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FCA launches 'Live & Local': a new regional programme to help local firms engage with Started by Legal Beagles Started by Legal Beagles, 1st March 2016, 10:40:AM	0 responses 650 views 0 likes	by Legal Beagles 1st March 2016, 10:40:AM
FS16/1: Feedback Statement on DP15/4 – General insurance value measures Started by Legal Beagles Started by Legal Beagles, 1st March 2016, 10:10:AM	0 responses 644 views 0 likes	by Legal Beagles 1st March 2016, 10:10:AM
FCA to publish claims scorecards Started by Legal Beagles Started by Legal Beagles, 1st March 2016, 10:10:AM	0 responses 535 views 0 likes	by Legal Beagles 1st March 2016, 10:10:AM
Liquidity management for investment firms: good practice Started by Legal Beagles Started by Legal Beagles, 29th February 2016, 12:20:PM	0 responses 705 views 0 likes	by Legal Beagles 29th February 2016, 12:20:PM
PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Pol Started by Legal Beagles Started by Legal Beagles, 29th February 2016, 12:20:PM	0 responses 752 views 0 likes	by Legal Beagles 29th February 2016, 12:20:PM
Katherine of Alexandria Ltd – options for investors Started by Legal Beagles Started by Legal Beagles, 25th February 2016, 10:20:AM	0 responses 543 views 0 likes	by Legal Beagles 25th February 2016, 10:20:AM
National Audit Office report – financial services mis-selling: regulation and r Started by Legal Beagles Started by Legal Beagles, 24th February 2016, 07:11:AM	0 responses 798 views 0 likes	by Legal Beagles 24th February 2016, 07:11:AM
UK FinTech: Regulating for innovation Started by Legal Beagles Started by Legal Beagles, 23rd February 2016, 10:40:AM	0 responses 480 views 0 likes	by Legal Beagles 23rd February 2016, 10:40:AM
FCA fines and restricts W H Ireland Limited for market abuse risks Started by Legal Beagles Started by Legal Beagles, 23rd February 2016, 07:01:AM	0 responses 694 views 0 likes	by Legal Beagles 23rd February 2016, 07:01:AM
DP16/1: Ageing population and financial services Started by Legal Beagles Started by Legal Beagles, 22nd February 2016, 10:42:AM	0 responses 654 views 0 likes	by Legal Beagles 22nd February 2016, 10:42:AM
FCA encourages firms to do more to support ageing population Started by Legal Beagles Started by Legal Beagles, 22nd February 2016, 10:42:AM	0 responses 670 views 1 thank	by Legal Beagles 22nd February 2016, 10:42:AM
Financial Conduct Authority consults on changes to PPI complaint handling rules Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 08:10:AM	1 response 711 views 0 likes	by Amethyst 22nd February 2016, 08:58:AM
Advice firms demonstrate some good practice on due diligence but greater consistency Started by Legal Beagles Started by Legal Beagles, 19th February 2016, 10:30:AM	0 responses 776 views 0 likes	by Legal Beagles 19th February 2016, 10:30:AM
TR16/1: Assessing suitability: Research and due diligence of products and services Started by Legal Beagles Started by Legal Beagles, 19th February 2016, 10:30:AM	0 responses 837 views 0 likes	by Legal Beagles 19th February 2016, 10:30:AM
Regulation round-up February 2016 Started by Legal Beagles Started by Legal Beagles, 18th February 2016, 16:01:PM	0 responses 521 views 0 likes	by Legal Beagles 18th February 2016, 16:01:PM
Call for Input: Review of retained provisions of the Consumer Credit Act Started by Legal Beagles Started by Legal Beagles, 18th February 2016, 10:20:AM	0 responses 666 views 0 likes	by Legal Beagles 18th February 2016, 10:20:AM
PS16/5: Strengthening accountability in banking and insurance: implementation of SM&C Started by Legal Beagles Started by Legal Beagles, 15th February 2016, 11:10:AM	0 responses 853 views 0 likes	by Legal Beagles 15th February 2016, 11:10:AM
£2.9 million to be returned to investors following FCA prosecution Started by Legal Beagles Started by Legal Beagles, 12th February 2016, 17:01:PM	0 responses 1,078 views 1 thank	by Legal Beagles 12th February 2016, 17:01:PM
CP16/6: Complaints against the Regulators Started by Legal Beagles Started by Legal Beagles, 11th February 2016, 10:50:AM	0 responses 938 views 0 likes	by Legal Beagles 11th February 2016, 10:50:AM
Call for Input: the FCA’s approach to the current payment services regime Started by Legal Beagles Started by Legal Beagles, 10th February 2016, 09:50:AM	0 responses 521 views 0 likes	by Legal Beagles 10th February 2016, 09:50:AM
FCA fines former Head of JP Morgan’s CIO International £792,900 for faili Started by Legal Beagles Started by Legal Beagles, 9th February 2016, 10:40:AM	0 responses 517 views 0 likes	by Legal Beagles 9th February 2016, 10:40:AM
PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks Started by Legal Beagles Started by Legal Beagles, 8th February 2016, 11:30:AM	0 responses 562 views 0 likes	by Legal Beagles 8th February 2016, 11:30:AM
Policy Development Update – Issue 30 Started by Legal Beagles Started by Legal Beagles, 5th February 2016, 09:30:AM	0 responses 626 views 0 likes	by Legal Beagles 5th February 2016, 09:30:AM
Independence, confidence and fairness Started by Legal Beagles Started by Legal Beagles, 4th February 2016, 15:01:PM	0 responses 731 views 0 likes	by Legal Beagles 4th February 2016, 15:01:PM
Do I need to worry about benchmark regulation? Started by Legal Beagles Started by Legal Beagles, 4th February 2016, 15:01:PM	0 responses 547 views 0 likes	by Legal Beagles 4th February 2016, 15:01:PM

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