The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA WARNING: Oakwood Financial Services Limited Inc Started by Legal Beagles Started by Legal Beagles, 1st April 2015, 13:30:PM	0 responses 818 views 0 likes	by Legal Beagles 1st April 2015, 13:30:PM
FCA WARNING: Sparrow Capital Partners Started by Legal Beagles Started by Legal Beagles, 1st April 2015, 13:30:PM	0 responses 594 views 0 likes	by Legal Beagles 1st April 2015, 13:30:PM
FCA WARNING: Andreas Geiger Financial Started by Legal Beagles Started by Legal Beagles, 31st March 2015, 16:30:PM	0 responses 729 views 0 likes	by Legal Beagles 31st March 2015, 16:30:PM
FCA WARNING: Christian Muhr Investment Research (clone) Started by Legal Beagles Started by Legal Beagles, 31st March 2015, 10:30:AM	0 responses 703 views 0 likes	by Legal Beagles 31st March 2015, 10:30:AM
FCA WARNING: Cooper Brennan Started by Legal Beagles Started by Legal Beagles, 30th March 2015, 16:01:PM	0 responses 647 views 0 likes	by Legal Beagles 30th March 2015, 16:01:PM
GC15/3 Primary Market Bulletin No. 11 Started by Legal Beagles Started by Legal Beagles, 30th March 2015, 14:01:PM	0 responses 570 views 0 likes	by Legal Beagles 30th March 2015, 14:01:PM
PS15/10: MIPRU Chapter 4 simplification: Feedback on CP14/28 and final rules Started by Legal Beagles Started by Legal Beagles, 30th March 2015, 12:30:PM	0 responses 578 views 0 likes	by Legal Beagles 30th March 2015, 12:30:PM
Kenneth Carver fined £35,212 for insider dealing Started by Legal Beagles Started by Legal Beagles, 30th March 2015, 10:10:AM	0 responses 703 views 0 likes	by Legal Beagles 30th March 2015, 10:10:AM
FCA WARNING: URS VOGT (clone) Started by Legal Beagles Started by Legal Beagles, 27th March 2015, 14:01:PM	0 responses 597 views 0 likes	by Legal Beagles 27th March 2015, 14:01:PM
FCA WARNING: Investec Asset Management Limited (clone) Started by Legal Beagles Started by Legal Beagles, 27th March 2015, 14:01:PM	0 responses 500 views 0 likes	by Legal Beagles 27th March 2015, 14:01:PM
PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second Started by Legal Beagles Started by Legal Beagles, 27th March 2015, 11:10:AM	0 responses 711 views 0 likes	by Legal Beagles 27th March 2015, 11:10:AM
CP15/16: Changes to the Approved Persons Regime for Solvency II firms Started by Legal Beagles Started by Legal Beagles, 27th March 2015, 10:40:AM	0 responses 533 views 0 likes	by Legal Beagles 27th March 2015, 10:40:AM
PS15/8: Solvency II Started by Legal Beagles Started by Legal Beagles, 27th March 2015, 10:40:AM	0 responses 457 views 0 likes	by Legal Beagles 27th March 2015, 10:40:AM
The journey to a sustainable credit market Started by Legal Beagles Started by Legal Beagles, 26th March 2015, 11:01:AM	0 responses 523 views 0 likes	by Legal Beagles 26th March 2015, 11:01:AM
FCA to ask firms for their views on MiFID II implementation Started by Legal Beagles Started by Legal Beagles, 26th March 2015, 10:30:AM	0 responses 483 views 0 likes	by Legal Beagles 26th March 2015, 10:30:AM
FCA publishes final retirement income market study report Started by Legal Beagles Started by Legal Beagles, 26th March 2015, 07:10:AM	0 responses 419 views 0 likes	by Legal Beagles 26th March 2015, 07:10:AM
FCA WARNING: Solution Loans (clone) Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 12:40:PM	0 responses 824 views 0 likes	by Legal Beagles 25th March 2015, 12:40:PM
FCA WARNING: UBS (clone) Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 12:40:PM	0 responses 469 views 0 likes	by Legal Beagles 25th March 2015, 12:40:PM
FCA WARNING: Tradignition (clone) Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 11:30:AM	0 responses 490 views 0 likes	by Legal Beagles 25th March 2015, 11:30:AM
FCA WARNING: Loan Kings Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 11:30:AM	0 responses 538 views 0 likes	by Legal Beagles 25th March 2015, 11:30:AM
CP15/12: Pensions Wise - recommendation policy Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 10:50:AM	0 responses 506 views 0 likes	by Legal Beagles 25th March 2015, 10:50:AM
FCA WARNING: GMT Markets Limited Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 10:50:AM	0 responses 510 views 0 likes	by Legal Beagles 25th March 2015, 10:50:AM
FCA WARNING: BlackBird Clear Limited Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 10:20:AM	0 responses 740 views 0 likes	by Legal Beagles 25th March 2015, 10:20:AM
FCA proposes an end to opt-out selling of insurance add-ons Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 09:40:AM	0 responses 380 views 0 likes	by Legal Beagles 25th March 2015, 09:40:AM
CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: banning op Started by Legal Beagles Started by Legal Beagles, 25th March 2015, 09:40:AM	0 responses 578 views 0 likes	by Legal Beagles 25th March 2015, 09:40:AM

The Financial Conduct Authority (FCA)

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