The Financial Conduct Authority (FCA)

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Topics	Statistics
Temporary restriction in short selling Started by Legal Beagles Started by Legal Beagles, 6th June 2016, 07:21:AM	0 responses 1,034 views 0 likes	by Legal Beagles 6th June 2016, 07:21:AM
Policy Development Update – Issue 34 Started by Legal Beagles Started by Legal Beagles, 3rd June 2016, 09:30:AM	0 responses 1,044 views 0 likes	by Legal Beagles 3rd June 2016, 09:30:AM
Response to the CMA’s provisional decision on remedies from its retail banking Started by Legal Beagles Started by Legal Beagles, 3rd June 2016, 08:20:AM	0 responses 918 views 0 likes	by Legal Beagles 3rd June 2016, 08:20:AM
Temporary restriction in short selling Started by Legal Beagles Started by Legal Beagles, 2nd June 2016, 07:01:AM	0 responses 998 views 0 likes	by Legal Beagles 2nd June 2016, 07:01:AM
FCA fines CT Capital Ltd for failures related to PPI complaint handling Started by Legal Beagles Started by Legal Beagles, 1st June 2016, 11:50:AM	0 responses 831 views 1 thank	by Legal Beagles 1st June 2016, 11:50:AM
Megan Butler appointed permanent Director of Supervision – Investment, Wholesal Started by Legal Beagles Started by Legal Beagles, 27th May 2016, 11:01:AM	0 responses 935 views 0 likes	by Legal Beagles 27th May 2016, 11:01:AM
FCA sends communication regarding potentially misleading marketing to all firms carry Started by Legal Beagles Started by Legal Beagles, 26th May 2016, 09:20:AM	0 responses 585 views 0 likes	by Legal Beagles 26th May 2016, 09:20:AM
FCA proposes cap on early exit charges Started by Legal Beagles Started by Legal Beagles, 26th May 2016, 06:21:AM	0 responses 652 views 0 likes	by Legal Beagles 26th May 2016, 06:21:AM
CP16/15: Capping early exit pension charges Started by Legal Beagles Started by Legal Beagles, 26th May 2016, 06:21:AM	0 responses 638 views 0 likes	by Legal Beagles 26th May 2016, 06:21:AM
Primary Market Bulletin No. 15 Started by Legal Beagles Started by Legal Beagles, 25th May 2016, 10:20:AM	0 responses 796 views 0 likes	by Legal Beagles 25th May 2016, 10:20:AM
Over 55s at heightened risk of fraud, says FCA Started by Legal Beagles Started by Legal Beagles, 25th May 2016, 07:20:AM	0 responses 828 views 0 likes	by Legal Beagles 25th May 2016, 07:20:AM
FCA Research into the issue of de-risking Started by Legal Beagles Started by Legal Beagles, 24th May 2016, 09:20:AM	0 responses 794 views 0 likes	by Legal Beagles 24th May 2016, 09:20:AM
Occasional Paper No. 17: Access to Financial Services in the UK Started by Legal Beagles Started by Legal Beagles, 24th May 2016, 09:20:AM	0 responses 970 views 0 likes	by Legal Beagles 24th May 2016, 09:20:AM
GC16/5: Proposed guidance on wind-down planning Started by Legal Beagles Started by Legal Beagles, 23rd May 2016, 09:30:AM	0 responses 987 views 0 likes	by Legal Beagles 23rd May 2016, 09:30:AM
Recovery plans – initial observations Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 11:30:AM	0 responses 947 views 0 likes	by Legal Beagles 19th May 2016, 11:30:AM
CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 10:40:AM	0 responses 827 views 0 likes	by Legal Beagles 19th May 2016, 10:40:AM
The FCA bans Keydata’s former compliance officer, Peter Johnson Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 09:20:AM	0 responses 850 views 0 likes	by Legal Beagles 19th May 2016, 09:20:AM
FS16/3: Feedback Statement on competition in the mortgage sector Started by Legal Beagles Started by Legal Beagles, 16th May 2016, 06:20:AM	0 responses 743 views 0 likes	by Legal Beagles 16th May 2016, 06:20:AM
TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review Started by Legal Beagles Started by Legal Beagles, 16th May 2016, 06:20:AM	0 responses 886 views 0 likes	by Legal Beagles 16th May 2016, 06:20:AM
FCA accountable to whom??? Started by CYNthesys Started by CYNthesys, 13th May 2016, 07:56:AM	2 responses 1,215 views 1 thank	by Fred 13th May 2016, 09:40:AM
Office of Financial Sanctions Implementation created to help UK businesses comply wit Started by Legal Beagles Started by Legal Beagles, 13th May 2016, 09:40:AM	0 responses 1,146 views 0 likes	by Legal Beagles 13th May 2016, 09:40:AM
FCA fines and bans financial adviser for insider dealing Started by Legal Beagles Started by Legal Beagles, 13th May 2016, 09:01:AM	0 responses 770 views 0 likes	by Legal Beagles 13th May 2016, 09:01:AM
Insider dealers sentenced in Operation Tabernula trial Started by Legal Beagles Started by Legal Beagles, 12th May 2016, 15:40:PM	0 responses 779 views 0 likes	by Legal Beagles 12th May 2016, 15:40:PM
Two convicted of insider dealing in Operation Tabernula trial Started by Legal Beagles Started by Legal Beagles, 9th May 2016, 17:40:PM	0 responses 797 views 0 likes	by Legal Beagles 9th May 2016, 17:40:PM
Financial Conduct Authority’s regulatory sandbox opens to applications Started by Legal Beagles Started by Legal Beagles, 9th May 2016, 13:40:PM	0 responses 709 views 0 likes	by Legal Beagles 9th May 2016, 13:40:PM

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