The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA confirms plans to deliver redress to over 1,000 former British Steel Pension Scheme members Started by Legal Beagles Started by Legal Beagles, 28th November 2022, 09:03:AM	0 responses 34 views 0 likes	by Legal Beagles 28th November 2022, 09:03:AM
Restrictions placed on Micro-E C.I.C Started by Legal Beagles Started by Legal Beagles, 25th November 2022, 12:50:PM	0 responses 27 views 0 likes	by Legal Beagles 25th November 2022, 12:50:PM
Hartley Pensions update Started by Legal Beagles Started by Legal Beagles, 24th November 2022, 09:40:AM	0 responses 107 views 0 likes	by Legal Beagles 24th November 2022, 09:40:AM
Further consultation and announcements on the wind-down of LIBOR Started by Legal Beagles Started by Legal Beagles, 23rd November 2022, 12:10:PM	0 responses 32 views 0 likes	by Legal Beagles 23rd November 2022, 12:10:PM
Diversity and inclusion: Driving change in our industry Started by Legal Beagles Started by Legal Beagles, 22nd November 2022, 16:40:PM	0 responses 36 views 0 likes	by Legal Beagles 22nd November 2022, 16:40:PM
Code of Conduct for ESG data and ratings providers Started by Legal Beagles Started by Legal Beagles, 22nd November 2022, 11:11:AM	0 responses 28 views 0 likes	by Legal Beagles 22nd November 2022, 11:11:AM
Improvements needed to the credit information market to deliver better lending decisions for borrowers Started by Legal Beagles Started by Legal Beagles, 22nd November 2022, 09:01:AM	0 responses 40 views 0 likes	by Legal Beagles 22nd November 2022, 09:01:AM
FCA concerned about problem behaviours linked to trading app design Started by Legal Beagles Started by Legal Beagles, 21st November 2022, 09:03:AM	0 responses 36 views 0 likes	by Legal Beagles 21st November 2022, 09:03:AM
Date set for trial against 5 individuals involved with Worthington Group plc Started by Legal Beagles Started by Legal Beagles, 18th November 2022, 16:02:PM	0 responses 40 views 0 likes	by Legal Beagles 18th November 2022, 16:02:PM
FCA issues Final Notice to former CEO for anti-money laundering failings Started by Legal Beagles Started by Legal Beagles, 18th November 2022, 09:40:AM	0 responses 28 views 0 likes	by Legal Beagles 18th November 2022, 09:40:AM
Rolling regulation forwards Started by Legal Beagles Started by Legal Beagles, 16th November 2022, 21:40:PM	0 responses 15 views 0 likes	by Legal Beagles 16th November 2022, 21:40:PM
Information for FTX customers Started by Legal Beagles Started by Legal Beagles, 14th November 2022, 13:10:PM	0 responses 31 views 0 likes	by Legal Beagles 14th November 2022, 13:10:PM
FCA bans director from working in financial services after violent criminal conviction Started by Legal Beagles Started by Legal Beagles, 14th November 2022, 10:01:AM	0 responses 30 views 0 likes	by Legal Beagles 14th November 2022, 10:01:AM
Eight firms enter liquidation following FCA action Started by Legal Beagles Started by Legal Beagles, 11th November 2022, 11:01:AM	0 responses 39 views 0 likes	by Legal Beagles 11th November 2022, 11:01:AM
Defined benefit pension redress calculations Started by Legal Beagles Started by Legal Beagles, 9th November 2022, 10:40:AM	0 responses 21 views 0 likes	by Legal Beagles 9th November 2022, 10:40:AM
AI: Moving from fear to trust Started by Legal Beagles Started by Legal Beagles, 9th November 2022, 10:01:AM	0 responses 26 views 0 likes	by Legal Beagles 9th November 2022, 10:01:AM
Directions and requirements placed on Samweb for providing misleading information to consumers Started by Legal Beagles Started by Legal Beagles, 7th November 2022, 11:40:AM	0 responses 38 views 0 likes	by Legal Beagles 7th November 2022, 11:40:AM
FCA progresses market abuse claim against Globo Plc chiefs Started by Legal Beagles Started by Legal Beagles, 4th November 2022, 14:40:PM	0 responses 39 views 0 likes	by Legal Beagles 4th November 2022, 14:40:PM
£12 million compensation to be paid to thousands of struggling borrowers Started by Legal Beagles Started by Legal Beagles, 3rd November 2022, 09:10:AM	0 responses 52 views 0 likes	by Legal Beagles 3rd November 2022, 09:10:AM
Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority Started by Legal Beagles Started by Legal Beagles, 2nd November 2022, 16:20:PM	0 responses 53 views 0 likes	by Legal Beagles 2nd November 2022, 16:20:PM
FCA's key priorities for the financial advice industry Started by Legal Beagles Started by Legal Beagles, 2nd November 2022, 15:40:PM	0 responses 57 views 0 likes	by Legal Beagles 2nd November 2022, 15:40:PM
FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme Started by Legal Beagles Started by Legal Beagles, 1st November 2022, 10:20:AM	0 responses 51 views 0 likes	by Legal Beagles 1st November 2022, 10:20:AM
Restrictions placed on Lilium Markets Ltd Started by Legal Beagles Started by Legal Beagles, 28th October 2022, 10:50:AM	0 responses 46 views 0 likes	by Legal Beagles 28th October 2022, 10:50:AM
FCA publishes notice of decision to cancel Umuthi Healthcare Solutions’ shares Started by Legal Beagles Started by Legal Beagles, 28th October 2022, 10:10:AM	0 responses 45 views 0 likes	by Legal Beagles 28th October 2022, 10:10:AM
The role of the FCA in a changing regulatory landscape Started by Legal Beagles Started by Legal Beagles, 27th October 2022, 15:40:PM	0 responses 44 views 0 likes	by Legal Beagles 27th October 2022, 15:40:PM

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