The Financial Conduct Authority (FCA)

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Topics	Statistics
Regulation round-up August 2015 Started by Legal Beagles Started by Legal Beagles, 20th August 2015, 15:30:PM	0 responses 697 views 0 likes	by Legal Beagles 20th August 2015, 15:30:PM
CP15/26: PSR regulatory fees 2015/16 Started by Legal Beagles Started by Legal Beagles, 20th August 2015, 14:40:PM	0 responses 525 views 0 likes	by Legal Beagles 20th August 2015, 14:40:PM
FCA WARNING: Globus Capital Associates Limited (GCAL) Started by Legal Beagles Started by Legal Beagles, 30th January 2015, 18:01:PM	2 responses 1,990 views 0 likes	by Amethyst 18th August 2015, 14:05:PM
Consumer redress scheme opens – card security product holders have until March Started by Legal Beagles Started by Legal Beagles, 18th August 2015, 09:40:AM	0 responses 499 views 0 likes	by Legal Beagles 18th August 2015, 09:40:AM
PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (i Started by Legal Beagles Started by Legal Beagles, 13th August 2015, 09:10:AM	0 responses 607 views 0 likes	by Legal Beagles 13th August 2015, 09:10:AM
FCA publishes rules on how it will apply the new accountability regime to UK branches Started by Legal Beagles Started by Legal Beagles, 13th August 2015, 09:10:AM	0 responses 627 views 0 likes	by Legal Beagles 13th August 2015, 09:10:AM
TR: Early arrears management in unsecured lending Started by Legal Beagles Started by Legal Beagles, 12th August 2015, 09:50:AM	0 responses 520 views 0 likes	by Legal Beagles 12th August 2015, 09:50:AM
TR: Staff remuneration and incentives Started by Legal Beagles Started by Legal Beagles, 12th August 2015, 09:50:AM	0 responses 636 views 0 likes	by Legal Beagles 12th August 2015, 09:50:AM
Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wil Started by Legal Beagles Started by Legal Beagles, 11th August 2015, 11:01:AM	0 responses 670 views 0 likes	by Legal Beagles 11th August 2015, 11:01:AM
The Financial Conduct Authority censures the Co-operative Bank for listing rules brea Started by Legal Beagles Started by Legal Beagles, 11th August 2015, 06:20:AM	0 responses 371 views 0 likes	by Legal Beagles 11th August 2015, 06:20:AM
Policy Development Update – Issue 25 Started by Legal Beagles Started by Legal Beagles, 7th August 2015, 12:30:PM	0 responses 469 views 0 likes	by Legal Beagles 7th August 2015, 12:30:PM
FCA Mortgage Conference – 7 September 2015 Started by Legal Beagles Started by Legal Beagles, 5th August 2015, 12:40:PM	0 responses 509 views 0 likes	by Legal Beagles 5th August 2015, 12:40:PM
Statement on the Financial Advice Market Review Started by Legal Beagles Started by Legal Beagles, 3rd August 2015, 12:50:PM	0 responses 573 views 0 likes	by Legal Beagles 3rd August 2015, 12:50:PM
FCA WARNING: Repayment Management UK Ltd t/a Repayment Management Services Started by Legal Beagles Started by Legal Beagles, 31st July 2015, 11:50:AM	0 responses 824 views 0 likes	by Legal Beagles 31st July 2015, 11:50:AM
PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to th Started by Legal Beagles Started by Legal Beagles, 31st July 2015, 09:40:AM	0 responses 370 views 0 likes	by Legal Beagles 31st July 2015, 09:40:AM
Christopher Woolard appointed to the FCA Board Started by Legal Beagles Started by Legal Beagles, 31st July 2015, 08:50:AM	0 responses 585 views 0 likes	by Legal Beagles 31st July 2015, 08:50:AM
Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist Started by Legal Beagles Started by Legal Beagles, 30th July 2015, 16:01:PM	0 responses 550 views 0 likes	by Legal Beagles 30th July 2015, 16:01:PM
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud Started by Legal Beagles Started by Legal Beagles, 30th July 2015, 09:10:AM	0 responses 555 views 0 likes	by Legal Beagles 30th July 2015, 09:10:AM
FCA find firms still failing to fully manage benchmark risks Started by Legal Beagles Started by Legal Beagles, 29th July 2015, 09:01:AM	0 responses 398 views 0 likes	by Legal Beagles 29th July 2015, 09:01:AM
TR15/11: Financial Benchmarks: Thematic Review of Oversight and Controls Started by Legal Beagles Started by Legal Beagles, 29th July 2015, 09:01:AM	0 responses 654 views 0 likes	by Legal Beagles 29th July 2015, 09:01:AM
FCA WARNING: Nakamura Corporation Started by Legal Beagles Started by Legal Beagles, 28th July 2015, 15:20:PM	0 responses 505 views 0 likes	by Legal Beagles 28th July 2015, 15:20:PM
FCA WARNING: Carter & Webb Started by Legal Beagles Started by Legal Beagles, 28th July 2015, 14:10:PM	0 responses 638 views 0 likes	by Legal Beagles 28th July 2015, 14:10:PM
Firms making good progress in handling unauthorised transactions Started by Legal Beagles Started by Legal Beagles, 28th July 2015, 09:40:AM	0 responses 422 views 0 likes	by Legal Beagles 28th July 2015, 09:40:AM
TR15/10: Fair treatment for consumers who suffer unauthorised transactions Started by Legal Beagles Started by Legal Beagles, 28th July 2015, 09:40:AM	0 responses 507 views 0 likes	by Legal Beagles 28th July 2015, 09:40:AM
Payday lender Cash Genie to provide £20 million redress to over 92,000 customer Started by Legal Beagles Started by Legal Beagles, 27th July 2015, 09:50:AM	0 responses 767 views 0 likes	by Legal Beagles 27th July 2015, 09:50:AM

The Financial Conduct Authority (FCA)

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