The Financial Conduct Authority (FCA)

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Topics	Statistics
Upper Tribunal upholds the Financial Conduct Authority’s decision to fine and ban Cha Started by Legal Beagles Started by Legal Beagles, 9th August 2017, 09:20:AM	0 responses 193 views 0 likes	by Legal Beagles 9th August 2017, 09:20:AM
Clarion Global Group Started by Legal Beagles Started by Legal Beagles, 7th August 2017, 15:10:PM	0 responses 276 views 0 likes	by Legal Beagles 7th August 2017, 15:10:PM
Westmount Associates Started by Legal Beagles Started by Legal Beagles, 7th August 2017, 14:30:PM	0 responses 276 views 0 likes	by Legal Beagles 7th August 2017, 14:30:PM
Polen Capital Investment Funds / PCIF (clone) Started by Legal Beagles Started by Legal Beagles, 3rd August 2017, 16:20:PM	0 responses 283 views 0 likes	by Legal Beagles 3rd August 2017, 16:20:PM
Quick Quid / Loan Point (clone of authorised firm) Started by Legal Beagles Started by Legal Beagles, 3rd August 2017, 14:01:PM	0 responses 283 views 0 likes	by Legal Beagles 3rd August 2017, 14:01:PM
Overview of competition at the FCA Started by Legal Beagles Started by Legal Beagles, 3rd August 2017, 11:01:AM	0 responses 190 views 0 likes	by Legal Beagles 3rd August 2017, 11:01:AM
Our mortgage research: a message for respondents Started by Legal Beagles Started by Legal Beagles, 3rd August 2017, 10:30:AM	0 responses 166 views 0 likes	by Legal Beagles 3rd August 2017, 10:30:AM
Tilney Fund Managers (clone of authorised firm) Started by Legal Beagles Started by Legal Beagles, 3rd August 2017, 09:50:AM	0 responses 160 views 0 likes	by Legal Beagles 3rd August 2017, 09:50:AM
The FCA and the FCA Practitioner Panel publish the findings from their joint survey o Started by Legal Beagles Started by Legal Beagles, 3rd August 2017, 09:20:AM	0 responses 187 views 0 likes	by Legal Beagles 3rd August 2017, 09:20:AM
Admiral Markets Ltd (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 2nd August 2017, 13:10:PM	0 responses 264 views 0 likes	by Legal Beagles 2nd August 2017, 13:10:PM
Debt Advice Trust (clone of authorised firm) Started by Legal Beagles Started by Legal Beagles, 2nd August 2017, 09:30:AM	0 responses 171 views 0 likes	by Legal Beagles 2nd August 2017, 09:30:AM
Financial Conduct Authority sets out agenda and priorities for consumer credit Started by Legal Beagles Started by Legal Beagles, 31st July 2017, 06:11:AM	6 responses 338 views 1 thank	by Amethyst 31st July 2017, 13:41:PM
London Finance and Investment Corporation (clone of UK incorporated firm) Started by Legal Beagles Started by Legal Beagles, 31st July 2017, 13:40:PM	0 responses 188 views 0 likes	by Legal Beagles 31st July 2017, 13:40:PM
Merit Loans (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 31st July 2017, 13:01:PM	0 responses 199 views 0 likes	by Legal Beagles 31st July 2017, 13:01:PM
AMC Capital Invest / AMC Capital Management (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 27th July 2017, 09:01:AM	0 responses 228 views 0 likes	by Legal Beagles 27th July 2017, 09:01:AM
The future of LIBOR Started by Legal Beagles Started by Legal Beagles, 27th July 2017, 08:20:AM	0 responses 188 views 0 likes	by Legal Beagles 27th July 2017, 08:20:AM
Lloyds Banking Group sets up redress scheme for mortgage arrears customers Started by Legal Beagles Started by Legal Beagles, 27th July 2017, 06:20:AM	0 responses 217 views 0 likes	by Legal Beagles 27th July 2017, 06:20:AM
MPG Partners (trading as HBC Broker) Started by Legal Beagles Started by Legal Beagles, 26th July 2017, 11:40:AM	0 responses 217 views 1 thank	by Legal Beagles 26th July 2017, 11:40:AM
Maggie Craig appointed as Head of Department, Scotland Started by Legal Beagles Started by Legal Beagles, 26th July 2017, 10:10:AM	0 responses 183 views 0 likes	by Legal Beagles 26th July 2017, 10:10:AM
FCA outlines proposals to extend the Senior Managers and Certification Regime to all Started by Legal Beagles Started by Legal Beagles, 26th July 2017, 08:20:AM	0 responses 171 views 0 likes	by Legal Beagles 26th July 2017, 08:20:AM
Elite Insurance Company ceases writing new business Started by Legal Beagles Started by Legal Beagles, 6th July 2017, 11:30:AM	2 responses 394 views 0 likes	by des8 25th July 2017, 17:40:PM
Asashi Mergers and Acquisitions Group Started by Legal Beagles Started by Legal Beagles, 25th July 2017, 10:50:AM	0 responses 173 views 0 likes	by Legal Beagles 25th July 2017, 10:50:AM
MiFID II: applications received after 3 July 2017 Started by Legal Beagles Started by Legal Beagles, 25th July 2017, 10:10:AM	0 responses 183 views 1 thank	by Legal Beagles 25th July 2017, 10:10:AM
FCA to consult on new rules for current account providers to publish information on s Started by Legal Beagles Started by Legal Beagles, 25th July 2017, 09:40:AM	0 responses 177 views 0 likes	by Legal Beagles 25th July 2017, 09:40:AM
Zurich Capital (trading as Zurichcap.com) Started by Legal Beagles Started by Legal Beagles, 25th July 2017, 09:01:AM	0 responses 176 views 0 likes	by Legal Beagles 25th July 2017, 09:01:AM

The Financial Conduct Authority (FCA)

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