The Financial Conduct Authority (FCA)

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Topics	Statistics
Low Rate Loans (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 14th July 2017, 09:50:AM	0 responses 167 views 0 likes	by Legal Beagles 14th July 2017, 09:50:AM
FCA fines compliance oversight officer for pension transfer failings Started by Legal Beagles Started by Legal Beagles, 14th July 2017, 09:10:AM	0 responses 197 views 0 likes	by Legal Beagles 14th July 2017, 09:10:AM
AXA IM Asia (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 13th July 2017, 15:20:PM	0 responses 227 views 0 likes	by Legal Beagles 13th July 2017, 15:20:PM
FCA proposes new premium listing category for sovereign-controlled companies Started by Legal Beagles Started by Legal Beagles, 13th July 2017, 09:10:AM	0 responses 195 views 0 likes	by Legal Beagles 13th July 2017, 09:10:AM
Extension of temporary restriction in short selling: Liberbank, S.A Started by Legal Beagles Started by Legal Beagles, 13th July 2017, 07:10:AM	0 responses 155 views 0 likes	by Legal Beagles 13th July 2017, 07:10:AM
Lending Stream (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 12th July 2017, 13:50:PM	0 responses 161 views 0 likes	by Legal Beagles 12th July 2017, 13:50:PM
Alpha Consulting (clone of previously authorised firm) Started by Legal Beagles Started by Legal Beagles, 12th July 2017, 13:50:PM	0 responses 143 views 0 likes	by Legal Beagles 12th July 2017, 13:50:PM
Rothschild Asset Management (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 12th July 2017, 10:01:AM	0 responses 158 views 0 likes	by Legal Beagles 12th July 2017, 10:01:AM
FCA publishes interim findings of study into retirement income market Started by Legal Beagles Started by Legal Beagles, 12th July 2017, 06:10:AM	0 responses 167 views 0 likes	by Legal Beagles 12th July 2017, 06:10:AM
Greenfield Loans Limited Started by Legal Beagles Started by Legal Beagles, 10th July 2017, 15:01:PM	0 responses 262 views 0 likes	by Legal Beagles 10th July 2017, 15:01:PM
53 Capital Trade Started by Legal Beagles Started by Legal Beagles, 7th July 2017, 11:40:AM	0 responses 227 views 0 likes	by Legal Beagles 7th July 2017, 11:40:AM
FCA statement on ESMA transitional provisions for the EU Benchmark Regulation Started by Legal Beagles Started by Legal Beagles, 7th July 2017, 10:50:AM	0 responses 186 views 0 likes	by Legal Beagles 7th July 2017, 10:50:AM
Why free trade and open markets in financial services matter Started by Legal Beagles Started by Legal Beagles, 6th July 2017, 07:40:AM	0 responses 201 views 0 likes	by Legal Beagles 6th July 2017, 07:40:AM
Stamford Wealth / Stanford Wealth / Stanford Wells (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 5th July 2017, 15:10:PM	0 responses 197 views 0 likes	by Legal Beagles 5th July 2017, 15:10:PM
FCA publishes annual report and accounts 2016/17 Started by Legal Beagles Started by Legal Beagles, 5th July 2017, 13:10:PM	0 responses 160 views 0 likes	by Legal Beagles 5th July 2017, 13:10:PM
Dixon Associates Ltd Started by Legal Beagles Started by Legal Beagles, 5th July 2017, 10:20:AM	0 responses 223 views 0 likes	by Legal Beagles 5th July 2017, 10:20:AM
TraderVC Started by Legal Beagles Started by Legal Beagles, 4th July 2017, 15:01:PM	0 responses 238 views 0 likes	by Legal Beagles 4th July 2017, 15:01:PM
FCA publishes proposals on staff incentives and performance management in consumer cr Started by Legal Beagles Started by Legal Beagles, 4th July 2017, 09:20:AM	0 responses 225 views 0 likes	by Legal Beagles 4th July 2017, 09:20:AM
Horizon Management Advisors (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 3rd July 2017, 16:30:PM	0 responses 214 views 0 likes	by Legal Beagles 3rd July 2017, 16:30:PM
OneTrade (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 3rd July 2017, 15:30:PM	0 responses 215 views 0 likes	by Legal Beagles 3rd July 2017, 15:30:PM
Markets Capital Limited (trading as FX Markets Capital) Started by Legal Beagles Started by Legal Beagles, 3rd July 2017, 14:40:PM	0 responses 171 views 0 likes	by Legal Beagles 3rd July 2017, 14:40:PM
The power of benchmarks: an analysis of the ICE swap rate Started by Legal Beagles Started by Legal Beagles, 3rd July 2017, 11:40:AM	0 responses 210 views 0 likes	by Legal Beagles 3rd July 2017, 11:40:AM
Are small firms being locked out of the derivatives market? Started by Legal Beagles Started by Legal Beagles, 30th June 2017, 11:20:AM	0 responses 245 views 0 likes	by Legal Beagles 30th June 2017, 11:20:AM
New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practi Started by Legal Beagles Started by Legal Beagles, 30th June 2017, 10:40:AM	0 responses 148 views 0 likes	by Legal Beagles 30th June 2017, 10:40:AM
Information request to with-profits firms Started by Legal Beagles Started by Legal Beagles, 30th June 2017, 10:40:AM	0 responses 159 views 0 likes	by Legal Beagles 30th June 2017, 10:40:AM

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