The Financial Conduct Authority (FCA)

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Competition Concurrency Consultation Breakfast Forum – 6 March 2015 Started by Legal Beagles Started by Legal Beagles, 24th February 2015, 11:40:AM	0 responses 476 views 0 likes	by Legal Beagles 24th February 2015, 11:40:AM
FCA fines Aviva Investors £17.6m for systems and controls failings that led to Started by Legal Beagles Started by Legal Beagles, 24th February 2015, 11:10:AM	0 responses 503 views 0 likes	by Legal Beagles 24th February 2015, 11:10:AM
CP15/6: Consumer credit - proposed changes to our rules and guidance Started by Legal Beagles Started by Legal Beagles, 24th February 2015, 07:40:AM	0 responses 761 views 0 likes	by Legal Beagles 24th February 2015, 07:40:AM
FCA WARNING: Perfect Loans Started by Legal Beagles Started by Legal Beagles, 23rd February 2015, 16:50:PM	0 responses 2,597 views 0 likes	by Legal Beagles 23rd February 2015, 16:50:PM
FCA WARNING: Josef Lang Capital Management Started by Legal Beagles Started by Legal Beagles, 23rd February 2015, 16:20:PM	0 responses 508 views 0 likes	by Legal Beagles 23rd February 2015, 16:20:PM
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime Started by Legal Beagles Started by Legal Beagles, 23rd February 2015, 10:20:AM	0 responses 461 views 0 likes	by Legal Beagles 23rd February 2015, 10:20:AM
FCA challenges firms to review approach to consumer vulnerability Started by Legal Beagles Started by Legal Beagles, 23rd February 2015, 09:40:AM	1 response 551 views 1 thank	by Ruby 23rd February 2015, 09:54:AM
Occasional Paper No. 8: Consumer Vulnerability Started by Legal Beagles Started by Legal Beagles, 23rd February 2015, 09:40:AM	0 responses 837 views 0 likes	by Legal Beagles 23rd February 2015, 09:40:AM
Financial Conduct Authority statement on Connaught - Update 20/02/2015 Started by Legal Beagles Started by Legal Beagles, 20th February 2015, 17:20:PM	0 responses 678 views 0 likes	by Legal Beagles 20th February 2015, 17:20:PM
FCA WARNING: Josef Lang Capital Management Started by Legal Beagles Started by Legal Beagles, 20th February 2015, 15:40:PM	0 responses 479 views 0 likes	by Legal Beagles 20th February 2015, 15:40:PM
DP15/1: UK Listing Authority fees: covering the cost of regulation Started by Legal Beagles Started by Legal Beagles, 20th February 2015, 10:10:AM	0 responses 374 views 0 likes	by Legal Beagles 20th February 2015, 10:10:AM
Red Star Financial Management - FCA Started by Legal Beagles Started by Legal Beagles, 16th February 2015, 14:50:PM	1 response 1,159 views 0 likes	by Amethyst 20th February 2015, 09:13:AM
FCA WARNING: BC Financial Advisors (clone) Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 15:40:PM	0 responses 578 views 0 likes	by Legal Beagles 19th February 2015, 15:40:PM
Regulation round-up February 2015 Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 13:50:PM	0 responses 494 views 0 likes	by Legal Beagles 19th February 2015, 13:50:PM
FCA to investigate competition in investment and corporate banking services following Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 07:40:AM	0 responses 452 views 0 likes	by Legal Beagles 19th February 2015, 07:40:AM
FS15/2: Wholesale sector competition review 2014-15 Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 07:03:AM	0 responses 572 views 0 likes	by Legal Beagles 19th February 2015, 07:03:AM
TR15/1: Asset management firms and the risk of market abuse Started by Legal Beagles Started by Legal Beagles, 18th February 2015, 10:20:AM	0 responses 728 views 0 likes	by Legal Beagles 18th February 2015, 10:20:AM
Compensation package agreed for consumers sold card security products Started by Legal Beagles Started by Legal Beagles, 27th January 2015, 09:40:AM	2 responses 814 views 2 likes	by ASL3212 13th February 2015, 20:24:PM
FCA WARNING: Pathfinder Capital Limited Started by Legal Beagles Started by Legal Beagles, 13th February 2015, 11:20:AM	0 responses 658 views 0 likes	by Legal Beagles 13th February 2015, 11:20:AM
FCA WARNING: FTG GmbH aka Germany Financel Ltd Started by Legal Beagles Started by Legal Beagles, 12th February 2015, 10:40:AM	0 responses 389 views 0 likes	by Legal Beagles 12th February 2015, 10:40:AM
FCA WARNING: Eclips Property Bond Limited Started by Legal Beagles Started by Legal Beagles, 12th February 2015, 10:40:AM	0 responses 670 views 0 likes	by Legal Beagles 12th February 2015, 10:40:AM
Former Group Reporting and Financial Planning Manager for Logica PLC appears in court Started by Legal Beagles Started by Legal Beagles, 11th February 2015, 11:50:AM	0 responses 525 views 0 likes	by Legal Beagles 11th February 2015, 11:50:AM
FCA WARNING: Douglas Cooper Associates Started by Legal Beagles Started by Legal Beagles, 10th February 2015, 14:40:PM	0 responses 869 views 0 likes	by Legal Beagles 10th February 2015, 14:40:PM
FCA WARNING: Ownbrix Client Services Limited/ Ownbrix International Ltd t/a Ownbrix Started by Legal Beagles Started by Legal Beagles, 10th February 2015, 10:40:AM	0 responses 1,010 views 0 likes	by Legal Beagles 10th February 2015, 10:40:AM
New Chairs of the Financial Conduct Authority’s Practitioner Panels announced t Started by Legal Beagles Started by Legal Beagles, 6th February 2015, 12:50:PM	0 responses 563 views 0 likes	by Legal Beagles 6th February 2015, 12:50:PM

The Financial Conduct Authority (FCA)

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