The Financial Conduct Authority (FCA)

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Topics	Statistics
Levelling the playing field – innovation in the service of consumers and the market Started by Legal Beagles Started by Legal Beagles, 20th April 2021, 08:30:AM	0 responses 23 views 0 likes	by Legal Beagles 20th April 2021, 08:30:AM
Interactive Investor (Clone of FCA authorised firm) (updated) Started by Legal Beagles Started by Legal Beagles, 19th April 2021, 15:20:PM	0 responses 49 views 0 likes	by Legal Beagles 19th April 2021, 15:20:PM
FCA sets out broad approach to assessing LCF Complaints Started by Legal Beagles Started by Legal Beagles, 19th April 2021, 13:40:PM	0 responses 20 views 0 likes	by Legal Beagles 19th April 2021, 13:40:PM
FCA sets out approach to assessing Connaught complaints Started by Legal Beagles Started by Legal Beagles, 19th April 2021, 13:30:PM	0 responses 26 views 0 likes	by Legal Beagles 19th April 2021, 13:30:PM
Global Blockchain Protection Association (updated) Started by Legal Beagles Started by Legal Beagles, 19th April 2021, 10:30:AM	0 responses 28 views 0 likes	by Legal Beagles 19th April 2021, 10:30:AM
Nausicaa Delfas’s appointment as Interim Chief Executive and Chief Ombudsman of Financial Ombudsman Service Started by Legal Beagles Started by Legal Beagles, 19th April 2021, 09:50:AM	0 responses 24 views 0 likes	by Legal Beagles 19th April 2021, 09:50:AM
FCA makes key sustainability and technology hires Started by Legal Beagles Started by Legal Beagles, 19th April 2021, 09:20:AM	0 responses 25 views 0 likes	by Legal Beagles 19th April 2021, 09:20:AM
Acadianam Ltd (clone of FCA authorised firm) (updated) Started by Legal Beagles Started by Legal Beagles, 16th April 2021, 15:10:PM	0 responses 100 views 0 likes	by Legal Beagles 16th April 2021, 15:10:PM
Business Loan Network Limited enters administration Started by Legal Beagles Started by Legal Beagles, 16th April 2021, 08:30:AM	0 responses 93 views 0 likes	by Legal Beagles 16th April 2021, 08:30:AM
FCA bans and fines financial adviser £68,300 for lacking honesty and integrity Started by Legal Beagles Started by Legal Beagles, 15th April 2021, 09:50:AM	0 responses 40 views 0 likes	by Legal Beagles 15th April 2021, 09:50:AM
Financial Stability Board publishes Peer Review of UK remuneration regime Started by Legal Beagles Started by Legal Beagles, 14th April 2021, 08:50:AM	0 responses 31 views 0 likes	by Legal Beagles 14th April 2021, 08:50:AM
Post-Brexit changes for some consumer credit firms from 1 June 2021 Started by Legal Beagles Started by Legal Beagles, 13th April 2021, 09:50:AM	0 responses 28 views 0 likes	by Legal Beagles 13th April 2021, 09:50:AM
The importance of purposeful anti-money laundering controls Started by Legal Beagles Started by Legal Beagles, 1st April 2021, 11:10:AM	0 responses 71 views 0 likes	by Legal Beagles 1st April 2021, 11:10:AM
FCA publishes letter of concerns in relation to Amigo Loans’ proposed scheme of arrangement Started by Legal Beagles Started by Legal Beagles, 31st March 2021, 11:01:AM	0 responses 30 views 0 likes	by Legal Beagles 31st March 2021, 11:01:AM
FCA urges Claims Management Companies and High Cost Lenders to work better together Started by Legal Beagles Started by Legal Beagles, 31st March 2021, 09:40:AM	0 responses 32 views 0 likes	by Legal Beagles 31st March 2021, 09:40:AM
Future consultation on strengthening investor protections in Special Purpose Acquisition Companies (SPACs) Started by Legal Beagles Started by Legal Beagles, 31st March 2021, 06:10:AM	0 responses 61 views 0 likes	by Legal Beagles 31st March 2021, 06:10:AM
FCA confirms Finalised Guidance for advising on Defined Benefit transfers Started by Legal Beagles Started by Legal Beagles, 30th March 2021, 08:50:AM	0 responses 24 views 0 likes	by Legal Beagles 30th March 2021, 08:50:AM
The FCA and the Bank of England encourage market participants in a switch to SONIA in the sterling non-linear derivatives market from 11 May Started by Legal Beagles Started by Legal Beagles, 29th March 2021, 13:20:PM	0 responses 51 views 0 likes	by Legal Beagles 29th March 2021, 13:20:PM
Joint Bank of England and FCA review of open-ended investment funds Started by Legal Beagles Started by Legal Beagles, 26th March 2021, 09:21:AM	0 responses 29 views 0 likes	by Legal Beagles 26th March 2021, 09:21:AM
Statement on the review of the FCA approach to the UK’s derivatives trading obligation Started by Legal Beagles Started by Legal Beagles, 24th March 2021, 14:20:PM	0 responses 62 views 0 likes	by Legal Beagles 24th March 2021, 14:20:PM
FCA launches campaign to encourage individuals to report wrongdoing Started by Legal Beagles Started by Legal Beagles, 24th March 2021, 10:10:AM	0 responses 31 views 0 likes	by Legal Beagles 24th March 2021, 10:10:AM
The implementation period for any rules arising from CP20/19 Started by Legal Beagles Started by Legal Beagles, 23rd March 2021, 07:21:AM	0 responses 54 views 0 likes	by Legal Beagles 23rd March 2021, 07:21:AM
Supervisory flexibility on RTS 27 reports and 10% depreciation notifications Started by Legal Beagles Started by Legal Beagles, 19th March 2021, 11:20:AM	0 responses 61 views 0 likes	by Legal Beagles 19th March 2021, 11:20:AM
Update on trial dates in criminal cases Started by Legal Beagles Started by Legal Beagles, 18th March 2021, 11:40:AM	0 responses 38 views 0 likes	by Legal Beagles 18th March 2021, 11:40:AM
From regulator to firm to consumer: a virtuous chain of events Started by Legal Beagles Started by Legal Beagles, 18th March 2021, 11:10:AM	0 responses 37 views 0 likes	by Legal Beagles 18th March 2021, 11:10:AM

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