The Financial Conduct Authority (FCA)

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Topics	Statistics
Regulation round-up November 2015 Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 15:01:PM	0 responses 835 views 0 likes	by Legal Beagles 26th November 2015, 15:01:PM
FCA fines Barclays £72 million for poor handling of financial crime risks Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 09:10:AM	0 responses 477 views 0 likes	by Legal Beagles 26th November 2015, 09:10:AM
CP15/39: Rules and guidance on payment protection insurance complaints Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 08:10:AM	0 responses 608 views 0 likes	by Legal Beagles 26th November 2015, 08:10:AM
Update on FCA activities on pensions and retirement income Started by Legal Beagles Started by Legal Beagles, 25th November 2015, 16:20:PM	0 responses 622 views 0 likes	by Legal Beagles 25th November 2015, 16:20:PM
FCA bans Phillip Harold Boakes and sentence of 10 years upheld Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 11:30:AM	0 responses 653 views 0 likes	by Legal Beagles 24th November 2015, 11:30:AM
Call for Inputs: Big Data in retail general insurance Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 10:10:AM	0 responses 564 views 0 likes	by Legal Beagles 24th November 2015, 10:10:AM
FCA publishes Call for Inputs on Big Data Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 10:10:AM	0 responses 635 views 0 likes	by Legal Beagles 24th November 2015, 10:10:AM
GC15/7: Primary Market Bulletin No. 12 Started by Legal Beagles Started by Legal Beagles, 23rd November 2015, 10:10:AM	0 responses 638 views 0 likes	by Legal Beagles 23rd November 2015, 10:10:AM
FG15/11 - Primary Market Bulletin No. 11 Started by Legal Beagles Started by Legal Beagles, 23rd November 2015, 10:10:AM	0 responses 691 views 0 likes	by Legal Beagles 23rd November 2015, 10:10:AM
CP15/38: Provisions to delay disclosure of inside information within the FCA’s Started by Legal Beagles Started by Legal Beagles, 20th November 2015, 12:20:PM	0 responses 618 views 0 likes	by Legal Beagles 20th November 2015, 12:20:PM
Publication of the PRA and FCA review into the failure of HBOS Started by Legal Beagles Started by Legal Beagles, 19th November 2015, 12:40:PM	0 responses 523 views 0 likes	by Legal Beagles 19th November 2015, 12:40:PM
Asset management market study Started by Legal Beagles Started by Legal Beagles, 18th November 2015, 07:10:AM	0 responses 519 views 0 likes	by Legal Beagles 18th November 2015, 07:10:AM
FCA fines and bans former Investment Analyst at Aviva Investors Started by Legal Beagles Started by Legal Beagles, 17th November 2015, 10:10:AM	0 responses 471 views 0 likes	by Legal Beagles 17th November 2015, 10:10:AM
GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:40:AM	0 responses 466 views 0 likes	by Legal Beagles 12th November 2015, 10:40:AM
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative F Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:10:AM	0 responses 471 views 0 likes	by Legal Beagles 12th November 2015, 10:10:AM
The FCA asks for views on changes it plans to make to its rules and guidance as a res Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:10:AM	0 responses 454 views 0 likes	by Legal Beagles 12th November 2015, 10:10:AM
FCA WARNING: Verrazzano Capital/Verrazzano UK (clone) Started by Legal Beagles Started by Legal Beagles, 20th February 2015, 15:40:PM	3 responses 1,169 views 0 likes	by Unregistered 12th November 2015, 09:30:AM
Regulatory sandbox Started by Legal Beagles Started by Legal Beagles, 10th November 2015, 10:40:AM	4 responses 993 views 0 likes	by MissFM 11th November 2015, 17:39:PM
Culture and governance Started by Legal Beagles Started by Legal Beagles, 11th November 2015, 16:50:PM	0 responses 492 views 0 likes	by Legal Beagles 11th November 2015, 16:50:PM
CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) Started by Legal Beagles Started by Legal Beagles, 11th November 2015, 15:20:PM	0 responses 502 views 0 likes	by Legal Beagles 11th November 2015, 15:20:PM
Changes in mortgage regulation Started by Legal Beagles Started by Legal Beagles, 11th November 2015, 09:30:AM	0 responses 539 views 0 likes	by Legal Beagles 11th November 2015, 09:30:AM
Innovation in financial services Started by Legal Beagles Started by Legal Beagles, 10th November 2015, 10:40:AM	0 responses 458 views 0 likes	by Legal Beagles 10th November 2015, 10:40:AM
Competition and Asset Management Conference overview Started by Legal Beagles Started by Legal Beagles, 6th November 2015, 14:01:PM	0 responses 392 views 0 likes	by Legal Beagles 6th November 2015, 14:01:PM
CP15/36: Future regulatory treatment of CCA regulated first charge mortgages Started by Legal Beagles Started by Legal Beagles, 6th November 2015, 13:20:PM	0 responses 387 views 0 likes	by Legal Beagles 6th November 2015, 13:20:PM
Policy Development Update – Issue 27 Started by Legal Beagles Started by Legal Beagles, 6th November 2015, 13:20:PM	0 responses 487 views 0 likes	by Legal Beagles 6th November 2015, 13:20:PM