The Financial Conduct Authority (FCA)

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FCA writes joint letter with the Bank to CEOs of UK and international banks Started by Legal Beagles Started by Legal Beagles, 9th October 2020, 09:01:AM	0 responses 21 views 0 likes	by Legal Beagles 9th October 2020, 09:01:AM
FCA, FSCS and FOS publish joint statement on German Property Group (also known as Dolphin Capital/Dolphin Trust/Red Rock), together referred to as GPG Started by Legal Beagles Started by Legal Beagles, 8th October 2020, 09:40:AM	0 responses 56 views 0 likes	by Legal Beagles 8th October 2020, 09:40:AM
FCA bans the sale of crypto-derivatives to retail consumers Started by Legal Beagles Started by Legal Beagles, 6th October 2020, 10:10:AM	0 responses 28 views 0 likes	by Legal Beagles 6th October 2020, 10:10:AM
FCA secures £1.6m confiscation order against Richard Baldwin Started by Legal Beagles Started by Legal Beagles, 5th October 2020, 13:40:PM	0 responses 32 views 0 likes	by Legal Beagles 5th October 2020, 13:40:PM
Statement on MiFID trade reporting and position limit obligations Started by Legal Beagles Started by Legal Beagles, 1st October 2020, 15:20:PM	0 responses 17 views 0 likes	by Legal Beagles 1st October 2020, 15:20:PM
FCA publishes rules that will apply at the end of the transition period Started by Legal Beagles Started by Legal Beagles, 1st October 2020, 09:01:AM	0 responses 29 views 0 likes	by Legal Beagles 1st October 2020, 09:01:AM
Coronavirus and 10% depreciation notifications: further temporary measures for firms Started by Legal Beagles Started by Legal Beagles, 30th September 2020, 13:40:PM	0 responses 26 views 0 likes	by Legal Beagles 30th September 2020, 13:40:PM
FCA confirms next stage of support for consumer credit and overdraft customers Started by Legal Beagles Started by Legal Beagles, 30th September 2020, 10:20:AM	0 responses 42 views 0 likes	by Legal Beagles 30th September 2020, 10:20:AM
FCA publishes annual report on the regulatory perimeter Started by Legal Beagles Started by Legal Beagles, 29th September 2020, 09:10:AM	0 responses 28 views 0 likes	by Legal Beagles 29th September 2020, 09:10:AM
The FCA and the Bank of England encourage market participants in further switch to SONIA in interest rate swap markets Started by Legal Beagles Started by Legal Beagles, 28th September 2020, 15:20:PM	0 responses 24 views 0 likes	by Legal Beagles 28th September 2020, 15:20:PM
Industry to begin testing the Financial Instruments Transparency System (FITRS) Started by Legal Beagles Started by Legal Beagles, 28th September 2020, 09:01:AM	0 responses 25 views 0 likes	by Legal Beagles 28th September 2020, 09:01:AM
FCA update following the recent coronavirus restrictions statements on Tuesday 22 September Started by Legal Beagles Started by Legal Beagles, 24th September 2020, 17:10:PM	0 responses 26 views 0 likes	by Legal Beagles 24th September 2020, 17:10:PM
Update on the FCA enquiry into the Bank of England audio issue Started by Legal Beagles Started by Legal Beagles, 23rd September 2020, 12:10:PM	0 responses 33 views 0 likes	by Legal Beagles 23rd September 2020, 12:10:PM
FCA launches consultation on the regulation of international firms Started by Legal Beagles Started by Legal Beagles, 23rd September 2020, 09:01:AM	0 responses 29 views 0 likes	by Legal Beagles 23rd September 2020, 09:01:AM
FCA sets out proposals to tackle concerns about general insurance pricing Started by Legal Beagles Started by Legal Beagles, 22nd September 2020, 06:13:AM	0 responses 19 views 0 likes	by Legal Beagles 22nd September 2020, 06:13:AM
Evolution of a new model for financial regulation in the UK Started by Legal Beagles Started by Legal Beagles, 21st September 2020, 15:50:PM	0 responses 24 views 0 likes	by Legal Beagles 21st September 2020, 15:50:PM
A regulatory perspective: the drivers of culture and the role of purpose and governance Started by Legal Beagles Started by Legal Beagles, 18th September 2020, 15:50:PM	0 responses 21 views 0 likes	by Legal Beagles 18th September 2020, 15:50:PM
Listings of cannabis-related businesses Started by Legal Beagles Started by Legal Beagles, 18th September 2020, 06:50:AM	0 responses 65 views 0 likes	by Legal Beagles 18th September 2020, 06:50:AM
Financial regulators publish updated Regulatory Initiatives Grid Started by Legal Beagles Started by Legal Beagles, 18th September 2020, 06:10:AM	0 responses 39 views 0 likes	by Legal Beagles 18th September 2020, 06:10:AM
FCA publishes Decision Notice against Corrado Abbattista for market manipulation Started by Legal Beagles Started by Legal Beagles, 16th September 2020, 11:30:AM	0 responses 26 views 0 likes	by Legal Beagles 16th September 2020, 11:30:AM
FCA seeks views on how to improve the consumer investment market Started by Legal Beagles Started by Legal Beagles, 15th September 2020, 08:10:AM	0 responses 29 views 0 likes	by Legal Beagles 15th September 2020, 08:10:AM
FCA finalises its expectation for firms on maintaining access to cash for customers Started by Legal Beagles Started by Legal Beagles, 14th September 2020, 09:40:AM	0 responses 23 views 0 likes	by Legal Beagles 14th September 2020, 09:40:AM
FCA publishes Annual Report and Accounts 2019/20 Started by Legal Beagles Started by Legal Beagles, 10th September 2020, 15:30:PM	0 responses 24 views 0 likes	by Legal Beagles 10th September 2020, 15:30:PM
Amerdeep Somal appointed as Complaints Commissioner Started by Legal Beagles Started by Legal Beagles, 9th September 2020, 11:40:AM	0 responses 31 views 0 likes	by Legal Beagles 9th September 2020, 11:40:AM
Copia Wealth Management Limited is placed into liquidation Started by Legal Beagles Started by Legal Beagles, 9th September 2020, 11:01:AM	0 responses 25 views 0 likes	by Legal Beagles 9th September 2020, 11:01:AM

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