The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA WARNING: BlackRock Wealth Partners / BlackRock Wealth / BlackRock Wealth Group / Started by Legal Beagles Started by Legal Beagles, 7th November 2014, 12:01:PM	0 responses 627 views 0 likes	by Legal Beagles 7th November 2014, 12:01:PM
PS14/15: Removing the Transparency Directive’s requirement to publish interim m Started by Legal Beagles Started by Legal Beagles, 7th November 2014, 11:20:AM	0 responses 434 views 0 likes	by Legal Beagles 7th November 2014, 11:20:AM
PS14/14: CRD IV – Changes to EBA high earners and benchmarking information repo Started by Legal Beagles Started by Legal Beagles, 7th November 2014, 10:10:AM	0 responses 386 views 0 likes	by Legal Beagles 7th November 2014, 10:10:AM
FCA WARNING: Taito Securities Group Started by Legal Beagles Started by Legal Beagles, 6th November 2014, 16:40:PM	0 responses 557 views 0 likes	by Legal Beagles 6th November 2014, 16:40:PM
FCA WARNING: Prime Financial Management Services Limited Started by Legal Beagles Started by Legal Beagles, 5th November 2014, 15:01:PM	0 responses 1,282 views 0 likes	by Legal Beagles 5th November 2014, 15:01:PM
Former Swinton executives fined and banned from senior roles after insurance add-ons Started by Legal Beagles Started by Legal Beagles, 5th November 2014, 10:20:AM	2 responses 831 views 1 thank	by enaid 5th November 2014, 11:33:AM
FCA WARNING: Aspen Greene Ltd Started by Legal Beagles Started by Legal Beagles, 4th November 2014, 17:50:PM	0 responses 617 views 0 likes	by Legal Beagles 4th November 2014, 17:50:PM
FCA WARNING: Wolffe Commodities Started by Legal Beagles Started by Legal Beagles, 4th November 2014, 17:10:PM	0 responses 656 views 0 likes	by Legal Beagles 4th November 2014, 17:10:PM
FCA WARNING: The Cash Monkey Ltd Started by Legal Beagles Started by Legal Beagles, 4th November 2014, 17:10:PM	0 responses 659 views 0 likes	by Legal Beagles 4th November 2014, 17:10:PM
FCA WARNING: Goldman Potts Limited Started by Legal Beagles Started by Legal Beagles, 3rd November 2014, 17:01:PM	0 responses 827 views 0 likes	by Legal Beagles 3rd November 2014, 17:01:PM
FCA WARNING: Pritchards Stockbrokers (clone) Started by Legal Beagles Started by Legal Beagles, 31st October 2014, 12:40:PM	0 responses 591 views 0 likes	by Legal Beagles 31st October 2014, 12:40:PM
Statement re: promotion of shares in EMMIT plc Started by Legal Beagles Started by Legal Beagles, 31st October 2014, 10:20:AM	0 responses 723 views 0 likes	by Legal Beagles 31st October 2014, 10:20:AM
FCA fines Sesame Ltd for pay-to-play arrangements Started by Legal Beagles Started by Legal Beagles, 30th October 2014, 12:20:PM	3 responses 1,408 views 0 likes	by Nibbler 30th October 2014, 14:26:PM
CP14/24 Charges in workplace personal pension schemes Started by Legal Beagles Started by Legal Beagles, 30th October 2014, 12:20:PM	0 responses 603 views 0 likes	by Legal Beagles 30th October 2014, 12:20:PM
FCA WARNING: Sapien Capital Limited (clone) Started by Legal Beagles Started by Legal Beagles, 30th October 2014, 11:40:AM	0 responses 722 views 0 likes	by Legal Beagles 30th October 2014, 11:40:AM
FCA WARNING: PMG Forex (clone) Started by Legal Beagles Started by Legal Beagles, 30th October 2014, 11:40:AM	0 responses 635 views 0 likes	by Legal Beagles 30th October 2014, 11:40:AM
FCA WARNING: Max Forex (clone) Started by Legal Beagles Started by Legal Beagles, 30th October 2014, 11:01:AM	0 responses 671 views 0 likes	by Legal Beagles 30th October 2014, 11:01:AM
FCA statement regarding Tesco Started by Legal Beagles Started by Legal Beagles, 29th October 2014, 14:50:PM	0 responses 676 views 0 likes	by Legal Beagles 29th October 2014, 14:50:PM
Financial Conduct Authority consults on restrictions on the retail distribution of re Started by Legal Beagles Started by Legal Beagles, 29th October 2014, 07:21:AM	0 responses 516 views 0 likes	by Legal Beagles 29th October 2014, 07:21:AM
CP14/23 Restrictions on the retail distribution of regulatory capital instruments Started by Legal Beagles Started by Legal Beagles, 29th October 2014, 07:21:AM	0 responses 576 views 0 likes	by Legal Beagles 29th October 2014, 07:21:AM
Innovation: The regulatory opportunity Started by Legal Beagles Started by Legal Beagles, 28th October 2014, 16:30:PM	0 responses 689 views 0 likes	by Legal Beagles 28th October 2014, 16:30:PM
FS14/2 Feedback Statement on Project Innovate: Call for input Started by Legal Beagles Started by Legal Beagles, 28th October 2014, 10:10:AM	0 responses 595 views 0 likes	by Legal Beagles 28th October 2014, 10:10:AM
Innovation Hub now open for business, says FCA Started by Legal Beagles Started by Legal Beagles, 28th October 2014, 10:10:AM	0 responses 629 views 0 likes	by Legal Beagles 28th October 2014, 10:10:AM
FCA WARNING: Asian Direct Capital Management Started by Legal Beagles Started by Legal Beagles, 27th October 2014, 14:30:PM	0 responses 730 views 0 likes	by Legal Beagles 27th October 2014, 14:30:PM
FCA WARNING: Fidelity Capital Ltd / Fidelity Capital UK (clone) Started by Legal Beagles Started by Legal Beagles, 24th October 2014, 11:10:AM	0 responses 1,705 views 0 likes	by Legal Beagles 24th October 2014, 11:10:AM

The Financial Conduct Authority (FCA)

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