AM	0 responses 20 views 0 likes	by Legal Beagles 5th November 2021, 11:01:AM
A strategy for positive sustainable change Started by Legal Beagles Started by Legal Beagles, 3rd November 2021, 16:40:PM	0 responses 15 views 0 likes	by Legal Beagles 3rd November 2021, 16:40:PM
FCA acts to help investors make more informed ESG investment decisions Started by Legal Beagles Started by Legal Beagles, 3rd November 2021, 10:01:AM	0 responses 21 views 0 likes	by Legal Beagles 3rd November 2021, 10:01:AM
Drivers of change in the financial services industry and how we are responding Started by Legal Beagles Started by Legal Beagles, 2nd November 2021, 10:50:AM	0 responses 23 views 0 likes	by Legal Beagles 2nd November 2021, 10:50:AM
FCA and PRA statement on Jes Staley investigation Started by Legal Beagles Started by Legal Beagles, 1st November 2021, 08:06:AM	0 responses 20 views 0 likes	by Legal Beagles 1st November 2021, 08:06:AM
Financial regulators publish fourth edition of plan for upcoming work Started by Legal Beagles Started by Legal Beagles, 1st November 2021, 07:20:AM	0 responses 20 views 0 likes	by Legal Beagles 1st November 2021, 07:20:AM

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