The Financial Conduct Authority (FCA)

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Topics	Statistics
The view from the regulator: developing our approach Started by Legal Beagles Started by Legal Beagles, 10th March 2017, 10:30:AM	0 responses 336 views 0 likes	by Legal Beagles 10th March 2017, 10:30:AM
FCA publishes update to pension redress methodology Started by Legal Beagles Started by Legal Beagles, 10th March 2017, 07:10:AM	0 responses 380 views 0 likes	by Legal Beagles 10th March 2017, 07:10:AM
Financial regulators of Japan and UK announce Exchange of Letters on Co-operation Fra Started by Legal Beagles Started by Legal Beagles, 9th March 2017, 09:10:AM	0 responses 367 views 0 likes	by Legal Beagles 9th March 2017, 09:10:AM
Loans 2 Go (clone) Started by Legal Beagles Started by Legal Beagles, 8th March 2017, 11:30:AM	0 responses 552 views 0 likes	by Legal Beagles 8th March 2017, 11:30:AM
Tesco 2 Finance / Tesco 4 Finance (clones of FCA authorised firms) Started by Legal Beagles Started by Legal Beagles, 7th March 2017, 16:50:PM	0 responses 396 views 1 thank	by Legal Beagles 7th March 2017, 16:50:PM
Loan and Go Started by Legal Beagles Started by Legal Beagles, 7th March 2017, 11:10:AM	0 responses 413 views 0 likes	by Legal Beagles 7th March 2017, 11:10:AM
Senior Managers and Certification Regime: one year on Started by Legal Beagles Started by Legal Beagles, 7th March 2017, 10:10:AM	0 responses 409 views 0 likes	by Legal Beagles 7th March 2017, 10:10:AM
FCA publishes Insurance Distribution Directive consultation Started by Legal Beagles Started by Legal Beagles, 6th March 2017, 08:10:AM	0 responses 491 views 0 likes	by Legal Beagles 6th March 2017, 08:10:AM
JP Morgan Courtage: clone firm Started by Legal Beagles Started by Legal Beagles, 3rd March 2017, 14:30:PM	0 responses 496 views 1 thank	by Legal Beagles 3rd March 2017, 14:30:PM
Firms continue to fail to meet our expectations on their use of dealing commission Started by Legal Beagles Started by Legal Beagles, 3rd March 2017, 12:01:PM	0 responses 412 views 0 likes	by Legal Beagles 3rd March 2017, 12:01:PM
Investment managers still failing to ensure effective oversight of best execution Started by Legal Beagles Started by Legal Beagles, 3rd March 2017, 12:01:PM	0 responses 447 views 0 likes	by Legal Beagles 3rd March 2017, 12:01:PM
Mr Instant Cash (clone of an authorised firm) Started by Legal Beagles Started by Legal Beagles, 2nd March 2017, 15:40:PM	0 responses 536 views 0 likes	by Legal Beagles 2nd March 2017, 15:40:PM
Tide U Over (clone of an authorised firm) Started by Legal Beagles Started by Legal Beagles, 2nd March 2017, 15:40:PM	0 responses 516 views 0 likes	by Legal Beagles 2nd March 2017, 15:40:PM
FCA finalise plans to place a deadline on PPI complaints Started by Legal Beagles Started by Legal Beagles, 2nd March 2017, 07:10:AM	1 response 506 views 2 likes	by EXC 2nd March 2017, 07:29:AM
Inside the mind of a scammer: FCA reveals the tactics investment fraudsters use to de Started by Legal Beagles Started by Legal Beagles, 1st March 2017, 10:10:AM	0 responses 486 views 0 likes	by Legal Beagles 1st March 2017, 10:10:AM
Efficiency and effectiveness: our approach to primary markets Started by Legal Beagles Started by Legal Beagles, 1st March 2017, 09:40:AM	0 responses 393 views 0 likes	by Legal Beagles 1st March 2017, 09:40:AM
FCA proposes reforms to the availability of information in the UK equity IPO process Started by Legal Beagles Started by Legal Beagles, 1st March 2017, 08:01:AM	0 responses 468 views 0 likes	by Legal Beagles 1st March 2017, 08:01:AM
Loan2Pocket: clone firm Started by Legal Beagles Started by Legal Beagles, 28th February 2017, 17:20:PM	0 responses 486 views 0 likes	by Legal Beagles 28th February 2017, 17:20:PM
Blackfriars Asset Management (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 28th February 2017, 13:40:PM	0 responses 426 views 0 likes	by Legal Beagles 28th February 2017, 13:40:PM
FCA Statement on EMIR 1 March 2017 variation margin deadline Started by Legal Beagles Started by Legal Beagles, 23rd February 2017, 17:20:PM	0 responses 534 views 0 likes	by Legal Beagles 23rd February 2017, 17:20:PM
The FCA and the Practitioner Panel launch new joint survey for 2017 Started by Legal Beagles Started by Legal Beagles, 23rd February 2017, 16:01:PM	0 responses 471 views 0 likes	by Legal Beagles 23rd February 2017, 16:01:PM
Regulation round-up special issue - February 2017 Started by Legal Beagles Started by Legal Beagles, 23rd February 2017, 11:20:AM	0 responses 444 views 0 likes	by Legal Beagles 23rd February 2017, 11:20:AM
FCA publishes new data on trends in the retirement income market Started by Legal Beagles Started by Legal Beagles, 23rd February 2017, 10:10:AM	0 responses 301 views 0 likes	by Legal Beagles 23rd February 2017, 10:10:AM
Operation of the MoU with the Bank of England for market infrastructure - 2016 perfor Started by Legal Beagles Started by Legal Beagles, 22nd February 2017, 15:40:PM	0 responses 404 views 0 likes	by Legal Beagles 22nd February 2017, 15:40:PM
FCA and OSC sign Co-operation Agreement to support innovative businesses Started by Legal Beagles Started by Legal Beagles, 22nd February 2017, 15:10:PM	0 responses 327 views 0 likes	by Legal Beagles 22nd February 2017, 15:10:PM

The Financial Conduct Authority (FCA)

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