The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA publishes its Business Plan for 2015/16 and announces details of new supervision Started by Legal Beagles Started by Legal Beagles, 24th March 2015, 07:20:AM	0 responses 422 views 0 likes	by Legal Beagles 24th March 2015, 07:20:AM
Our Business Plan 2015/16 Started by Legal Beagles Started by Legal Beagles, 24th March 2015, 07:20:AM	0 responses 396 views 0 likes	by Legal Beagles 24th March 2015, 07:20:AM
FCA WARNING: Maple Leaf Management Ltd Started by Legal Beagles Started by Legal Beagles, 23rd March 2015, 17:50:PM	0 responses 642 views 0 likes	by Legal Beagles 23rd March 2015, 17:50:PM
As new pension freedoms arrive be ScamSmart Started by Legal Beagles Started by Legal Beagles, 23rd March 2015, 09:50:AM	0 responses 528 views 0 likes	by Legal Beagles 23rd March 2015, 09:50:AM
FCA WARNING: Copper and Partners Started by Legal Beagles Started by Legal Beagles, 20th March 2015, 16:10:PM	0 responses 713 views 0 likes	by Legal Beagles 20th March 2015, 16:10:PM
FCA WARNING: Equerry Investment Management (clone) Started by Legal Beagles Started by Legal Beagles, 20th March 2015, 14:20:PM	0 responses 642 views 0 likes	by Legal Beagles 20th March 2015, 14:20:PM
CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) Started by Legal Beagles Started by Legal Beagles, 20th March 2015, 11:20:AM	0 responses 537 views 0 likes	by Legal Beagles 20th March 2015, 11:20:AM
FCA bans and fines two individuals for pension advice failings Started by Legal Beagles Started by Legal Beagles, 20th March 2015, 10:40:AM	1 response 422 views 0 likes	by Amethyst 20th March 2015, 10:54:AM
Former senior trader sentenced for insider dealing Started by Legal Beagles Started by Legal Beagles, 19th March 2015, 17:30:PM	0 responses 488 views 0 likes	by Legal Beagles 19th March 2015, 17:30:PM
FCA WARNING: Whitfield International Consulting Group Started by Legal Beagles Started by Legal Beagles, 19th March 2015, 15:40:PM	0 responses 493 views 0 likes	by Legal Beagles 19th March 2015, 15:40:PM
Payday lenders failing customers in arrears, says FCA Started by Legal Beagles Started by Legal Beagles, 10th March 2015, 07:01:AM	4 responses 970 views 0 likes	by Debt Camel 19th March 2015, 15:32:PM
FCA WARNING: CarbEx Started by Legal Beagles Started by Legal Beagles, 19th March 2015, 15:10:PM	0 responses 327 views 0 likes	by Legal Beagles 19th March 2015, 15:10:PM
TR15/4: Governance over mortgage lending strategies Started by Legal Beagles Started by Legal Beagles, 19th March 2015, 11:20:AM	0 responses 453 views 0 likes	by Legal Beagles 19th March 2015, 11:20:AM
FCA WARNING: Eagle and West Limited Started by Legal Beagles Started by Legal Beagles, 18th March 2015, 17:01:PM	0 responses 700 views 0 likes	by Legal Beagles 18th March 2015, 17:01:PM
FCA WARNING: Wakefield Securities Limited Started by Legal Beagles Started by Legal Beagles, 17th March 2015, 16:01:PM	0 responses 764 views 0 likes	by Legal Beagles 17th March 2015, 16:01:PM
FCA bans former Rabobank trader, Paul Robson, following LIBOR fraud conviction Started by Legal Beagles Started by Legal Beagles, 17th March 2015, 10:10:AM	0 responses 528 views 0 likes	by Legal Beagles 17th March 2015, 10:10:AM
Nothing to fear from high standards Started by Legal Beagles Started by Legal Beagles, 16th March 2015, 16:01:PM	0 responses 374 views 0 likes	by Legal Beagles 16th March 2015, 16:01:PM
FCA WARNING: FSDIB Investment/ FSD Investment (clone) Started by Legal Beagles Started by Legal Beagles, 16th March 2015, 11:20:AM	0 responses 572 views 0 likes	by Legal Beagles 16th March 2015, 11:20:AM
CP15/9: Strengthening accountability in banking: a new regulatory framework for indiv Started by Legal Beagles Started by Legal Beagles, 16th March 2015, 09:40:AM	0 responses 513 views 0 likes	by Legal Beagles 16th March 2015, 09:40:AM
Financial Conduct Authority confirms approach to improving responsibility and account Started by Legal Beagles Started by Legal Beagles, 16th March 2015, 09:40:AM	0 responses 310 views 0 likes	by Legal Beagles 16th March 2015, 09:40:AM
FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, Started by Legal Beagles Started by Legal Beagles, 13th March 2015, 11:20:AM	0 responses 824 views 0 likes	by Legal Beagles 13th March 2015, 11:20:AM
Former chief executive of stockbroker firm fined £450,000 and banned Started by Legal Beagles Started by Legal Beagles, 13th March 2015, 10:50:AM	0 responses 468 views 0 likes	by Legal Beagles 13th March 2015, 10:50:AM
FCA confirms approach for financial promotions in social media Started by Legal Beagles Started by Legal Beagles, 13th March 2015, 10:10:AM	0 responses 438 views 0 likes	by Legal Beagles 13th March 2015, 10:10:AM
FG15/4 - Social media and customer communications: The FCA’s supervisory approa Started by Legal Beagles Started by Legal Beagles, 13th March 2015, 10:10:AM	0 responses 534 views 0 likes	by Legal Beagles 13th March 2015, 10:10:AM
News for customers of Hume Capital Securities (HCS) Started by Legal Beagles Started by Legal Beagles, 12th March 2015, 20:40:PM	0 responses 622 views 0 likes	by Legal Beagles 12th March 2015, 20:40:PM

The Financial Conduct Authority (FCA)

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