The Financial Conduct Authority (FCA)

Welcome to the LegalBeagles Consumer and Legal Forum.
Please Register to get the most out of the forum. Registration is free and only needs a username and email address.
REGISTER
Please do not post your full name, reference numbers or any identifiable details on the forum.

Topics	Statistics
Personal accountability Started by Legal Beagles Started by Legal Beagles, 2nd December 2015, 15:40:PM	0 responses 632 views 0 likes	by Legal Beagles 2nd December 2015, 15:40:PM
FG15/12: Guidance on the FCA’s registration function under the Co-operative and Started by Legal Beagles Started by Legal Beagles, 30th November 2015, 10:50:AM	0 responses 440 views 0 likes	by Legal Beagles 30th November 2015, 10:50:AM
Improper delegation of authorised activities - a notice for financial adviser firms a Started by Legal Beagles Started by Legal Beagles, 30th November 2015, 10:01:AM	0 responses 569 views 0 likes	by Legal Beagles 30th November 2015, 10:01:AM
Watch: ''now you're authorised'' on-demand webinar Started by Legal Beagles Started by Legal Beagles, 27th November 2015, 17:01:PM	0 responses 629 views 0 likes	by Legal Beagles 27th November 2015, 17:01:PM
The Financial Conduct Authority seeks views on its approach to small businesses Started by Legal Beagles Started by Legal Beagles, 27th November 2015, 10:30:AM	0 responses 633 views 0 likes	by Legal Beagles 27th November 2015, 10:30:AM
DP15/7: Our approach to SMEs as users of financial services Started by Legal Beagles Started by Legal Beagles, 27th November 2015, 10:30:AM	0 responses 744 views 0 likes	by Legal Beagles 27th November 2015, 10:30:AM
Regulation round-up November 2015 Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 15:01:PM	0 responses 833 views 0 likes	by Legal Beagles 26th November 2015, 15:01:PM
FCA fines Barclays £72 million for poor handling of financial crime risks Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 09:10:AM	0 responses 475 views 0 likes	by Legal Beagles 26th November 2015, 09:10:AM
CP15/39: Rules and guidance on payment protection insurance complaints Started by Legal Beagles Started by Legal Beagles, 26th November 2015, 08:10:AM	0 responses 605 views 0 likes	by Legal Beagles 26th November 2015, 08:10:AM
Update on FCA activities on pensions and retirement income Started by Legal Beagles Started by Legal Beagles, 25th November 2015, 16:20:PM	0 responses 619 views 0 likes	by Legal Beagles 25th November 2015, 16:20:PM
FCA bans Phillip Harold Boakes and sentence of 10 years upheld Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 11:30:AM	0 responses 648 views 0 likes	by Legal Beagles 24th November 2015, 11:30:AM
Call for Inputs: Big Data in retail general insurance Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 10:10:AM	0 responses 562 views 0 likes	by Legal Beagles 24th November 2015, 10:10:AM
FCA publishes Call for Inputs on Big Data Started by Legal Beagles Started by Legal Beagles, 24th November 2015, 10:10:AM	0 responses 634 views 0 likes	by Legal Beagles 24th November 2015, 10:10:AM
GC15/7: Primary Market Bulletin No. 12 Started by Legal Beagles Started by Legal Beagles, 23rd November 2015, 10:10:AM	0 responses 635 views 0 likes	by Legal Beagles 23rd November 2015, 10:10:AM
FG15/11 - Primary Market Bulletin No. 11 Started by Legal Beagles Started by Legal Beagles, 23rd November 2015, 10:10:AM	0 responses 690 views 0 likes	by Legal Beagles 23rd November 2015, 10:10:AM
CP15/38: Provisions to delay disclosure of inside information within the FCA’s Started by Legal Beagles Started by Legal Beagles, 20th November 2015, 12:20:PM	0 responses 614 views 0 likes	by Legal Beagles 20th November 2015, 12:20:PM
Publication of the PRA and FCA review into the failure of HBOS Started by Legal Beagles Started by Legal Beagles, 19th November 2015, 12:40:PM	0 responses 522 views 0 likes	by Legal Beagles 19th November 2015, 12:40:PM
Asset management market study Started by Legal Beagles Started by Legal Beagles, 18th November 2015, 07:10:AM	0 responses 518 views 0 likes	by Legal Beagles 18th November 2015, 07:10:AM
FCA fines and bans former Investment Analyst at Aviva Investors Started by Legal Beagles Started by Legal Beagles, 17th November 2015, 10:10:AM	0 responses 468 views 0 likes	by Legal Beagles 17th November 2015, 10:10:AM
GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:40:AM	0 responses 463 views 0 likes	by Legal Beagles 12th November 2015, 10:40:AM
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative F Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:10:AM	0 responses 468 views 0 likes	by Legal Beagles 12th November 2015, 10:10:AM
The FCA asks for views on changes it plans to make to its rules and guidance as a res Started by Legal Beagles Started by Legal Beagles, 12th November 2015, 10:10:AM	0 responses 448 views 0 likes	by Legal Beagles 12th November 2015, 10:10:AM
FCA WARNING: Verrazzano Capital/Verrazzano UK (clone) Started by Legal Beagles Started by Legal Beagles, 20th February 2015, 15:40:PM	3 responses 1,161 views 0 likes	by Unregistered 12th November 2015, 09:30:AM
Regulatory sandbox Started by Legal Beagles Started by Legal Beagles, 10th November 2015, 10:40:AM	4 responses 987 views 0 likes	by MissFM 11th November 2015, 17:39:PM
Culture and governance Started by Legal Beagles Started by Legal Beagles, 11th November 2015, 16:50:PM	0 responses 489 views 0 likes	by Legal Beagles 11th November 2015, 16:50:PM

The Financial Conduct Authority (FCA)

Unconfigured Ad Widget

Bottom Ad Widget

Announcement

Court Claim or Employment dispute? If you would like one of the team to analyse your Court, CCA or Employment documents, please email to admin@legalbeaglesgroup.com, but we would ask that you make a donation to the forum please.