The Financial Conduct Authority (FCA)

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We welcome action taken by a number of pension providers to review and strengthen the Started by Legal Beagles Started by Legal Beagles, 11th March 2016, 10:20:AM	0 responses 870 views 0 likes	by Legal Beagles 11th March 2016, 10:20:AM
The Economics of Intervention Started by Legal Beagles Started by Legal Beagles, 10th March 2016, 15:20:PM	0 responses 699 views 0 likes	by Legal Beagles 10th March 2016, 15:20:PM
Occasional Paper No. 13: Economics for Effective Regulation Started by Legal Beagles Started by Legal Beagles, 10th March 2016, 15:20:PM	0 responses 912 views 0 likes	by Legal Beagles 10th March 2016, 15:20:PM
FCA contacting 16,000 customers of debt management firm, PDHL Started by Legal Beagles Started by Legal Beagles, 10th March 2016, 09:01:AM	4 responses 1,129 views 2 likes	by Nibbler 10th March 2016, 10:12:AM
FCA publishes a Discussion Paper on the client money distribution rules and the Speci Started by Legal Beagles Started by Legal Beagles, 9th March 2016, 13:40:PM	0 responses 588 views 0 likes	by Legal Beagles 9th March 2016, 13:40:PM
DP16/2: CASS 7A and the Special Administration Regime Review Started by Legal Beagles Started by Legal Beagles, 9th March 2016, 13:40:PM	0 responses 838 views 0 likes	by Legal Beagles 9th March 2016, 13:40:PM
FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in di Started by Legal Beagles Started by Legal Beagles, 9th March 2016, 09:40:AM	0 responses 608 views 0 likes	by Legal Beagles 9th March 2016, 09:40:AM
New accountability regime for banks and insurers comes into force Started by Legal Beagles Started by Legal Beagles, 7th March 2016, 13:40:PM	0 responses 478 views 0 likes	by Legal Beagles 7th March 2016, 13:40:PM
Mortgage Credit Directive draft regulations & second charge Started by Fred Started by Fred, 27th February 2016, 13:55:PM	14 responses 2,286 views 1 thank	by Fred 4th March 2016, 19:56:PM
Operation of the MoU with the Bank of England for market infrastructure - 2015 perfor Started by Legal Beagles Started by Legal Beagles, 4th March 2016, 13:20:PM	0 responses 527 views 0 likes	by Legal Beagles 4th March 2016, 13:20:PM
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing an Started by Legal Beagles Started by Legal Beagles, 4th March 2016, 10:50:AM	0 responses 686 views 0 likes	by Legal Beagles 4th March 2016, 10:50:AM
Policy Development Update – Issue 31 Started by Legal Beagles Started by Legal Beagles, 4th March 2016, 09:30:AM	0 responses 568 views 0 likes	by Legal Beagles 4th March 2016, 09:30:AM
TR16/2: Fair treatment of long-standing customers in the life insurance sector Started by Legal Beagles Started by Legal Beagles, 3rd March 2016, 07:10:AM	0 responses 839 views 0 likes	by Legal Beagles 3rd March 2016, 07:10:AM
FCA Statement on fair treatment of long-standing customers in the life insurance sect Started by Legal Beagles Started by Legal Beagles, 3rd March 2016, 07:10:AM	0 responses 741 views 0 likes	by Legal Beagles 3rd March 2016, 07:10:AM
FCA bans former Deutsche Bank trader, Michael Ross Curtler, following LIBOR fraud Started by Legal Beagles Started by Legal Beagles, 2nd March 2016, 10:10:AM	0 responses 562 views 0 likes	by Legal Beagles 2nd March 2016, 10:10:AM
CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance Started by Legal Beagles Started by Legal Beagles, 2nd March 2016, 10:10:AM	0 responses 808 views 0 likes	by Legal Beagles 2nd March 2016, 10:10:AM
FCA launches 'Live & Local': a new regional programme to help local firms engage with Started by Legal Beagles Started by Legal Beagles, 1st March 2016, 10:40:AM	0 responses 639 views 0 likes	by Legal Beagles 1st March 2016, 10:40:AM
FS16/1: Feedback Statement on DP15/4 – General insurance value measures Started by Legal Beagles Started by Legal Beagles, 1st March 2016, 10:10:AM	0 responses 631 views 0 likes	by Legal Beagles 1st March 2016, 10:10:AM
FCA to publish claims scorecards Started by Legal Beagles Started by Legal Beagles, 1st March 2016, 10:10:AM	0 responses 527 views 0 likes	by Legal Beagles 1st March 2016, 10:10:AM
Liquidity management for investment firms: good practice Started by Legal Beagles Started by Legal Beagles, 29th February 2016, 12:20:PM	0 responses 701 views 0 likes	by Legal Beagles 29th February 2016, 12:20:PM
PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Pol Started by Legal Beagles Started by Legal Beagles, 29th February 2016, 12:20:PM	0 responses 746 views 0 likes	by Legal Beagles 29th February 2016, 12:20:PM
Katherine of Alexandria Ltd – options for investors Started by Legal Beagles Started by Legal Beagles, 25th February 2016, 10:20:AM	0 responses 533 views 0 likes	by Legal Beagles 25th February 2016, 10:20:AM
National Audit Office report – financial services mis-selling: regulation and r Started by Legal Beagles Started by Legal Beagles, 24th February 2016, 07:11:AM	0 responses 793 views 0 likes	by Legal Beagles 24th February 2016, 07:11:AM
UK FinTech: Regulating for innovation Started by Legal Beagles Started by Legal Beagles, 23rd February 2016, 10:40:AM	0 responses 471 views 0 likes	by Legal Beagles 23rd February 2016, 10:40:AM
FCA fines and restricts W H Ireland Limited for market abuse risks Started by Legal Beagles Started by Legal Beagles, 23rd February 2016, 07:01:AM	0 responses 689 views 0 likes	by Legal Beagles 23rd February 2016, 07:01:AM

The Financial Conduct Authority (FCA)

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