The Financial Conduct Authority (FCA)

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Topics	Statistics
PRA and FCA consult on bilateral margin requirements for uncleared derivatives Started by Legal Beagles Started by Legal Beagles, 9th March 2021, 10:20:AM	0 responses 26 views 0 likes	by Legal Beagles 9th March 2021, 10:20:AM
Locking down market abuse Started by Legal Beagles Started by Legal Beagles, 8th March 2021, 12:10:PM	0 responses 23 views 0 likes	by Legal Beagles 8th March 2021, 12:10:PM
Update on the Double Volume Cap Started by Legal Beagles Started by Legal Beagles, 4th March 2021, 10:10:AM	0 responses 26 views 0 likes	by Legal Beagles 4th March 2021, 10:10:AM
Retail Prices Index changes and DB pension transfer redress Started by Legal Beagles Started by Legal Beagles, 3rd March 2021, 11:40:AM	0 responses 21 views 0 likes	by Legal Beagles 3rd March 2021, 11:40:AM
FCA welcomes Lord Hill’s Listing Review report Started by Legal Beagles Started by Legal Beagles, 3rd March 2021, 09:10:AM	0 responses 17 views 0 likes	by Legal Beagles 3rd March 2021, 09:10:AM
FCA launches pre-paid funeral plans consultation Started by Legal Beagles Started by Legal Beagles, 2nd March 2021, 07:40:AM	0 responses 13 views 0 likes	by Legal Beagles 2nd March 2021, 07:40:AM
Google UK & Ireland’s letter to the FCA - 26 February 2021 Started by Legal Beagles Started by Legal Beagles, 1st March 2021, 11:20:AM	0 responses 29 views 0 likes	by Legal Beagles 1st March 2021, 11:20:AM
The House Crowd Limited enters administration Started by Legal Beagles Started by Legal Beagles, 26th February 2021, 16:30:PM	0 responses 82 views 0 likes	by Legal Beagles 26th February 2021, 16:30:PM
The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation Started by Legal Beagles Started by Legal Beagles, 25th February 2021, 10:30:AM	0 responses 20 views 0 likes	by Legal Beagles 25th February 2021, 10:30:AM
FCA censures Premier FX for payment rule breaches Started by Legal Beagles Started by Legal Beagles, 25th February 2021, 10:20:AM	0 responses 18 views 0 likes	by Legal Beagles 25th February 2021, 10:20:AM
FCA responds to High Court decision to stay proceedings in enforcement case Started by Legal Beagles Started by Legal Beagles, 24th February 2021, 12:10:PM	0 responses 29 views 0 likes	by Legal Beagles 24th February 2021, 12:10:PM
FCA returns funds to victims of unauthorised deposit taking and collective investment schemes Started by Legal Beagles Started by Legal Beagles, 24th February 2021, 09:50:AM	0 responses 24 views 0 likes	by Legal Beagles 24th February 2021, 09:50:AM
FCA launches guidance for firms on the fair treatment of vulnerable customers Started by Legal Beagles Started by Legal Beagles, 23rd February 2021, 09:30:AM	0 responses 12 views 0 likes	by Legal Beagles 23rd February 2021, 09:30:AM
Restrictions placed on Raedex Consortium Limited Started by Legal Beagles Started by Legal Beagles, 19th February 2021, 22:40:PM	0 responses 52 views 0 likes	by Legal Beagles 19th February 2021, 22:40:PM
FCA news and publications now available in a daily email alert Started by Legal Beagles Started by Legal Beagles, 19th February 2021, 10:50:AM	0 responses 15 views 0 likes	by Legal Beagles 19th February 2021, 10:50:AM
Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd Started by Legal Beagles Started by Legal Beagles, 16th February 2021, 21:01:PM	0 responses 27 views 0 likes	by Legal Beagles 16th February 2021, 21:01:PM
FCA commences criminal proceedings against brothers for insider dealing and fraud Started by Legal Beagles Started by Legal Beagles, 16th February 2021, 12:01:PM	0 responses 26 views 0 likes	by Legal Beagles 16th February 2021, 12:01:PM
FCA finds the Covid-19 pandemic leaves over a quarter of UK adults with low financial resilience Started by Legal Beagles Started by Legal Beagles, 11th February 2021, 10:20:AM	0 responses 19 views 0 likes	by Legal Beagles 11th February 2021, 10:20:AM
FCA launches High Court proceedings against Paul Steel and Jacqueline Foster Started by Legal Beagles Started by Legal Beagles, 9th February 2021, 11:30:AM	0 responses 30 views 0 likes	by Legal Beagles 9th February 2021, 11:30:AM
Update on Bank of England and FCA Memorandum of Understanding on the supervision of market infrastructure and payment systems Started by Legal Beagles Started by Legal Beagles, 9th February 2021, 10:20:AM	0 responses 12 views 0 likes	by Legal Beagles 9th February 2021, 10:20:AM
Lewis & Wright Advocates Started by Legal Beagles Started by Legal Beagles, 12th May 2020, 15:10:PM	1 response 113 views 0 likes	by angelbersa 6th February 2021, 11:03:AM
FCA report outlines practices firms can consider to reduce consumer harm caused by failed technology changes Started by Legal Beagles Started by Legal Beagles, 5th February 2021, 10:20:AM	0 responses 22 views 0 likes	by Legal Beagles 5th February 2021, 10:20:AM
FCA publishes review into unsecured credit market Started by Legal Beagles Started by Legal Beagles, 2nd February 2021, 07:11:AM	0 responses 12 views 0 likes	by Legal Beagles 2nd February 2021, 07:11:AM
Financial Services Register Started by Legal Beagles Started by Legal Beagles, 1st February 2021, 14:50:PM	0 responses 14 views 0 likes	by Legal Beagles 1st February 2021, 14:50:PM
Statement on recent share trading issues Started by Legal Beagles Started by Legal Beagles, 29th January 2021, 20:30:PM	0 responses 14 views 0 likes	by Legal Beagles 29th January 2021, 20:30:PM

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