Firms continue to fail to meet our expectations on their use of dealing commission

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Joined: Aug 2007

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Firms continue to fail to meet our expectations on their use of dealing commission

3rd March 2017, 12:01:PM

We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015.

https://www.fca.org.uk/news/news-sto...ing-commission

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Firms continue to fail to meet our expectations on their use of dealing commission

Firms continue to fail to meet our expectations on their use of dealing commission

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