The Financial Conduct Authority (FCA)

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Stephen Allen sentenced to 28 months imprisonment for forging a trust deed Started by Legal Beagles Started by Legal Beagles, 24th September 2021, 13:01:PM	0 responses 16 views 0 likes	by Legal Beagles 24th September 2021, 13:01:PM
A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I Started by Legal Beagles Started by Legal Beagles, 24th September 2021, 11:20:AM	0 responses 13 views 0 likes	by Legal Beagles 24th September 2021, 11:20:AM
Sentor Solutions Commercial Ltd consumer warning Started by Legal Beagles Started by Legal Beagles, 24th September 2021, 11:10:AM	0 responses 8 views 0 likes	by Legal Beagles 24th September 2021, 11:10:AM
Seizing opportunity – challenges and priorities for the FCA Started by Legal Beagles Started by Legal Beagles, 22nd September 2021, 20:10:PM	0 responses 17 views 0 likes	by Legal Beagles 22nd September 2021, 20:10:PM
OPBAS publishes report on progress and themes from 2020/21 Started by Legal Beagles Started by Legal Beagles, 20th September 2021, 11:10:AM	0 responses 13 views 0 likes	by Legal Beagles 20th September 2021, 11:10:AM
FCA bans Jon Frensham from working in financial services Started by Legal Beagles Started by Legal Beagles, 17th September 2021, 09:30:AM	0 responses 21 views 0 likes	by Legal Beagles 17th September 2021, 09:30:AM
FCA’s proposals for a new listing regime Started by Legal Beagles Started by Legal Beagles, 17th September 2021, 08:52:AM	0 responses 14 views 0 likes	by Legal Beagles 17th September 2021, 08:52:AM
Barrow & District Credit Union enters administration Started by Legal Beagles Started by Legal Beagles, 16th September 2021, 11:50:AM	0 responses 22 views 0 likes	by Legal Beagles 16th September 2021, 11:50:AM
FCA and TPR outline a framework for value for money in defined contribution pension schemes Started by Legal Beagles Started by Legal Beagles, 16th September 2021, 09:20:AM	0 responses 9 views 0 likes	by Legal Beagles 16th September 2021, 09:20:AM
FCA sets out plan to tackle investment harm Started by Legal Beagles Started by Legal Beagles, 15th September 2021, 08:01:AM	0 responses 8 views 0 likes	by Legal Beagles 15th September 2021, 08:01:AM
Richard Faithfull sentenced to over 5 years imprisonment for money laundering Started by Legal Beagles Started by Legal Beagles, 9th September 2021, 12:01:PM	0 responses 20 views 0 likes	by Legal Beagles 9th September 2021, 12:01:PM
FCA to move faster to remove unused firm permissions Started by Legal Beagles Started by Legal Beagles, 9th September 2021, 09:30:AM	0 responses 7 views 0 likes	by Legal Beagles 9th September 2021, 09:30:AM
Advancis Ltd enters administration Started by Legal Beagles Started by Legal Beagles, 8th September 2021, 13:40:PM	0 responses 13 views 0 likes	by Legal Beagles 8th September 2021, 13:40:PM
The risks of token regulation Started by Legal Beagles Started by Legal Beagles, 6th September 2021, 07:41:AM	0 responses 17 views 0 likes	by Legal Beagles 6th September 2021, 07:41:AM
Consumer warning on Flipping Cars Ltd and My Car Broker Ltd Started by Legal Beagles Started by Legal Beagles, 2nd September 2021, 14:50:PM	0 responses 23 views 0 likes	by Legal Beagles 2nd September 2021, 14:50:PM
We confirm periodic review of pension transfers redress guidance Started by Legal Beagles Started by Legal Beagles, 1st September 2021, 09:20:AM	0 responses 13 views 0 likes	by Legal Beagles 1st September 2021, 09:20:AM
Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL) Started by Legal Beagles Started by Legal Beagles, 31st August 2021, 09:30:AM	0 responses 12 views 0 likes	by Legal Beagles 31st August 2021, 09:30:AM
DAC Pensions Limited enters liquidation – advice on next steps and how to protect yourself from scams Started by Legal Beagles Started by Legal Beagles, 31st August 2021, 09:20:AM	0 responses 23 views 0 likes	by Legal Beagles 31st August 2021, 09:20:AM
Firms reminded about potential financial crime risks linked to Afghanistan Started by Legal Beagles Started by Legal Beagles, 31st August 2021, 08:20:AM	0 responses 14 views 0 likes	by Legal Beagles 31st August 2021, 08:20:AM
FCA warns insurance firms over product governance rules deadline Started by Legal Beagles Started by Legal Beagles, 25th August 2021, 09:10:AM	0 responses 9 views 0 likes	by Legal Beagles 25th August 2021, 09:10:AM
FCA obtains bankruptcy order against Mohammed Maricar following unlawful CFD forex trading promotion Started by Legal Beagles Started by Legal Beagles, 9th August 2021, 12:01:PM	0 responses 16 views 0 likes	by Legal Beagles 9th August 2021, 12:01:PM
FCA publishes Decision Notice against financial adviser for pension transfer advice failings Started by Legal Beagles Started by Legal Beagles, 9th August 2021, 10:50:AM	0 responses 14 views 0 likes	by Legal Beagles 9th August 2021, 10:50:AM
Consumer warning on Northern Provident Investments Started by Legal Beagles Started by Legal Beagles, 6th August 2021, 12:21:PM	0 responses 16 views 0 likes	by Legal Beagles 6th August 2021, 12:21:PM
FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers Started by Legal Beagles Started by Legal Beagles, 5th August 2021, 09:40:AM	0 responses 12 views 0 likes	by Legal Beagles 5th August 2021, 09:40:AM
FCA response to Provident’s scheme being approved by the high court Started by Legal Beagles Started by Legal Beagles, 4th August 2021, 14:20:PM	0 responses 20 views 0 likes	by Legal Beagles 4th August 2021, 14:20:PM

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