The Financial Conduct Authority (FCA)

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FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets Started by Legal Beagles Started by Legal Beagles, 8th October 2018, 09:30:AM	0 responses 20 views 0 likes	by Legal Beagles 8th October 2018, 09:30:AM
Franklin Law Office Started by Legal Beagles Started by Legal Beagles, 5th October 2018, 15:20:PM	0 responses 16 views 0 likes	by Legal Beagles 5th October 2018, 15:20:PM
Fast Loan Credit (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 5th October 2018, 15:20:PM	0 responses 24 views 0 likes	by Legal Beagles 5th October 2018, 15:20:PM
WiseBanc Started by Legal Beagles Started by Legal Beagles, 4th October 2018, 10:30:AM	0 responses 18 views 0 likes	by Legal Beagles 4th October 2018, 10:30:AM
FCA confirms final rules on improving the quality of pension transfer advice Started by Legal Beagles Started by Legal Beagles, 4th October 2018, 07:40:AM	0 responses 13 views 0 likes	by Legal Beagles 4th October 2018, 07:40:AM
Rolling the rock: The cycle of deregulation, crisis and regulation Started by Legal Beagles Started by Legal Beagles, 2nd October 2018, 08:20:AM	0 responses 21 views 0 likes	by Legal Beagles 2nd October 2018, 08:20:AM
Temporary prohibition in short selling: Astaldi spa Started by Legal Beagles Started by Legal Beagles, 2nd October 2018, 07:11:AM	0 responses 31 views 0 likes	by Legal Beagles 2nd October 2018, 07:11:AM
Josef-Zeman Financial Solutions (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 1st October 2018, 16:01:PM	0 responses 28 views 0 likes	by Legal Beagles 1st October 2018, 16:01:PM
Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions Started by Legal Beagles Started by Legal Beagles, 1st October 2018, 09:02:AM	0 responses 27 views 0 likes	by Legal Beagles 1st October 2018, 09:02:AM
FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack Started by Legal Beagles Started by Legal Beagles, 1st October 2018, 08:20:AM	0 responses 22 views 0 likes	by Legal Beagles 1st October 2018, 08:20:AM
Northern Trust (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 28th September 2018, 10:10:AM	0 responses 25 views 0 likes	by Legal Beagles 28th September 2018, 10:10:AM
Interfinancial (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 28th September 2018, 10:01:AM	0 responses 18 views 0 likes	by Legal Beagles 28th September 2018, 10:01:AM
FCA statement on super-complaint from Citizens Advice to the CMA on excessive prices for disengaged consumers Started by Legal Beagles Started by Legal Beagles, 28th September 2018, 06:10:AM	0 responses 19 views 0 likes	by Legal Beagles 28th September 2018, 06:10:AM
Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited Started by Legal Beagles Started by Legal Beagles, 27th September 2018, 12:10:PM	0 responses 22 views 0 likes	by Legal Beagles 27th September 2018, 12:10:PM
KontoFX Started by Legal Beagles Started by Legal Beagles, 27th September 2018, 11:01:AM	0 responses 57 views 0 likes	by Legal Beagles 27th September 2018, 11:01:AM
Minsura (clone of EEA authorised firm) Started by Legal Beagles Started by Legal Beagles, 26th September 2018, 13:01:PM	0 responses 17 views 0 likes	by Legal Beagles 26th September 2018, 13:01:PM
Mayfield Pension Services Started by Legal Beagles Started by Legal Beagles, 25th September 2018, 14:50:PM	0 responses 41 views 0 likes	by Legal Beagles 25th September 2018, 14:50:PM
Branison Partners (clone of EEA authorised firm) Started by Legal Beagles Started by Legal Beagles, 25th September 2018, 14:20:PM	0 responses 31 views 0 likes	by Legal Beagles 25th September 2018, 14:20:PM
Regulation round-up September 2018 Started by Legal Beagles Started by Legal Beagles, 20th September 2018, 13:50:PM	0 responses 22 views 0 likes	by Legal Beagles 20th September 2018, 13:50:PM
FCA consults on new rules for claims management firms to raise standards of conduct and protect consumers Started by Legal Beagles Started by Legal Beagles, 20th September 2018, 12:50:PM	1 response 28 views 0 likes	by Amethyst 20th September 2018, 13:37:PM
Tier One Capital Ltd (clone of FCA authorised firm) Started by Legal Beagles Started by Legal Beagles, 19th September 2018, 15:10:PM	0 responses 23 views 0 likes	by Legal Beagles 19th September 2018, 15:10:PM
Dear CEO LIBOR letter Started by Legal Beagles Started by Legal Beagles, 19th September 2018, 09:40:AM	0 responses 45 views 0 likes	by Legal Beagles 19th September 2018, 09:40:AM
The FCA announces outcome of investigation into 4 life insurance companies Started by Legal Beagles Started by Legal Beagles, 19th September 2018, 06:10:AM	0 responses 24 views 0 likes	by Legal Beagles 19th September 2018, 06:10:AM
The All Star Index Started by Legal Beagles Started by Legal Beagles, 18th September 2018, 15:40:PM	0 responses 23 views 0 likes	by Legal Beagles 18th September 2018, 15:40:PM
FCA publishes Call for Input on the review of retained provisions of the Consumer Cre Started by Legal Beagles Started by Legal Beagles, 18th February 2016, 10:20:AM	3 responses 1,034 views 0 likes	by Amethyst 17th September 2018, 13:59:PM

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