The Financial Conduct Authority (FCA)

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Inducements and conflicts of interest thematic review: key findings Started by Legal Beagles Started by Legal Beagles, 18th April 2016, 13:01:PM	0 responses 874 views 0 likes	by Legal Beagles 18th April 2016, 13:01:PM
FCA WARNING: Krypton Studios Started by Legal Beagles Started by Legal Beagles, 30th July 2014, 13:10:PM	1 response 1,583 views 0 likes	by Dan The Man 15th April 2016, 11:28:AM
Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cros Started by Legal Beagles Started by Legal Beagles, 15th April 2016, 09:10:AM	0 responses 812 views 0 likes	by Legal Beagles 15th April 2016, 09:10:AM
CP16/11: PSR regulatory fees 2016/17 Started by Legal Beagles Started by Legal Beagles, 15th April 2016, 09:10:AM	0 responses 831 views 0 likes	by Legal Beagles 15th April 2016, 09:10:AM
CP16/10: Proposed implementation of the Enforcement Review and the Green Report Started by Legal Beagles Started by Legal Beagles, 14th April 2016, 10:20:AM	0 responses 664 views 0 likes	by Legal Beagles 14th April 2016, 10:20:AM
FCA publishes Decision Notice for former UBS LIBOR trader Started by Legal Beagles Started by Legal Beagles, 14th April 2016, 09:40:AM	0 responses 385 views 0 likes	by Legal Beagles 14th April 2016, 09:40:AM
FCA publishes the interim report of its investment and corporate banking market study Started by Legal Beagles Started by Legal Beagles, 13th April 2016, 06:10:AM	0 responses 443 views 1 thank	by Legal Beagles 13th April 2016, 06:10:AM
Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to inve Started by Legal Beagles Started by Legal Beagles, 13th April 2016, 06:10:AM	0 responses 644 views 0 likes	by Legal Beagles 13th April 2016, 06:10:AM
Customer Understanding of Transactions Started by Legal Beagles Started by Legal Beagles, 12th April 2016, 09:10:AM	0 responses 698 views 0 likes	by Legal Beagles 12th April 2016, 09:10:AM
FCA bans former RBS LIBOR submitter, Paul White Started by Legal Beagles Started by Legal Beagles, 12th April 2016, 09:10:AM	0 responses 847 views 2 likes	by Legal Beagles 12th April 2016, 09:10:AM
Innovate Finance Global Summit Started by Legal Beagles Started by Legal Beagles, 11th April 2016, 16:40:PM	0 responses 614 views 0 likes	by Legal Beagles 11th April 2016, 16:40:PM
FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations Started by Legal Beagles Started by Legal Beagles, 8th April 2016, 14:01:PM	0 responses 851 views 1 thank	by Legal Beagles 8th April 2016, 14:01:PM
Consumer credit regulation: the journey so far Started by Legal Beagles Started by Legal Beagles, 8th April 2016, 13:30:PM	0 responses 862 views 1 thank	by Legal Beagles 8th April 2016, 13:30:PM
FCA reminds asset managers of importance of meeting investors’ expectations Started by Legal Beagles Started by Legal Beagles, 7th April 2016, 09:10:AM	0 responses 412 views 0 likes	by Legal Beagles 7th April 2016, 09:10:AM
TR16/3: Meeting investors’ expectations Started by Legal Beagles Started by Legal Beagles, 7th April 2016, 09:10:AM	0 responses 607 views 0 likes	by Legal Beagles 7th April 2016, 09:10:AM
FCA CONC 13 - esp guidance on the meaning of 'Enforcement' Started by charitynjw Started by charitynjw, 7th April 2016, 04:18:AM	0 responses 583 views 0 likes	by charitynjw 7th April 2016, 04:18:AM
Electronification of trading Started by Legal Beagles Started by Legal Beagles, 6th April 2016, 11:01:AM	0 responses 678 views 0 likes	by Legal Beagles 6th April 2016, 11:01:AM
Our Business Plan 2016/17 Started by Legal Beagles Started by Legal Beagles, 5th April 2016, 08:20:AM	0 responses 324 views 0 likes	by Legal Beagles 5th April 2016, 08:20:AM
CP16/9: FCA regulated fees and levies: rates proposals 2016/17 Started by Legal Beagles Started by Legal Beagles, 5th April 2016, 08:20:AM	0 responses 469 views 0 likes	by Legal Beagles 5th April 2016, 08:20:AM
Countercyclical buffer rate for the UK: proposed approach Started by Legal Beagles Started by Legal Beagles, 4th April 2016, 15:20:PM	0 responses 603 views 0 likes	by Legal Beagles 4th April 2016, 15:20:PM
Policy Development Update – Issue 32 Started by Legal Beagles Started by Legal Beagles, 1st April 2016, 09:10:AM	0 responses 660 views 0 likes	by Legal Beagles 1st April 2016, 09:10:AM
Our response to the European Commission Green Paper: Retail Financial Services Started by Legal Beagles Started by Legal Beagles, 31st March 2016, 16:10:PM	0 responses 468 views 0 likes	by Legal Beagles 31st March 2016, 16:10:PM
PS16/11: Complaints against the Regulators Started by Legal Beagles Started by Legal Beagles, 31st March 2016, 09:40:AM	0 responses 553 views 0 likes	by Legal Beagles 31st March 2016, 09:40:AM
Statement on peer-to-peer applications for full authorisation Started by Legal Beagles Started by Legal Beagles, 31st March 2016, 09:10:AM	0 responses 578 views 1 thank	by Legal Beagles 31st March 2016, 09:10:AM
FG16/3: Guidance on voluntary redress schemes under the Competition Act 1998 Started by Legal Beagles Started by Legal Beagles, 30th March 2016, 15:20:PM	0 responses 658 views 0 likes	by Legal Beagles 30th March 2016, 15:20:PM

The Financial Conduct Authority (FCA)

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