The Financial Conduct Authority (FCA)

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FCA launches first research competition to help drive UK economic growth Started by Legal Beagles Started by Legal Beagles, 25th November 2024, 11:50:AM	0 responses 7 views 0 likes	by Legal Beagles 25th November 2024, 11:50:AM
FCA fines Barclays £40 million Started by Legal Beagles Started by Legal Beagles, 25th November 2024, 08:10:AM	0 responses 12 views 0 likes	by Legal Beagles 25th November 2024, 08:10:AM
FCA calls for firms to improve bereavement handling times and shares best practice Started by Legal Beagles Started by Legal Beagles, 22nd November 2024, 10:20:AM	0 responses 12 views 0 likes	by Legal Beagles 22nd November 2024, 10:20:AM
FCA charges four individuals with fraud offences relating to failed credit union Started by Legal Beagles Started by Legal Beagles, 21st November 2024, 10:10:AM	0 responses 12 views 0 likes	by Legal Beagles 21st November 2024, 10:10:AM
FCA proposes to extend the time firms have to handle complaints relating to motor finance commission Started by Legal Beagles Started by Legal Beagles, 21st November 2024, 07:11:AM	0 responses 9 views 0 likes	by Legal Beagles 21st November 2024, 07:11:AM
A revision of our market cleanliness statistic methodology Started by Legal Beagles Started by Legal Beagles, 19th November 2024, 10:10:AM	0 responses 9 views 0 likes	by Legal Beagles 19th November 2024, 10:10:AM
FCA bans director following grievous bodily harm conviction Started by Legal Beagles Started by Legal Beagles, 18th November 2024, 11:20:AM	0 responses 12 views 0 likes	by Legal Beagles 18th November 2024, 11:20:AM
FCA welcomes move to bring ESG ratings providers into regulation Started by Legal Beagles Started by Legal Beagles, 15th November 2024, 11:50:AM	0 responses 8 views 0 likes	by Legal Beagles 15th November 2024, 11:50:AM
FCA statement on the Chancellor’s Mansion House speech Started by Legal Beagles Started by Legal Beagles, 15th November 2024, 11:40:AM	0 responses 10 views 0 likes	by Legal Beagles 15th November 2024, 11:40:AM
FCA welcomes the Treasury’s national payment vision Started by Legal Beagles Started by Legal Beagles, 14th November 2024, 21:50:PM	0 responses 10 views 0 likes	by Legal Beagles 14th November 2024, 21:50:PM
FCA to consult on extending the time motor finance firms have to handle commission complaints Started by Legal Beagles Started by Legal Beagles, 13th November 2024, 07:10:AM	0 responses 13 views 0 likes	by Legal Beagles 13th November 2024, 07:10:AM
FCA fines Metro Bank £16m for financial crime failings Started by Legal Beagles Started by Legal Beagles, 12th November 2024, 07:11:AM	0 responses 7 views 0 likes	by Legal Beagles 12th November 2024, 07:11:AM
Enforcement regulatory disclosure review: outcome Started by Legal Beagles Started by Legal Beagles, 11th November 2024, 14:10:PM	0 responses 6 views 0 likes	by Legal Beagles 11th November 2024, 14:10:PM
Director fined £1.1m and banned for misusing funds due to insurers Started by Legal Beagles Started by Legal Beagles, 11th November 2024, 10:11:AM	0 responses 18 views 0 likes	by Legal Beagles 11th November 2024, 10:11:AM
FCA secures conviction against two individuals for £1.5m fraud Started by Legal Beagles Started by Legal Beagles, 7th November 2024, 10:10:AM	0 responses 12 views 0 likes	by Legal Beagles 7th November 2024, 10:10:AM
All aboard: strong infrastructure for smooth journeys Started by Legal Beagles Started by Legal Beagles, 6th November 2024, 12:01:PM	0 responses 16 views 0 likes	by Legal Beagles 6th November 2024, 12:01:PM
Three individuals and two firms charged over alleged unauthorised business activities Started by Legal Beagles Started by Legal Beagles, 5th November 2024, 10:10:AM	0 responses 16 views 0 likes	by Legal Beagles 5th November 2024, 10:10:AM
FCA enhances access to market data and investment research to support growth Started by Legal Beagles Started by Legal Beagles, 5th November 2024, 09:40:AM	0 responses 12 views 0 likes	by Legal Beagles 5th November 2024, 09:40:AM
FCA welcomes Project Guardian’s first industry report on tokenisation Started by Legal Beagles Started by Legal Beagles, 4th November 2024, 11:02:AM	0 responses 10 views 0 likes	by Legal Beagles 4th November 2024, 11:02:AM
FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings Started by Legal Beagles Started by Legal Beagles, 31st October 2024, 10:40:AM	0 responses 6 views 0 likes	by Legal Beagles 31st October 2024, 10:40:AM
FCA and PSR Boards appoint new chair to decision-making committees Started by Legal Beagles Started by Legal Beagles, 31st October 2024, 09:50:AM	0 responses 7 views 0 likes	by Legal Beagles 31st October 2024, 09:50:AM
Rising to the occasion on private markets Started by Legal Beagles Started by Legal Beagles, 29th October 2024, 21:40:PM	0 responses 12 views 0 likes	by Legal Beagles 29th October 2024, 21:40:PM
PSG SIPP Limited enters administration Started by Legal Beagles Started by Legal Beagles, 28th October 2024, 14:01:PM	0 responses 9 views 0 likes	by Legal Beagles 28th October 2024, 14:01:PM
FCA fines Kristo Käärmann £350,000 for failing to notify the FCA of significant tax issues Started by Legal Beagles Started by Legal Beagles, 28th October 2024, 07:10:AM	0 responses 13 views 0 likes	by Legal Beagles 28th October 2024, 07:10:AM
FCA statement on Court of Appeal judgment in Hopcraft, Johnson and Wrench Started by Legal Beagles Started by Legal Beagles, 25th October 2024, 11:20:AM	0 responses 16 views 0 likes	by Legal Beagles 25th October 2024, 11:20:AM

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