The Financial Conduct Authority (FCA)

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Recovery plans – initial observations Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 11:30:AM	0 responses 940 views 0 likes	by Legal Beagles 19th May 2016, 11:30:AM
CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 10:40:AM	0 responses 821 views 0 likes	by Legal Beagles 19th May 2016, 10:40:AM
The FCA bans Keydata’s former compliance officer, Peter Johnson Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 09:20:AM	0 responses 845 views 0 likes	by Legal Beagles 19th May 2016, 09:20:AM
FS16/3: Feedback Statement on competition in the mortgage sector Started by Legal Beagles Started by Legal Beagles, 16th May 2016, 06:20:AM	0 responses 739 views 0 likes	by Legal Beagles 16th May 2016, 06:20:AM
TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review Started by Legal Beagles Started by Legal Beagles, 16th May 2016, 06:20:AM	0 responses 882 views 0 likes	by Legal Beagles 16th May 2016, 06:20:AM
FCA accountable to whom??? Started by CYNthesys Started by CYNthesys, 13th May 2016, 07:56:AM	2 responses 1,210 views 1 thank	by Fred 13th May 2016, 09:40:AM
Office of Financial Sanctions Implementation created to help UK businesses comply wit Started by Legal Beagles Started by Legal Beagles, 13th May 2016, 09:40:AM	0 responses 1,141 views 0 likes	by Legal Beagles 13th May 2016, 09:40:AM
FCA fines and bans financial adviser for insider dealing Started by Legal Beagles Started by Legal Beagles, 13th May 2016, 09:01:AM	0 responses 764 views 0 likes	by Legal Beagles 13th May 2016, 09:01:AM
Insider dealers sentenced in Operation Tabernula trial Started by Legal Beagles Started by Legal Beagles, 12th May 2016, 15:40:PM	0 responses 775 views 0 likes	by Legal Beagles 12th May 2016, 15:40:PM
Two convicted of insider dealing in Operation Tabernula trial Started by Legal Beagles Started by Legal Beagles, 9th May 2016, 17:40:PM	0 responses 793 views 0 likes	by Legal Beagles 9th May 2016, 17:40:PM
Financial Conduct Authority’s regulatory sandbox opens to applications Started by Legal Beagles Started by Legal Beagles, 9th May 2016, 13:40:PM	0 responses 702 views 0 likes	by Legal Beagles 9th May 2016, 13:40:PM
Policy Development Update – Issue 33 Started by Legal Beagles Started by Legal Beagles, 6th May 2016, 08:40:AM	0 responses 805 views 0 likes	by Legal Beagles 6th May 2016, 08:40:AM
Consumer notice: WeRe Bank Started by Legal Beagles Started by Legal Beagles, 17th September 2015, 08:40:AM	16 responses 5,565 views 0 likes	by Kati 29th April 2016, 19:12:PM
PS16/14: Financial Services Compensation Scheme – Changes to the Compensation s Started by Legal Beagles Started by Legal Beagles, 29th April 2016, 10:10:AM	0 responses 993 views 0 likes	by Legal Beagles 29th April 2016, 10:10:AM
PS16/13: Implementation of the Market Abuse Regulation Started by Legal Beagles Started by Legal Beagles, 28th April 2016, 10:10:AM	0 responses 749 views 1 thank	by Legal Beagles 28th April 2016, 10:10:AM
15 month suspended sentence for director of debt management firm Started by Legal Beagles Started by Legal Beagles, 28th April 2016, 09:10:AM	0 responses 698 views 3 likes	by Legal Beagles 28th April 2016, 09:10:AM
FCA proposes measures to improve the effectiveness of UK primary listed debt markets Started by Legal Beagles Started by Legal Beagles, 27th April 2016, 09:40:AM	0 responses 677 views 0 likes	by Legal Beagles 27th April 2016, 09:40:AM
GC16/4: Primary Market Bulletin No. 14 Started by Legal Beagles Started by Legal Beagles, 27th April 2016, 09:01:AM	0 responses 608 views 0 likes	by Legal Beagles 27th April 2016, 09:01:AM
Asset Land - Supreme Court decision and next steps Started by Legal Beagles Started by Legal Beagles, 26th April 2016, 09:30:AM	1 response 914 views 2 likes	by Celestine 26th April 2016, 09:45:AM
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance Started by Legal Beagles Started by Legal Beagles, 25th April 2016, 09:01:AM	0 responses 953 views 0 likes	by Legal Beagles 25th April 2016, 09:01:AM
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement G Started by Legal Beagles Started by Legal Beagles, 22nd April 2016, 15:10:PM	0 responses 893 views 0 likes	by Legal Beagles 22nd April 2016, 15:10:PM
Regulation round-up April 2016 Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 16:01:PM	0 responses 693 views 0 likes	by Legal Beagles 21st April 2016, 16:01:PM
FCA outlines rules for secondary annuity market Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 10:40:AM	0 responses 580 views 0 likes	by Legal Beagles 21st April 2016, 10:40:AM
CP16/12: Secondary annuity market – proposed rules and guidance Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 10:40:AM	0 responses 518 views 0 likes	by Legal Beagles 21st April 2016, 10:40:AM
The Regulation of Advice – Recommendations Post FAMR Started by Legal Beagles Started by Legal Beagles, 20th April 2016, 15:30:PM	0 responses 650 views 0 likes	by Legal Beagles 20th April 2016, 15:30:PM

The Financial Conduct Authority (FCA)

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