The Financial Conduct Authority (FCA)

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FCA finds failings in the oversight of appointed representatives in the general insur Started by Legal Beagles Started by Legal Beagles, 22nd July 2016, 09:20:AM	0 responses 1,096 views 0 likes	by Legal Beagles 22nd July 2016, 09:20:AM
TR16/6: Principals and their appointed representatives in the general insurance secto Started by Legal Beagles Started by Legal Beagles, 22nd July 2016, 09:20:AM	0 responses 1,143 views 0 likes	by Legal Beagles 22nd July 2016, 09:20:AM
Our commitments to firms during the authorisation process Started by Legal Beagles Started by Legal Beagles, 22nd July 2016, 08:40:AM	0 responses 840 views 0 likes	by Legal Beagles 22nd July 2016, 08:40:AM
FCA publishes thematic review into dark pools Started by Legal Beagles Started by Legal Beagles, 21st July 2016, 09:30:AM	0 responses 475 views 0 likes	by Legal Beagles 21st July 2016, 09:30:AM
TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesal Started by Legal Beagles Started by Legal Beagles, 21st July 2016, 09:30:AM	0 responses 553 views 0 likes	by Legal Beagles 21st July 2016, 09:30:AM
Chief Executive speaks at APM about recent work and future challenges Started by Legal Beagles Started by Legal Beagles, 20th July 2016, 14:10:PM	0 responses 482 views 0 likes	by Legal Beagles 20th July 2016, 14:10:PM
FS16/4: Feedback Statement on Call for Input: Supporting the development and adopters Started by Legal Beagles Started by Legal Beagles, 20th July 2016, 08:20:AM	0 responses 590 views 0 likes	by Legal Beagles 20th July 2016, 08:20:AM
CP16/18: Changes to disclosure rules in the FCA Handbook to reflect the direct applic Started by Legal Beagles Started by Legal Beagles, 18th July 2016, 09:30:AM	0 responses 534 views 0 likes	by Legal Beagles 18th July 2016, 09:30:AM
FCA publishes new data on interest rates and update on cash savings remedies Started by Legal Beagles Started by Legal Beagles, 18th July 2016, 06:41:AM	1 response 425 views 1 thank	by PAWS 18th July 2016, 08:25:AM
Occasional Paper No. 19: Attention, Search and Switching: Evidence on Mandated Disclo Started by Legal Beagles Started by Legal Beagles, 18th July 2016, 06:10:AM	0 responses 469 views 0 likes	by Legal Beagles 18th July 2016, 06:10:AM
One 2 One Loans (clone) Started by Legal Beagles Started by Legal Beagles, 15th July 2016, 16:40:PM	0 responses 666 views 0 likes	by Legal Beagles 15th July 2016, 16:40:PM
The FCA fines, publicly censures and orders Jersey resident to pay restitution for in Started by Legal Beagles Started by Legal Beagles, 15th July 2016, 09:20:AM	0 responses 465 views 1 thank	by Legal Beagles 15th July 2016, 09:20:AM
FCA publishes Terms of Reference for the Retirement Outcomes Review Started by Legal Beagles Started by Legal Beagles, 14th July 2016, 06:20:AM	0 responses 400 views 0 likes	by Legal Beagles 14th July 2016, 06:20:AM
Update on our work around pensions and retirement income Started by Legal Beagles Started by Legal Beagles, 14th July 2016, 06:20:AM	0 responses 382 views 0 likes	by Legal Beagles 14th July 2016, 06:20:AM
Getting culture and conduct right - the role of the regulator Started by Legal Beagles Started by Legal Beagles, 13th July 2016, 10:40:AM	0 responses 472 views 0 likes	by Legal Beagles 13th July 2016, 10:40:AM
FCA fines Towergate and former director Timothy Philip for client and insurer money f Started by Legal Beagles Started by Legal Beagles, 13th July 2016, 09:30:AM	0 responses 434 views 0 likes	by Legal Beagles 13th July 2016, 09:30:AM
FCA publishes Annual Report 2015/16 and report of its competition activities since 20 Started by Legal Beagles Started by Legal Beagles, 12th July 2016, 11:20:AM	0 responses 433 views 0 likes	by Legal Beagles 12th July 2016, 11:20:AM
Annual Report 2015/16 and Competition Report 2013-16 Started by Legal Beagles Started by Legal Beagles, 12th July 2016, 11:20:AM	0 responses 533 views 0 likes	by Legal Beagles 12th July 2016, 11:20:AM
FCA issues guidance following property fund suspensions Started by Legal Beagles Started by Legal Beagles, 8th July 2016, 15:01:PM	0 responses 602 views 0 likes	by Legal Beagles 8th July 2016, 15:01:PM
FCA launches call for input on crowdfunding rules Started by Legal Beagles Started by Legal Beagles, 8th July 2016, 10:50:AM	0 responses 510 views 1 thank	by Legal Beagles 8th July 2016, 10:50:AM
Call for input to the post-implementation review of the FCA’s crowdfunding rule Started by Legal Beagles Started by Legal Beagles, 8th July 2016, 10:10:AM	0 responses 444 views 0 likes	by Legal Beagles 8th July 2016, 10:10:AM
Temporary prohibition of short selling: Credito Valtellinese sc, Telecom Italia spa Started by Legal Beagles Started by Legal Beagles, 7th July 2016, 10:20:AM	0 responses 418 views 0 likes	by Legal Beagles 7th July 2016, 10:20:AM
FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third par Started by Legal Beagles Started by Legal Beagles, 7th July 2016, 09:40:AM	0 responses 491 views 0 likes	by Legal Beagles 7th July 2016, 09:40:AM
Sue Lewis re-appointed Chair of the Financial Services Consumer Panel Started by Legal Beagles Started by Legal Beagles, 6th July 2016, 13:50:PM	0 responses 624 views 0 likes	by Legal Beagles 6th July 2016, 13:50:PM
Temporary restriction in short selling: Banca Monte dei Paschi di Siena SpA Started by Legal Beagles Started by Legal Beagles, 6th July 2016, 07:30:AM	0 responses 517 views 0 likes	by Legal Beagles 6th July 2016, 07:30:AM

The Financial Conduct Authority (FCA)

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