The Financial Conduct Authority (FCA)

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Topics	Statistics
CP16/8: Quarterly Consultation Paper No. 12 Started by Legal Beagles Started by Legal Beagles, 18th March 2016, 10:50:AM	0 responses 852 views 0 likes	by Legal Beagles 18th March 2016, 10:50:AM
PS16/7: Future regulatory treatment of CCA regulated first charge mortgages Started by Legal Beagles Started by Legal Beagles, 18th March 2016, 10:20:AM	1 response 935 views 0 likes	by Amethyst 18th March 2016, 10:27:AM
Temporary restriction in short selling Started by Legal Beagles Started by Legal Beagles, 18th March 2016, 09:20:AM	0 responses 630 views 0 likes	by Legal Beagles 18th March 2016, 09:20:AM
FCA to regulate CMCs Started by EXC Started by EXC, 18th March 2016, 04:03:AM	9 responses 1,425 views 3 likes	by Amethyst 18th March 2016, 08:12:AM
Regulation round-up March 2016 Started by Legal Beagles Started by Legal Beagles, 17th March 2016, 15:50:PM	0 responses 554 views 0 likes	by Legal Beagles 17th March 2016, 15:50:PM
Occasional Paper No. 14: Liquidity in the UK corporate bond market: evidence from tra Started by Legal Beagles Started by Legal Beagles, 17th March 2016, 10:20:AM	0 responses 475 views 0 likes	by Legal Beagles 17th March 2016, 10:20:AM
Former equities trader pleads guilty to insider dealing Started by Legal Beagles Started by Legal Beagles, 15th March 2016, 15:40:PM	0 responses 937 views 0 likes	by Legal Beagles 15th March 2016, 15:40:PM
Phillip Boakes Sentenced for Failing to Pay Confiscation Order Started by Legal Beagles Started by Legal Beagles, 15th March 2016, 13:40:PM	0 responses 634 views 1 thank	by Legal Beagles 15th March 2016, 13:40:PM
Reforms will make financial advice and guidance work better for consumers Started by Legal Beagles Started by Legal Beagles, 14th March 2016, 07:20:AM	0 responses 878 views 1 thank	by Legal Beagles 14th March 2016, 07:20:AM
We welcome action taken by a number of pension providers to review and strengthen the Started by Legal Beagles Started by Legal Beagles, 11th March 2016, 10:20:AM	0 responses 876 views 0 likes	by Legal Beagles 11th March 2016, 10:20:AM
The Economics of Intervention Started by Legal Beagles Started by Legal Beagles, 10th March 2016, 15:20:PM	0 responses 710 views 0 likes	by Legal Beagles 10th March 2016, 15:20:PM
Occasional Paper No. 13: Economics for Effective Regulation Started by Legal Beagles Started by Legal Beagles, 10th March 2016, 15:20:PM	0 responses 917 views 0 likes	by Legal Beagles 10th March 2016, 15:20:PM
FCA contacting 16,000 customers of debt management firm, PDHL Started by Legal Beagles Started by Legal Beagles, 10th March 2016, 09:01:AM	4 responses 1,138 views 2 likes	by Nibbler 10th March 2016, 10:12:AM
FCA publishes a Discussion Paper on the client money distribution rules and the Speci Started by Legal Beagles Started by Legal Beagles, 9th March 2016, 13:40:PM	0 responses 592 views 0 likes	by Legal Beagles 9th March 2016, 13:40:PM
DP16/2: CASS 7A and the Special Administration Regime Review Started by Legal Beagles Started by Legal Beagles, 9th March 2016, 13:40:PM	0 responses 841 views 0 likes	by Legal Beagles 9th March 2016, 13:40:PM
FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in di Started by Legal Beagles Started by Legal Beagles, 9th March 2016, 09:40:AM	0 responses 621 views 0 likes	by Legal Beagles 9th March 2016, 09:40:AM
New accountability regime for banks and insurers comes into force Started by Legal Beagles Started by Legal Beagles, 7th March 2016, 13:40:PM	0 responses 483 views 0 likes	by Legal Beagles 7th March 2016, 13:40:PM
Mortgage Credit Directive draft regulations & second charge Started by Fred Started by Fred, 27th February 2016, 13:55:PM	14 responses 2,304 views 1 thank	by Fred 4th March 2016, 19:56:PM
Operation of the MoU with the Bank of England for market infrastructure - 2015 perfor Started by Legal Beagles Started by Legal Beagles, 4th March 2016, 13:20:PM	0 responses 534 views 0 likes	by Legal Beagles 4th March 2016, 13:20:PM
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing an Started by Legal Beagles Started by Legal Beagles, 4th March 2016, 10:50:AM	0 responses 691 views 0 likes	by Legal Beagles 4th March 2016, 10:50:AM
Policy Development Update – Issue 31 Started by Legal Beagles Started by Legal Beagles, 4th March 2016, 09:30:AM	0 responses 572 views 0 likes	by Legal Beagles 4th March 2016, 09:30:AM
TR16/2: Fair treatment of long-standing customers in the life insurance sector Started by Legal Beagles Started by Legal Beagles, 3rd March 2016, 07:10:AM	0 responses 847 views 0 likes	by Legal Beagles 3rd March 2016, 07:10:AM
FCA Statement on fair treatment of long-standing customers in the life insurance sect Started by Legal Beagles Started by Legal Beagles, 3rd March 2016, 07:10:AM	0 responses 755 views 0 likes	by Legal Beagles 3rd March 2016, 07:10:AM
FCA bans former Deutsche Bank trader, Michael Ross Curtler, following LIBOR fraud Started by Legal Beagles Started by Legal Beagles, 2nd March 2016, 10:10:AM	0 responses 573 views 0 likes	by Legal Beagles 2nd March 2016, 10:10:AM
CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance Started by Legal Beagles Started by Legal Beagles, 2nd March 2016, 10:10:AM	0 responses 816 views 0 likes	by Legal Beagles 2nd March 2016, 10:10:AM