The Financial Conduct Authority (FCA)

Welcome to the LegalBeagles Consumer and Legal Forum.
Please Register to get the most out of the forum. Registration is free and only needs a username and email address.
REGISTER
Please do not post your full name, reference numbers or any identifiable details on the forum.

Topics	Statistics
Why diversity and inclusion are regulatory issues Started by Legal Beagles Started by Legal Beagles, 17th March 2021, 11:30:AM	0 responses 32 views 0 likes	by Legal Beagles 17th March 2021, 11:30:AM
A forward look at regulation of the UK’s wholesale financial markets Started by Legal Beagles Started by Legal Beagles, 16th March 2021, 14:30:PM	0 responses 35 views 0 likes	by Legal Beagles 16th March 2021, 14:30:PM
Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration Started by Legal Beagles Started by Legal Beagles, 16th March 2021, 10:10:AM	0 responses 77 views 0 likes	by Legal Beagles 16th March 2021, 10:10:AM
Restrictions placed on Dolfin Financial (UK) Ltd Started by Legal Beagles Started by Legal Beagles, 12th March 2021, 17:40:PM	0 responses 98 views 0 likes	by Legal Beagles 12th March 2021, 17:40:PM
Update on IRHP final report Started by Legal Beagles Started by Legal Beagles, 11th March 2021, 11:01:AM	0 responses 31 views 0 likes	by Legal Beagles 11th March 2021, 11:01:AM
PRA and FCA consult on bilateral margin requirements for uncleared derivatives Started by Legal Beagles Started by Legal Beagles, 9th March 2021, 10:20:AM	0 responses 36 views 0 likes	by Legal Beagles 9th March 2021, 10:20:AM
Locking down market abuse Started by Legal Beagles Started by Legal Beagles, 8th March 2021, 12:10:PM	0 responses 32 views 0 likes	by Legal Beagles 8th March 2021, 12:10:PM
Update on the Double Volume Cap Started by Legal Beagles Started by Legal Beagles, 4th March 2021, 10:10:AM	0 responses 38 views 0 likes	by Legal Beagles 4th March 2021, 10:10:AM
Retail Prices Index changes and DB pension transfer redress Started by Legal Beagles Started by Legal Beagles, 3rd March 2021, 11:40:AM	0 responses 33 views 0 likes	by Legal Beagles 3rd March 2021, 11:40:AM
FCA welcomes Lord Hill’s Listing Review report Started by Legal Beagles Started by Legal Beagles, 3rd March 2021, 09:10:AM	0 responses 26 views 0 likes	by Legal Beagles 3rd March 2021, 09:10:AM
FCA launches pre-paid funeral plans consultation Started by Legal Beagles Started by Legal Beagles, 2nd March 2021, 07:40:AM	0 responses 22 views 0 likes	by Legal Beagles 2nd March 2021, 07:40:AM
Google UK & Ireland’s letter to the FCA - 26 February 2021 Started by Legal Beagles Started by Legal Beagles, 1st March 2021, 11:20:AM	0 responses 38 views 0 likes	by Legal Beagles 1st March 2021, 11:20:AM
The House Crowd Limited enters administration Started by Legal Beagles Started by Legal Beagles, 26th February 2021, 16:30:PM	0 responses 100 views 0 likes	by Legal Beagles 26th February 2021, 16:30:PM
The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation Started by Legal Beagles Started by Legal Beagles, 25th February 2021, 10:30:AM	0 responses 29 views 0 likes	by Legal Beagles 25th February 2021, 10:30:AM
FCA censures Premier FX for payment rule breaches Started by Legal Beagles Started by Legal Beagles, 25th February 2021, 10:20:AM	0 responses 27 views 0 likes	by Legal Beagles 25th February 2021, 10:20:AM
FCA responds to High Court decision to stay proceedings in enforcement case Started by Legal Beagles Started by Legal Beagles, 24th February 2021, 12:10:PM	0 responses 39 views 0 likes	by Legal Beagles 24th February 2021, 12:10:PM
FCA returns funds to victims of unauthorised deposit taking and collective investment schemes Started by Legal Beagles Started by Legal Beagles, 24th February 2021, 09:50:AM	0 responses 32 views 0 likes	by Legal Beagles 24th February 2021, 09:50:AM
FCA launches guidance for firms on the fair treatment of vulnerable customers Started by Legal Beagles Started by Legal Beagles, 23rd February 2021, 09:30:AM	0 responses 21 views 0 likes	by Legal Beagles 23rd February 2021, 09:30:AM
Restrictions placed on Raedex Consortium Limited Started by Legal Beagles Started by Legal Beagles, 19th February 2021, 22:40:PM	0 responses 63 views 0 likes	by Legal Beagles 19th February 2021, 22:40:PM
FCA news and publications now available in a daily email alert Started by Legal Beagles Started by Legal Beagles, 19th February 2021, 10:50:AM	0 responses 33 views 0 likes	by Legal Beagles 19th February 2021, 10:50:AM
Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd Started by Legal Beagles Started by Legal Beagles, 16th February 2021, 21:01:PM	0 responses 36 views 0 likes	by Legal Beagles 16th February 2021, 21:01:PM
FCA commences criminal proceedings against brothers for insider dealing and fraud Started by Legal Beagles Started by Legal Beagles, 16th February 2021, 12:01:PM	0 responses 35 views 0 likes	by Legal Beagles 16th February 2021, 12:01:PM
FCA finds the Covid-19 pandemic leaves over a quarter of UK adults with low financial resilience Started by Legal Beagles Started by Legal Beagles, 11th February 2021, 10:20:AM	0 responses 28 views 0 likes	by Legal Beagles 11th February 2021, 10:20:AM
FCA launches High Court proceedings against Paul Steel and Jacqueline Foster Started by Legal Beagles Started by Legal Beagles, 9th February 2021, 11:30:AM	0 responses 41 views 0 likes	by Legal Beagles 9th February 2021, 11:30:AM
Update on Bank of England and FCA Memorandum of Understanding on the supervision of market infrastructure and payment systems Started by Legal Beagles Started by Legal Beagles, 9th February 2021, 10:20:AM	0 responses 21 views 0 likes	by Legal Beagles 9th February 2021, 10:20:AM

Previous 1 37 42 43 44 45 46 47 48 49 50 51 52 57 97 147 209 Next

You may not have the correct permissions to access this page. Contact the site team if you think this is a mistake.

Mark This Forum Read

Working...

The Financial Conduct Authority (FCA)

Unconfigured Ad Widget

Bottom Ad Widget