The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA and PRA investigations into HBOS senior managers Started by Legal Beagles Started by Legal Beagles, 28th January 2016, 10:01:AM	0 responses 649 views 0 likes	by Legal Beagles 28th January 2016, 10:01:AM
Clarifying our supervisory intentions: overall responsibility for the legal function Started by Legal Beagles Started by Legal Beagles, 27th January 2016, 11:10:AM	0 responses 629 views 0 likes	by Legal Beagles 27th January 2016, 11:10:AM
Self-certified mortgages from firms not based in the UK – warning to consumers Started by Legal Beagles Started by Legal Beagles, 27th January 2016, 10:30:AM	0 responses 661 views 1 thank	by Legal Beagles 27th January 2016, 10:30:AM
Andrew Bailey appointed as new Chief Executive of the FCA Started by Legal Beagles Started by Legal Beagles, 26th January 2016, 10:01:AM	1 response 851 views 0 likes	by Amethyst 26th January 2016, 10:18:AM
Regulation round-up January 2016 Started by Legal Beagles Started by Legal Beagles, 21st January 2016, 13:10:PM	0 responses 830 views 0 likes	by Legal Beagles 21st January 2016, 13:10:PM
CP16/4: Loan-based crowdfunding platforms and segregation of client money Started by Legal Beagles Started by Legal Beagles, 21st January 2016, 12:30:PM	0 responses 688 views 0 likes	by Legal Beagles 21st January 2016, 12:30:PM
Temporary prohibition of short selling: Banco Popolare Started by Legal Beagles Started by Legal Beagles, 21st January 2016, 07:40:AM	0 responses 599 views 0 likes	by Legal Beagles 21st January 2016, 07:40:AM
New Bank Start-up Unit launched by the financial regulators Started by Legal Beagles Started by Legal Beagles, 20th January 2016, 13:20:PM	0 responses 661 views 0 likes	by Legal Beagles 20th January 2016, 13:20:PM
Extension of temporary prohibition of short selling: Banca Monte dei Paschi di Siena Started by Legal Beagles Started by Legal Beagles, 20th January 2016, 07:41:AM	0 responses 450 views 0 likes	by Legal Beagles 20th January 2016, 07:41:AM
GC16/1: Proposed guidance on voluntary redress schemes under the Competition Act 1998 Started by Legal Beagles Started by Legal Beagles, 19th January 2016, 10:50:AM	0 responses 517 views 0 likes	by Legal Beagles 19th January 2016, 10:50:AM
The Financial Conduct Authority moves up to 40th place in Stonewall’s Top 100 E Started by Legal Beagles Started by Legal Beagles, 19th January 2016, 10:01:AM	0 responses 440 views 0 likes	by Legal Beagles 19th January 2016, 10:01:AM
Temporary prohibition of short selling Started by Legal Beagles Started by Legal Beagles, 19th January 2016, 08:30:AM	0 responses 658 views 0 likes	by Legal Beagles 19th January 2016, 08:30:AM
Temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A. Started by Legal Beagles Started by Legal Beagles, 18th January 2016, 16:10:PM	0 responses 680 views 0 likes	by Legal Beagles 18th January 2016, 16:10:PM
Eight weeks remaining for card security product holders to claim compensation Started by Legal Beagles Started by Legal Beagles, 18th January 2016, 11:10:AM	1 response 457 views 0 likes	by AR1 18th January 2016, 13:46:PM
CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit Started by Legal Beagles Started by Legal Beagles, 18th January 2016, 10:10:AM	0 responses 516 views 0 likes	by Legal Beagles 18th January 2016, 10:10:AM
How long do firms keep customers financial data? Started by charitynjw Started by charitynjw, 18th January 2016, 06:29:AM	1 response 572 views 0 likes	by Amethyst 18th January 2016, 06:58:AM
CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance Started by Legal Beagles Started by Legal Beagles, 15th January 2016, 10:20:AM	0 responses 653 views 0 likes	by Legal Beagles 15th January 2016, 10:20:AM
Helping consumers with debt management plans Started by Legal Beagles Started by Legal Beagles, 13th January 2016, 16:01:PM	0 responses 599 views 0 likes	by Legal Beagles 13th January 2016, 16:01:PM
Temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A. Started by Legal Beagles Started by Legal Beagles, 12th January 2016, 07:40:AM	0 responses 456 views 0 likes	by Legal Beagles 12th January 2016, 07:40:AM
Policy Development Update – Issue 29 Started by Legal Beagles Started by Legal Beagles, 8th January 2016, 10:30:AM	0 responses 600 views 0 likes	by Legal Beagles 8th January 2016, 10:30:AM
FCA Statement regarding Tracey McDermott Started by Legal Beagles Started by Legal Beagles, 7th January 2016, 12:50:PM	0 responses 373 views 0 likes	by Legal Beagles 7th January 2016, 12:50:PM
Retirement income market data Started by Legal Beagles Started by Legal Beagles, 7th January 2016, 10:40:AM	0 responses 413 views 0 likes	by Legal Beagles 7th January 2016, 10:40:AM
FCA publishes latest Retirement Income Market Data Started by Legal Beagles Started by Legal Beagles, 7th January 2016, 10:10:AM	0 responses 432 views 0 likes	by Legal Beagles 7th January 2016, 10:10:AM
CP16/1: Consequential changes to the Senior Managers Regime Started by Legal Beagles Started by Legal Beagles, 6th January 2016, 11:20:AM	0 responses 658 views 0 likes	by Legal Beagles 6th January 2016, 11:20:AM
Information for Cash Genie customers about its redress scheme Started by Legal Beagles Started by Legal Beagles, 6th January 2016, 09:40:AM	0 responses 682 views 0 likes	by Legal Beagles 6th January 2016, 09:40:AM

The Financial Conduct Authority (FCA)

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