The Financial Conduct Authority (FCA)

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CP16/9: FCA regulated fees and levies: rates proposals 2016/17 Started by Legal Beagles Started by Legal Beagles, 5th April 2016, 08:20:AM	0 responses 465 views 0 likes	by Legal Beagles 5th April 2016, 08:20:AM
Countercyclical buffer rate for the UK: proposed approach Started by Legal Beagles Started by Legal Beagles, 4th April 2016, 15:20:PM	0 responses 602 views 0 likes	by Legal Beagles 4th April 2016, 15:20:PM
Policy Development Update – Issue 32 Started by Legal Beagles Started by Legal Beagles, 1st April 2016, 09:10:AM	0 responses 656 views 0 likes	by Legal Beagles 1st April 2016, 09:10:AM
Our response to the European Commission Green Paper: Retail Financial Services Started by Legal Beagles Started by Legal Beagles, 31st March 2016, 16:10:PM	0 responses 465 views 0 likes	by Legal Beagles 31st March 2016, 16:10:PM
PS16/11: Complaints against the Regulators Started by Legal Beagles Started by Legal Beagles, 31st March 2016, 09:40:AM	0 responses 551 views 0 likes	by Legal Beagles 31st March 2016, 09:40:AM
Statement on peer-to-peer applications for full authorisation Started by Legal Beagles Started by Legal Beagles, 31st March 2016, 09:10:AM	0 responses 576 views 1 thank	by Legal Beagles 31st March 2016, 09:10:AM
FG16/3: Guidance on voluntary redress schemes under the Competition Act 1998 Started by Legal Beagles Started by Legal Beagles, 30th March 2016, 15:20:PM	0 responses 656 views 0 likes	by Legal Beagles 30th March 2016, 15:20:PM
Overall complaints fell by 1.4%, driven by a reduction in complaints related to curre Started by Legal Beagles Started by Legal Beagles, 30th March 2016, 09:10:AM	0 responses 302 views 0 likes	by Legal Beagles 30th March 2016, 09:10:AM
FG16/2: Primary Market Bulletin No.12 Started by Legal Beagles Started by Legal Beagles, 29th March 2016, 11:01:AM	0 responses 620 views 0 likes	by Legal Beagles 29th March 2016, 11:01:AM
PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limi Started by Legal Beagles Started by Legal Beagles, 29th March 2016, 08:30:AM	0 responses 478 views 0 likes	by Legal Beagles 29th March 2016, 08:30:AM
PS16/9: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies Started by Legal Beagles Started by Legal Beagles, 24th March 2016, 10:50:AM	0 responses 793 views 0 likes	by Legal Beagles 24th March 2016, 10:50:AM
Credit card provider NewDay to provide over £4 million in redress to customers Started by Legal Beagles Started by Legal Beagles, 24th March 2016, 10:20:AM	0 responses 736 views 1 thank	by Legal Beagles 24th March 2016, 10:20:AM
British and Australian financial regulators sign agreement to support innovative busi Started by Legal Beagles Started by Legal Beagles, 23rd March 2016, 11:01:AM	0 responses 661 views 0 likes	by Legal Beagles 23rd March 2016, 11:01:AM
The FCA’s Competition Powers Started by Legal Beagles Started by Legal Beagles, 23rd March 2016, 10:20:AM	0 responses 576 views 0 likes	by Legal Beagles 23rd March 2016, 10:20:AM
Rent to own provider Buy as You View to pay £939,000 to around 59,000 customers Started by Legal Beagles Started by Legal Beagles, 22nd March 2016, 10:10:AM	0 responses 685 views 0 likes	by Legal Beagles 22nd March 2016, 10:10:AM
PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based Started by Legal Beagles Started by Legal Beagles, 21st March 2016, 14:50:PM	0 responses 713 views 0 likes	by Legal Beagles 21st March 2016, 14:50:PM
CP16/8: Quarterly Consultation Paper No. 12 Started by Legal Beagles Started by Legal Beagles, 18th March 2016, 10:50:AM	0 responses 843 views 0 likes	by Legal Beagles 18th March 2016, 10:50:AM
PS16/7: Future regulatory treatment of CCA regulated first charge mortgages Started by Legal Beagles Started by Legal Beagles, 18th March 2016, 10:20:AM	1 response 919 views 0 likes	by Amethyst 18th March 2016, 10:27:AM
Temporary restriction in short selling Started by Legal Beagles Started by Legal Beagles, 18th March 2016, 09:20:AM	0 responses 626 views 0 likes	by Legal Beagles 18th March 2016, 09:20:AM
FCA to regulate CMCs Started by EXC Started by EXC, 18th March 2016, 04:03:AM	9 responses 1,414 views 3 likes	by Amethyst 18th March 2016, 08:12:AM
Regulation round-up March 2016 Started by Legal Beagles Started by Legal Beagles, 17th March 2016, 15:50:PM	0 responses 540 views 0 likes	by Legal Beagles 17th March 2016, 15:50:PM
Occasional Paper No. 14: Liquidity in the UK corporate bond market: evidence from tra Started by Legal Beagles Started by Legal Beagles, 17th March 2016, 10:20:AM	0 responses 469 views 0 likes	by Legal Beagles 17th March 2016, 10:20:AM
Former equities trader pleads guilty to insider dealing Started by Legal Beagles Started by Legal Beagles, 15th March 2016, 15:40:PM	0 responses 933 views 0 likes	by Legal Beagles 15th March 2016, 15:40:PM
Phillip Boakes Sentenced for Failing to Pay Confiscation Order Started by Legal Beagles Started by Legal Beagles, 15th March 2016, 13:40:PM	0 responses 626 views 1 thank	by Legal Beagles 15th March 2016, 13:40:PM
Reforms will make financial advice and guidance work better for consumers Started by Legal Beagles Started by Legal Beagles, 14th March 2016, 07:20:AM	0 responses 872 views 1 thank	by Legal Beagles 14th March 2016, 07:20:AM

The Financial Conduct Authority (FCA)

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