The Financial Conduct Authority (FCA)

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Topics	Statistics
Regulation round-up April 2016 Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 16:01:PM	0 responses 693 views 0 likes	by Legal Beagles 21st April 2016, 16:01:PM
FCA outlines rules for secondary annuity market Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 10:40:AM	0 responses 580 views 0 likes	by Legal Beagles 21st April 2016, 10:40:AM
CP16/12: Secondary annuity market – proposed rules and guidance Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 10:40:AM	0 responses 519 views 0 likes	by Legal Beagles 21st April 2016, 10:40:AM
The Regulation of Advice – Recommendations Post FAMR Started by Legal Beagles Started by Legal Beagles, 20th April 2016, 15:30:PM	0 responses 650 views 0 likes	by Legal Beagles 20th April 2016, 15:30:PM
FCA wins case in the Supreme Court Started by Legal Beagles Started by Legal Beagles, 20th April 2016, 14:10:PM	0 responses 629 views 1 thank	by Legal Beagles 20th April 2016, 14:10:PM
FCA website project enters its final phases Started by Legal Beagles Started by Legal Beagles, 19th April 2016, 14:01:PM	0 responses 647 views 0 likes	by Legal Beagles 19th April 2016, 14:01:PM
Inducements and conflicts of interest thematic review: key findings Started by Legal Beagles Started by Legal Beagles, 18th April 2016, 13:01:PM	0 responses 873 views 0 likes	by Legal Beagles 18th April 2016, 13:01:PM
FCA WARNING: Krypton Studios Started by Legal Beagles Started by Legal Beagles, 30th July 2014, 13:10:PM	1 response 1,583 views 0 likes	by Dan The Man 15th April 2016, 11:28:AM
Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cros Started by Legal Beagles Started by Legal Beagles, 15th April 2016, 09:10:AM	0 responses 812 views 0 likes	by Legal Beagles 15th April 2016, 09:10:AM
CP16/11: PSR regulatory fees 2016/17 Started by Legal Beagles Started by Legal Beagles, 15th April 2016, 09:10:AM	0 responses 829 views 0 likes	by Legal Beagles 15th April 2016, 09:10:AM
CP16/10: Proposed implementation of the Enforcement Review and the Green Report Started by Legal Beagles Started by Legal Beagles, 14th April 2016, 10:20:AM	0 responses 664 views 0 likes	by Legal Beagles 14th April 2016, 10:20:AM
FCA publishes Decision Notice for former UBS LIBOR trader Started by Legal Beagles Started by Legal Beagles, 14th April 2016, 09:40:AM	0 responses 384 views 0 likes	by Legal Beagles 14th April 2016, 09:40:AM
FCA publishes the interim report of its investment and corporate banking market study Started by Legal Beagles Started by Legal Beagles, 13th April 2016, 06:10:AM	0 responses 441 views 1 thank	by Legal Beagles 13th April 2016, 06:10:AM
Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to inve Started by Legal Beagles Started by Legal Beagles, 13th April 2016, 06:10:AM	0 responses 643 views 0 likes	by Legal Beagles 13th April 2016, 06:10:AM
Customer Understanding of Transactions Started by Legal Beagles Started by Legal Beagles, 12th April 2016, 09:10:AM	0 responses 695 views 0 likes	by Legal Beagles 12th April 2016, 09:10:AM
FCA bans former RBS LIBOR submitter, Paul White Started by Legal Beagles Started by Legal Beagles, 12th April 2016, 09:10:AM	0 responses 845 views 2 likes	by Legal Beagles 12th April 2016, 09:10:AM
Innovate Finance Global Summit Started by Legal Beagles Started by Legal Beagles, 11th April 2016, 16:40:PM	0 responses 611 views 0 likes	by Legal Beagles 11th April 2016, 16:40:PM
FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations Started by Legal Beagles Started by Legal Beagles, 8th April 2016, 14:01:PM	0 responses 850 views 1 thank	by Legal Beagles 8th April 2016, 14:01:PM
Consumer credit regulation: the journey so far Started by Legal Beagles Started by Legal Beagles, 8th April 2016, 13:30:PM	0 responses 862 views 1 thank	by Legal Beagles 8th April 2016, 13:30:PM
FCA reminds asset managers of importance of meeting investors’ expectations Started by Legal Beagles Started by Legal Beagles, 7th April 2016, 09:10:AM	0 responses 411 views 0 likes	by Legal Beagles 7th April 2016, 09:10:AM
TR16/3: Meeting investors’ expectations Started by Legal Beagles Started by Legal Beagles, 7th April 2016, 09:10:AM	0 responses 606 views 0 likes	by Legal Beagles 7th April 2016, 09:10:AM
FCA CONC 13 - esp guidance on the meaning of 'Enforcement' Started by charitynjw Started by charitynjw, 7th April 2016, 04:18:AM	0 responses 581 views 0 likes	by charitynjw 7th April 2016, 04:18:AM
Electronification of trading Started by Legal Beagles Started by Legal Beagles, 6th April 2016, 11:01:AM	0 responses 678 views 0 likes	by Legal Beagles 6th April 2016, 11:01:AM
Our Business Plan 2016/17 Started by Legal Beagles Started by Legal Beagles, 5th April 2016, 08:20:AM	0 responses 323 views 0 likes	by Legal Beagles 5th April 2016, 08:20:AM
CP16/9: FCA regulated fees and levies: rates proposals 2016/17 Started by Legal Beagles Started by Legal Beagles, 5th April 2016, 08:20:AM	0 responses 466 views 0 likes	by Legal Beagles 5th April 2016, 08:20:AM

The Financial Conduct Authority (FCA)

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