On 8 August 2017, the *Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions.* The Tribunal also upheld the FCA’s decision to impose a financial penalty of £86,691 on Mr Palmer.
https://www.fca.org.uk/news/press-re...mer-former-ceo
https://www.fca.org.uk/news/press-re...mer-former-ceo