The Financial Conduct Authority (FCA)

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FCA publishes Annual Report 2015/16 and report of its competition activities since 20 Started by Legal Beagles Started by Legal Beagles, 12th July 2016, 11:20:AM	0 responses 433 views 0 likes	by Legal Beagles 12th July 2016, 11:20:AM
Annual Report 2015/16 and Competition Report 2013-16 Started by Legal Beagles Started by Legal Beagles, 12th July 2016, 11:20:AM	0 responses 533 views 0 likes	by Legal Beagles 12th July 2016, 11:20:AM
FCA issues guidance following property fund suspensions Started by Legal Beagles Started by Legal Beagles, 8th July 2016, 15:01:PM	0 responses 602 views 0 likes	by Legal Beagles 8th July 2016, 15:01:PM
FCA launches call for input on crowdfunding rules Started by Legal Beagles Started by Legal Beagles, 8th July 2016, 10:50:AM	0 responses 510 views 1 thank	by Legal Beagles 8th July 2016, 10:50:AM
Call for input to the post-implementation review of the FCA’s crowdfunding rule Started by Legal Beagles Started by Legal Beagles, 8th July 2016, 10:10:AM	0 responses 444 views 0 likes	by Legal Beagles 8th July 2016, 10:10:AM
Temporary prohibition of short selling: Credito Valtellinese sc, Telecom Italia spa Started by Legal Beagles Started by Legal Beagles, 7th July 2016, 10:20:AM	0 responses 419 views 0 likes	by Legal Beagles 7th July 2016, 10:20:AM
FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third par Started by Legal Beagles Started by Legal Beagles, 7th July 2016, 09:40:AM	0 responses 491 views 0 likes	by Legal Beagles 7th July 2016, 09:40:AM
Sue Lewis re-appointed Chair of the Financial Services Consumer Panel Started by Legal Beagles Started by Legal Beagles, 6th July 2016, 13:50:PM	0 responses 624 views 0 likes	by Legal Beagles 6th July 2016, 13:50:PM
Temporary restriction in short selling: Banca Monte dei Paschi di Siena SpA Started by Legal Beagles Started by Legal Beagles, 6th July 2016, 07:30:AM	0 responses 517 views 0 likes	by Legal Beagles 6th July 2016, 07:30:AM
Policy Development Update – Issue 35 Started by Legal Beagles Started by Legal Beagles, 4th July 2016, 10:10:AM	0 responses 548 views 0 likes	by Legal Beagles 4th July 2016, 10:10:AM
CP16/17: Quarterly Consultation Paper No. 13 Started by Legal Beagles Started by Legal Beagles, 4th July 2016, 09:20:AM	0 responses 606 views 0 likes	by Legal Beagles 4th July 2016, 09:20:AM
PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement G Started by Legal Beagles Started by Legal Beagles, 30th June 2016, 12:20:PM	0 responses 454 views 0 likes	by Legal Beagles 30th June 2016, 12:20:PM
PS16/17: PSR regulatory fees 2016/17 Started by Legal Beagles Started by Legal Beagles, 30th June 2016, 10:50:AM	0 responses 448 views 0 likes	by Legal Beagles 30th June 2016, 10:50:AM
PS16/16: FCA regulated fees and levies 2016/17 including feedback on CP16/9 and 'made Started by Legal Beagles Started by Legal Beagles, 30th June 2016, 09:30:AM	0 responses 513 views 1 thank	by Legal Beagles 30th June 2016, 09:30:AM
Statement on European Union referendum result Started by Legal Beagles Started by Legal Beagles, 24th June 2016, 08:10:AM	0 responses 615 views 3 likes	by Legal Beagles 24th June 2016, 08:10:AM
European Pensions Management Ltd enters administration Started by Legal Beagles Started by Legal Beagles, 22nd June 2016, 14:01:PM	0 responses 937 views 0 likes	by Legal Beagles 22nd June 2016, 14:01:PM
Competition Policy in Financial Markets – the view from the regulators Started by Legal Beagles Started by Legal Beagles, 22nd June 2016, 13:20:PM	0 responses 526 views 0 likes	by Legal Beagles 22nd June 2016, 13:20:PM
Financial Advice Working Group established Started by Legal Beagles Started by Legal Beagles, 20th June 2016, 14:10:PM	0 responses 695 views 0 likes	by Legal Beagles 20th June 2016, 14:10:PM
Innovation and improving outcomes Started by Legal Beagles Started by Legal Beagles, 17th June 2016, 11:01:AM	0 responses 672 views 0 likes	by Legal Beagles 17th June 2016, 11:01:AM
Regulation round-up June 2016 Started by Legal Beagles Started by Legal Beagles, 16th June 2016, 17:30:PM	0 responses 742 views 0 likes	by Legal Beagles 16th June 2016, 17:30:PM
FCA charge five in alleged investment fraud Started by Legal Beagles Started by Legal Beagles, 16th June 2016, 12:01:PM	0 responses 669 views 2 likes	by Legal Beagles 16th June 2016, 12:01:PM
FCA signs the Women in Finance Charter Started by Legal Beagles Started by Legal Beagles, 15th June 2016, 15:20:PM	0 responses 617 views 0 likes	by Legal Beagles 15th June 2016, 15:20:PM
Former equities trader at Schroders Investment Management sentenced for insider deali Started by Legal Beagles Started by Legal Beagles, 13th June 2016, 15:30:PM	0 responses 847 views 0 likes	by Legal Beagles 13th June 2016, 15:30:PM
CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfal Started by Legal Beagles Started by Legal Beagles, 10th June 2016, 10:30:AM	0 responses 663 views 0 likes	by Legal Beagles 10th June 2016, 10:30:AM
FCA bans two individuals for lack of integrity Started by Legal Beagles Started by Legal Beagles, 9th June 2016, 09:50:AM	1 response 908 views 0 likes	by Amethyst 9th June 2016, 10:25:AM

The Financial Conduct Authority (FCA)

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