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101 firms in scope of new emergency asset retention rules for British Steel Pension Scheme transfer advice
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by Legal Beagles
Started by Legal Beagles, 22nd August 2022, 09:10:AM
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0 responses
83 views
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Started by Legal Beagles, 19th August 2022, 13:40:PM
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2 responses
30 views
0 likes
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by EXC
21st August 2022, 02:46:AM
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FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing
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by Legal Beagles
Started by Legal Beagles, 19th August 2022, 10:01:AM
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0 responses
29 views
0 likes
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FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse
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by Legal Beagles
Started by Legal Beagles, 19th August 2022, 09:01:AM
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0 responses
27 views
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Started by Legal Beagles, 19th August 2022, 06:10:AM
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0 responses
34 views
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Started by Legal Beagles, 16th August 2022, 12:10:PM
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0 responses
51 views
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FCA encourages market participants to continue transition of LIBOR-linked bonds
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by Legal Beagles
Started by Legal Beagles, 16th August 2022, 09:01:AM
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0 responses
25 views
0 likes
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Larry Barreto pleads guilty to carrying on regulated activities without authorisation
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by Legal Beagles
Started by Legal Beagles, 10th August 2022, 09:10:AM
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0 responses
35 views
0 likes
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FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic Working Group Chair
Started
by Legal Beagles
Started by Legal Beagles, 9th August 2022, 12:40:PM
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0 responses
28 views
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Started by Legal Beagles, 5th August 2022, 10:01:AM
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0 responses
37 views
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Started by Legal Beagles, 5th August 2022, 09:01:AM
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0 responses
37 views
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Started by Legal Beagles, 2nd August 2022, 10:30:AM
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0 responses
40 views
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We consult on changes to redress calculations for unsuitable pension transfer advice
Started
by Legal Beagles
Started by Legal Beagles, 2nd August 2022, 09:40:AM
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0 responses
43 views
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Started by Legal Beagles, 1st August 2022, 09:30:AM
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0 responses
35 views
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Started by Legal Beagles, 29th July 2022, 15:01:PM
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0 responses
27 views
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Started by Legal Beagles, 29th July 2022, 06:10:AM
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0 responses
35 views
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FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors
Started
by Legal Beagles
Started by Legal Beagles, 28th July 2022, 09:40:AM
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0 responses
36 views
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Started by Legal Beagles, 27th July 2022, 11:10:AM
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0 responses
54 views
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Started by Legal Beagles, 27th July 2022, 06:10:AM
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0 responses
30 views
0 likes
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Started by Legal Beagles, 22nd July 2022, 14:20:PM
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0 responses
29 views
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Started by Legal Beagles, 22nd July 2022, 11:01:AM
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0 responses
35 views
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The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
Started
by Legal Beagles
Started by Legal Beagles, 21st July 2022, 09:20:AM
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0 responses
37 views
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Started by Legal Beagles, 19th July 2022, 13:01:PM
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0 responses
28 views
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Half a million consumers paying less credit card interest following FCA intervention
Started
by Legal Beagles
Started by Legal Beagles, 19th July 2022, 09:40:AM
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0 responses
47 views
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FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading
Started
by Legal Beagles
Started by Legal Beagles, 15th July 2022, 09:10:AM
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0 responses
28 views
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