The Financial Conduct Authority (FCA)

Welcome to the LegalBeagles Consumer and Legal Forum.
Please Register to get the most out of the forum. Registration is free and only needs a username and email address.
REGISTER
Please do not post your full name, reference numbers or any identifiable details on the forum.

Topics	Statistics
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement G Started by Legal Beagles Started by Legal Beagles, 22nd April 2016, 15:10:PM	0 responses 893 views 0 likes	by Legal Beagles 22nd April 2016, 15:10:PM
Regulation round-up April 2016 Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 16:01:PM	0 responses 693 views 0 likes	by Legal Beagles 21st April 2016, 16:01:PM
FCA outlines rules for secondary annuity market Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 10:40:AM	0 responses 580 views 0 likes	by Legal Beagles 21st April 2016, 10:40:AM
CP16/12: Secondary annuity market – proposed rules and guidance Started by Legal Beagles Started by Legal Beagles, 21st April 2016, 10:40:AM	0 responses 519 views 0 likes	by Legal Beagles 21st April 2016, 10:40:AM
The Regulation of Advice – Recommendations Post FAMR Started by Legal Beagles Started by Legal Beagles, 20th April 2016, 15:30:PM	0 responses 650 views 0 likes	by Legal Beagles 20th April 2016, 15:30:PM
FCA wins case in the Supreme Court Started by Legal Beagles Started by Legal Beagles, 20th April 2016, 14:10:PM	0 responses 628 views 1 thank	by Legal Beagles 20th April 2016, 14:10:PM
FCA website project enters its final phases Started by Legal Beagles Started by Legal Beagles, 19th April 2016, 14:01:PM	0 responses 646 views 0 likes	by Legal Beagles 19th April 2016, 14:01:PM
Inducements and conflicts of interest thematic review: key findings Started by Legal Beagles Started by Legal Beagles, 18th April 2016, 13:01:PM	0 responses 872 views 0 likes	by Legal Beagles 18th April 2016, 13:01:PM
FCA WARNING: Krypton Studios Started by Legal Beagles Started by Legal Beagles, 30th July 2014, 13:10:PM	1 response 1,582 views 0 likes	by Dan The Man 15th April 2016, 11:28:AM
Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cros Started by Legal Beagles Started by Legal Beagles, 15th April 2016, 09:10:AM	0 responses 812 views 0 likes	by Legal Beagles 15th April 2016, 09:10:AM
CP16/11: PSR regulatory fees 2016/17 Started by Legal Beagles Started by Legal Beagles, 15th April 2016, 09:10:AM	0 responses 829 views 0 likes	by Legal Beagles 15th April 2016, 09:10:AM
CP16/10: Proposed implementation of the Enforcement Review and the Green Report Started by Legal Beagles Started by Legal Beagles, 14th April 2016, 10:20:AM	0 responses 663 views 0 likes	by Legal Beagles 14th April 2016, 10:20:AM
FCA publishes Decision Notice for former UBS LIBOR trader Started by Legal Beagles Started by Legal Beagles, 14th April 2016, 09:40:AM	0 responses 384 views 0 likes	by Legal Beagles 14th April 2016, 09:40:AM
FCA publishes the interim report of its investment and corporate banking market study Started by Legal Beagles Started by Legal Beagles, 13th April 2016, 06:10:AM	0 responses 441 views 1 thank	by Legal Beagles 13th April 2016, 06:10:AM
Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to inve Started by Legal Beagles Started by Legal Beagles, 13th April 2016, 06:10:AM	0 responses 642 views 0 likes	by Legal Beagles 13th April 2016, 06:10:AM
Customer Understanding of Transactions Started by Legal Beagles Started by Legal Beagles, 12th April 2016, 09:10:AM	0 responses 694 views 0 likes	by Legal Beagles 12th April 2016, 09:10:AM
FCA bans former RBS LIBOR submitter, Paul White Started by Legal Beagles Started by Legal Beagles, 12th April 2016, 09:10:AM	0 responses 845 views 2 likes	by Legal Beagles 12th April 2016, 09:10:AM
Innovate Finance Global Summit Started by Legal Beagles Started by Legal Beagles, 11th April 2016, 16:40:PM	0 responses 610 views 0 likes	by Legal Beagles 11th April 2016, 16:40:PM
FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations Started by Legal Beagles Started by Legal Beagles, 8th April 2016, 14:01:PM	0 responses 848 views 1 thank	by Legal Beagles 8th April 2016, 14:01:PM
Consumer credit regulation: the journey so far Started by Legal Beagles Started by Legal Beagles, 8th April 2016, 13:30:PM	0 responses 862 views 1 thank	by Legal Beagles 8th April 2016, 13:30:PM
FCA reminds asset managers of importance of meeting investors’ expectations Started by Legal Beagles Started by Legal Beagles, 7th April 2016, 09:10:AM	0 responses 409 views 0 likes	by Legal Beagles 7th April 2016, 09:10:AM
TR16/3: Meeting investors’ expectations Started by Legal Beagles Started by Legal Beagles, 7th April 2016, 09:10:AM	0 responses 606 views 0 likes	by Legal Beagles 7th April 2016, 09:10:AM
FCA CONC 13 - esp guidance on the meaning of 'Enforcement' Started by charitynjw Started by charitynjw, 7th April 2016, 04:18:AM	0 responses 580 views 0 likes	by charitynjw 7th April 2016, 04:18:AM
Electronification of trading Started by Legal Beagles Started by Legal Beagles, 6th April 2016, 11:01:AM	0 responses 677 views 0 likes	by Legal Beagles 6th April 2016, 11:01:AM
Our Business Plan 2016/17 Started by Legal Beagles Started by Legal Beagles, 5th April 2016, 08:20:AM	0 responses 322 views 0 likes	by Legal Beagles 5th April 2016, 08:20:AM

The Financial Conduct Authority (FCA)

Unconfigured Ad Widget

Bottom Ad Widget

Announcement

Court Claim or Employment dispute? If you would like one of the team to analyse your Court, CCA or Employment documents, please email to admin@legalbeaglesgroup.com, but we would ask that you make a donation to the forum please.