The Financial Conduct Authority (FCA)

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Topics	Statistics
Green Horizon Summit: Rising to the Climate Challenge Started by Legal Beagles Started by Legal Beagles, 9th November 2020, 11:20:AM	0 responses 23 views 0 likes	by Legal Beagles 9th November 2020, 11:20:AM
FCA bans three individuals from working in the financial services industry for non-financial misconduct Started by Legal Beagles Started by Legal Beagles, 5th November 2020, 11:40:AM	0 responses 10 views 0 likes	by Legal Beagles 5th November 2020, 11:40:AM
Acting flexibly and treating customers fairly in the face of a pandemic Started by Legal Beagles Started by Legal Beagles, 4th November 2020, 16:01:PM	0 responses 28 views 0 likes	by Legal Beagles 4th November 2020, 16:01:PM
FCA announces proposals for further support to consumer credit borrowers impacted by coronavirus Started by Legal Beagles Started by Legal Beagles, 4th November 2020, 10:01:AM	0 responses 17 views 0 likes	by Legal Beagles 4th November 2020, 10:01:AM
FCA sets out its approach to the share trading obligation Started by Legal Beagles Started by Legal Beagles, 4th November 2020, 09:21:AM	0 responses 11 views 0 likes	by Legal Beagles 4th November 2020, 09:21:AM
FCA announces further proposals to support mortgage borrowers impacted by coronavirus Started by Legal Beagles Started by Legal Beagles, 2nd November 2020, 20:10:PM	0 responses 8 views 0 likes	by Legal Beagles 2nd November 2020, 20:10:PM
FCA to announce further proposals to support consumer credit borrowers impacted by coronavirus Started by Legal Beagles Started by Legal Beagles, 2nd November 2020, 07:05:AM	0 responses 7 views 0 likes	by Legal Beagles 2nd November 2020, 07:05:AM
FCA to announce further support for mortgage borrowers impacted by coronavirus Started by Legal Beagles Started by Legal Beagles, 31st October 2020, 20:10:PM	0 responses 17 views 0 likes	by Legal Beagles 31st October 2020, 20:10:PM
FCA reminds insurance firms to review the value of their products in light of the impacts of coronavirus Started by Legal Beagles Started by Legal Beagles, 30th October 2020, 12:30:PM	0 responses 14 views 0 likes	by Legal Beagles 30th October 2020, 12:30:PM
FCA to participate in GFIN cross-border testing of financial products and services Started by Legal Beagles Started by Legal Beagles, 29th October 2020, 10:40:AM	0 responses 12 views 0 likes	by Legal Beagles 29th October 2020, 10:40:AM
FCA charges Stephen Allen with conspiracy to pervert the course of justice* Started by Legal Beagles Started by Legal Beagles, 28th October 2020, 13:30:PM	0 responses 29 views 0 likes	by Legal Beagles 28th October 2020, 13:30:PM
FCA, TPR and MaPS joint statement on Rolls-Royce defined-benefit pensions scheme Started by Legal Beagles Started by Legal Beagles, 28th October 2020, 12:30:PM	0 responses 16 views 0 likes	by Legal Beagles 28th October 2020, 12:30:PM
FCA confirms measures to support closed book and interest-only/part-and-part mortgage borrowers Started by Legal Beagles Started by Legal Beagles, 23rd October 2020, 10:40:AM	0 responses 28 views 0 likes	by Legal Beagles 23rd October 2020, 10:40:AM
FCA and PRA fine Goldman Sachs International £96.6m for risk management failures in connection with 1MDB Started by Legal Beagles Started by Legal Beagles, 22nd October 2020, 16:01:PM	0 responses 27 views 0 likes	by Legal Beagles 22nd October 2020, 16:01:PM
Our letter to the TSC on passive servicing issues after the transition period Started by Legal Beagles Started by Legal Beagles, 22nd October 2020, 08:40:AM	0 responses 9 views 0 likes	by Legal Beagles 22nd October 2020, 08:40:AM
FCA welcomes Financial Services Bill Started by Legal Beagles Started by Legal Beagles, 21st October 2020, 13:50:PM	0 responses 20 views 0 likes	by Legal Beagles 21st October 2020, 13:50:PM
FCA writes joint letter on Brexit with the Bank to CEOs of insurance firms and updates its website for all firms Started by Legal Beagles Started by Legal Beagles, 21st October 2020, 13:10:PM	0 responses 17 views 0 likes	by Legal Beagles 21st October 2020, 13:10:PM
FCA proposes additional measures to help insurance customers in financial difficulty because of coronavirus Started by Legal Beagles Started by Legal Beagles, 16th October 2020, 09:02:AM	0 responses 16 views 0 likes	by Legal Beagles 16th October 2020, 09:02:AM
East West Insurance Company Limited enters administration Started by Legal Beagles Started by Legal Beagles, 12th October 2020, 17:40:PM	0 responses 41 views 0 likes	by Legal Beagles 12th October 2020, 17:40:PM
FCA bans IFA directors who provided false and misleading SIPP declarations Started by Legal Beagles Started by Legal Beagles, 12th October 2020, 08:20:AM	0 responses 27 views 0 likes	by Legal Beagles 12th October 2020, 08:20:AM
FCA writes joint letter with the Bank to CEOs of UK and international banks Started by Legal Beagles Started by Legal Beagles, 9th October 2020, 09:01:AM	0 responses 12 views 0 likes	by Legal Beagles 9th October 2020, 09:01:AM
FCA, FSCS and FOS publish joint statement on German Property Group (also known as Dolphin Capital/Dolphin Trust/Red Rock), together referred to as GPG Started by Legal Beagles Started by Legal Beagles, 8th October 2020, 09:40:AM	0 responses 45 views 0 likes	by Legal Beagles 8th October 2020, 09:40:AM
FCA bans the sale of crypto-derivatives to retail consumers Started by Legal Beagles Started by Legal Beagles, 6th October 2020, 10:10:AM	0 responses 19 views 0 likes	by Legal Beagles 6th October 2020, 10:10:AM
FCA secures £1.6m confiscation order against Richard Baldwin Started by Legal Beagles Started by Legal Beagles, 5th October 2020, 13:40:PM	0 responses 21 views 0 likes	by Legal Beagles 5th October 2020, 13:40:PM
Statement on MiFID trade reporting and position limit obligations Started by Legal Beagles Started by Legal Beagles, 1st October 2020, 15:20:PM	0 responses 11 views 0 likes	by Legal Beagles 1st October 2020, 15:20:PM

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