The Financial Conduct Authority (FCA)

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Megan Butler appointed permanent Director of Supervision – Investment, Wholesal Started by Legal Beagles Started by Legal Beagles, 27th May 2016, 11:01:AM	0 responses 930 views 0 likes	by Legal Beagles 27th May 2016, 11:01:AM
FCA sends communication regarding potentially misleading marketing to all firms carry Started by Legal Beagles Started by Legal Beagles, 26th May 2016, 09:20:AM	0 responses 582 views 0 likes	by Legal Beagles 26th May 2016, 09:20:AM
FCA proposes cap on early exit charges Started by Legal Beagles Started by Legal Beagles, 26th May 2016, 06:21:AM	0 responses 647 views 0 likes	by Legal Beagles 26th May 2016, 06:21:AM
CP16/15: Capping early exit pension charges Started by Legal Beagles Started by Legal Beagles, 26th May 2016, 06:21:AM	0 responses 635 views 0 likes	by Legal Beagles 26th May 2016, 06:21:AM
Primary Market Bulletin No. 15 Started by Legal Beagles Started by Legal Beagles, 25th May 2016, 10:20:AM	0 responses 792 views 0 likes	by Legal Beagles 25th May 2016, 10:20:AM
Over 55s at heightened risk of fraud, says FCA Started by Legal Beagles Started by Legal Beagles, 25th May 2016, 07:20:AM	0 responses 824 views 0 likes	by Legal Beagles 25th May 2016, 07:20:AM
FCA Research into the issue of de-risking Started by Legal Beagles Started by Legal Beagles, 24th May 2016, 09:20:AM	0 responses 792 views 0 likes	by Legal Beagles 24th May 2016, 09:20:AM
Occasional Paper No. 17: Access to Financial Services in the UK Started by Legal Beagles Started by Legal Beagles, 24th May 2016, 09:20:AM	0 responses 967 views 0 likes	by Legal Beagles 24th May 2016, 09:20:AM
GC16/5: Proposed guidance on wind-down planning Started by Legal Beagles Started by Legal Beagles, 23rd May 2016, 09:30:AM	0 responses 981 views 0 likes	by Legal Beagles 23rd May 2016, 09:30:AM
Recovery plans – initial observations Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 11:30:AM	0 responses 942 views 0 likes	by Legal Beagles 19th May 2016, 11:30:AM
CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 10:40:AM	0 responses 824 views 0 likes	by Legal Beagles 19th May 2016, 10:40:AM
The FCA bans Keydata’s former compliance officer, Peter Johnson Started by Legal Beagles Started by Legal Beagles, 19th May 2016, 09:20:AM	0 responses 846 views 0 likes	by Legal Beagles 19th May 2016, 09:20:AM
FS16/3: Feedback Statement on competition in the mortgage sector Started by Legal Beagles Started by Legal Beagles, 16th May 2016, 06:20:AM	0 responses 739 views 0 likes	by Legal Beagles 16th May 2016, 06:20:AM
TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review Started by Legal Beagles Started by Legal Beagles, 16th May 2016, 06:20:AM	0 responses 883 views 0 likes	by Legal Beagles 16th May 2016, 06:20:AM
FCA accountable to whom??? Started by CYNthesys Started by CYNthesys, 13th May 2016, 07:56:AM	2 responses 1,212 views 1 thank	by Fred 13th May 2016, 09:40:AM
Office of Financial Sanctions Implementation created to help UK businesses comply wit Started by Legal Beagles Started by Legal Beagles, 13th May 2016, 09:40:AM	0 responses 1,142 views 0 likes	by Legal Beagles 13th May 2016, 09:40:AM
FCA fines and bans financial adviser for insider dealing Started by Legal Beagles Started by Legal Beagles, 13th May 2016, 09:01:AM	0 responses 766 views 0 likes	by Legal Beagles 13th May 2016, 09:01:AM
Insider dealers sentenced in Operation Tabernula trial Started by Legal Beagles Started by Legal Beagles, 12th May 2016, 15:40:PM	0 responses 776 views 0 likes	by Legal Beagles 12th May 2016, 15:40:PM
Two convicted of insider dealing in Operation Tabernula trial Started by Legal Beagles Started by Legal Beagles, 9th May 2016, 17:40:PM	0 responses 793 views 0 likes	by Legal Beagles 9th May 2016, 17:40:PM
Financial Conduct Authority’s regulatory sandbox opens to applications Started by Legal Beagles Started by Legal Beagles, 9th May 2016, 13:40:PM	0 responses 703 views 0 likes	by Legal Beagles 9th May 2016, 13:40:PM
Policy Development Update – Issue 33 Started by Legal Beagles Started by Legal Beagles, 6th May 2016, 08:40:AM	0 responses 806 views 0 likes	by Legal Beagles 6th May 2016, 08:40:AM
Consumer notice: WeRe Bank Started by Legal Beagles Started by Legal Beagles, 17th September 2015, 08:40:AM	16 responses 5,570 views 0 likes	by Kati 29th April 2016, 19:12:PM
PS16/14: Financial Services Compensation Scheme – Changes to the Compensation s Started by Legal Beagles Started by Legal Beagles, 29th April 2016, 10:10:AM	0 responses 996 views 0 likes	by Legal Beagles 29th April 2016, 10:10:AM
PS16/13: Implementation of the Market Abuse Regulation Started by Legal Beagles Started by Legal Beagles, 28th April 2016, 10:10:AM	0 responses 750 views 1 thank	by Legal Beagles 28th April 2016, 10:10:AM
15 month suspended sentence for director of debt management firm Started by Legal Beagles Started by Legal Beagles, 28th April 2016, 09:10:AM	0 responses 700 views 3 likes	by Legal Beagles 28th April 2016, 09:10:AM

The Financial Conduct Authority (FCA)

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