The Financial Conduct Authority (FCA)

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Policy Development Update – Issue 28 Started by Legal Beagles Started by Legal Beagles, 4th December 2015, 10:10:AM	0 responses 502 views 0 likes	by Legal Beagles 4th December 2015, 10:10:AM
Occasional Paper No.12: Encouraging consumers to act at renewal: Evidence from field Started by Legal Beagles Started by Legal Beagles, 3rd December 2015, 10:20:AM	0 responses 491 views 0 likes	by Legal Beagles 3rd December 2015, 10:20:AM
FCA to require insurance firms to publish details of last year’s premium Started by Legal Beagles Started by Legal Beagles, 3rd December 2015, 10:20:AM	0 responses 502 views 0 likes	by Legal Beagles 3rd December 2015, 10:20:AM
Personal accountability Started by Legal Beagles Started by Legal Beagles, 2nd December 2015, 15:40:PM	0 responses 632 views 0 likes	by Legal Beagles 2nd December 2015, 15:40:PM
FG15/12: Guidance on the FCA’s registration function under the Co-operative and Started by Legal Beagles Started by Legal Beagles, 30th November 2015, 10:50:AM	0 responses 440 views 0 likes	by Legal Beagles 30th November 2015, 10:50:AM
Improper delegation of authorised activities - a notice for financial adviser firms a Started by Legal Beagles Started by Legal Beagles, 30th November 2015, 10:01:AM	0 responses 570 views 0 likes	by Legal Beagles 30th November 2015, 10:01:AM
Watch: ''now you're authorised'' on-demand webinar Started by Legal Beagles Started by Legal Beagles, 27th November 2015, 17:01:PM	0 responses 629 views 0 likes	by Legal Beagles 27th November 2015, 17:01:PM
The Financial Conduct Authority seeks views on its approach to small businesses Started by Legal Beagles Started by Legal Beagles, 27th November 2015, 10:30:AM	0 responses 634 views 0 likes	by Legal Beagles 27th November 2015, 10:30:AM
DP15/7: Our approach to SMEs as users of financial services Started by Legal Beagles Started by Legal Beagles, 27th November 2015, 10:30:AM	0 responses 744 views 0 likes	by Legal Beagles 27th November 2015, 10:30:AM
Regulation round-up November 2015 Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 15:01:PM	0 responses 834 views 0 likes	by Legal Beagles 26th November 2015, 15:01:PM
FCA fines Barclays £72 million for poor handling of financial crime risks Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 09:10:AM	0 responses 475 views 0 likes	by Legal Beagles 26th November 2015, 09:10:AM
CP15/39: Rules and guidance on payment protection insurance complaints Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 08:10:AM	0 responses 606 views 0 likes	by Legal Beagles 26th November 2015, 08:10:AM
Update on FCA activities on pensions and retirement income Started by Legal Beagles Started by Legal Beagles, 25th November 2015, 16:20:PM	0 responses 620 views 0 likes	by Legal Beagles 25th November 2015, 16:20:PM
FCA bans Phillip Harold Boakes and sentence of 10 years upheld Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 11:30:AM	0 responses 649 views 0 likes	by Legal Beagles 24th November 2015, 11:30:AM
Call for Inputs: Big Data in retail general insurance Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 10:10:AM	0 responses 563 views 0 likes	by Legal Beagles 24th November 2015, 10:10:AM
FCA publishes Call for Inputs on Big Data Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 10:10:AM	0 responses 635 views 0 likes	by Legal Beagles 24th November 2015, 10:10:AM
GC15/7: Primary Market Bulletin No. 12 Started by Legal Beagles Started by Legal Beagles, 23rd November 2015, 10:10:AM	0 responses 636 views 0 likes	by Legal Beagles 23rd November 2015, 10:10:AM
FG15/11 - Primary Market Bulletin No. 11 Started by Legal Beagles Started by Legal Beagles, 23rd November 2015, 10:10:AM	0 responses 691 views 0 likes	by Legal Beagles 23rd November 2015, 10:10:AM
CP15/38: Provisions to delay disclosure of inside information within the FCA’s Started by Legal Beagles Started by Legal Beagles, 20th November 2015, 12:20:PM	0 responses 615 views 0 likes	by Legal Beagles 20th November 2015, 12:20:PM
Publication of the PRA and FCA review into the failure of HBOS Started by Legal Beagles Started by Legal Beagles, 19th November 2015, 12:40:PM	0 responses 523 views 0 likes	by Legal Beagles 19th November 2015, 12:40:PM
Asset management market study Started by Legal Beagles Started by Legal Beagles, 18th November 2015, 07:10:AM	0 responses 518 views 0 likes	by Legal Beagles 18th November 2015, 07:10:AM
FCA fines and bans former Investment Analyst at Aviva Investors Started by Legal Beagles Started by Legal Beagles, 17th November 2015, 10:10:AM	0 responses 469 views 0 likes	by Legal Beagles 17th November 2015, 10:10:AM
GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:40:AM	0 responses 464 views 0 likes	by Legal Beagles 12th November 2015, 10:40:AM
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative F Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:10:AM	0 responses 468 views 0 likes	by Legal Beagles 12th November 2015, 10:10:AM
The FCA asks for views on changes it plans to make to its rules and guidance as a res Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:10:AM	0 responses 449 views 0 likes	by Legal Beagles 12th November 2015, 10:10:AM

The Financial Conduct Authority (FCA)

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