The Financial Conduct Authority (FCA)

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Topics	Statistics
Zurich Capital Management Started by Legal Beagles Started by Legal Beagles, 12th February 2019, 15:20:PM	0 responses 24 views 0 likes	by Legal Beagles 12th February 2019, 15:20:PM
Frontier Markets (clone of authorised firm) Started by Legal Beagles Started by Legal Beagles, 12th February 2019, 13:20:PM	0 responses 21 views 0 likes	by Legal Beagles 12th February 2019, 13:20:PM
FCA begins High Court Proceedings against Digital Wealth and Outsourcing Express Started by Legal Beagles Started by Legal Beagles, 12th February 2019, 11:01:AM	0 responses 50 views 0 likes	by Legal Beagles 12th February 2019, 11:01:AM
Astaria Group Started by Legal Beagles Started by Legal Beagles, 8th February 2019, 17:10:PM	0 responses 39 views 0 likes	by Legal Beagles 8th February 2019, 17:10:PM
European Capital Markets Ltd (clone of authorised firm) Started by Legal Beagles Started by Legal Beagles, 8th February 2019, 15:20:PM	0 responses 18 views 0 likes	by Legal Beagles 8th February 2019, 15:20:PM
Miller Davis & Partners / Miller Davis and Partners Started by Legal Beagles Started by Legal Beagles, 8th February 2019, 10:20:AM	0 responses 16 views 0 likes	by Legal Beagles 8th February 2019, 10:20:AM
RB Wealth Started by Legal Beagles Started by Legal Beagles, 7th February 2019, 14:30:PM	0 responses 17 views 0 likes	by Legal Beagles 7th February 2019, 14:30:PM
Banking leaders share their insights on adopting the Senior Managers and Certification Regime Started by Legal Beagles Started by Legal Beagles, 7th February 2019, 10:40:AM	0 responses 25 views 0 likes	by Legal Beagles 7th February 2019, 10:40:AM
FCA warns public of investment scams as over £197 million reported losses in 2018 Started by Legal Beagles Started by Legal Beagles, 6th February 2019, 10:10:AM	0 responses 31 views 1 thank	by Legal Beagles 6th February 2019, 10:10:AM
FCA approach to MiFID transparency calculations Started by Legal Beagles Started by Legal Beagles, 5th February 2019, 16:40:PM	0 responses 35 views 0 likes	by Legal Beagles 5th February 2019, 16:40:PM
The Importance of Diversity Started by Legal Beagles Started by Legal Beagles, 5th February 2019, 14:50:PM	0 responses 22 views 0 likes	by Legal Beagles 5th February 2019, 14:50:PM
Manraj Virdee sentenced to 2 years for illegally operating an investment scheme and fraud Started by Legal Beagles Started by Legal Beagles, 5th February 2019, 11:10:AM	0 responses 51 views 0 likes	by Legal Beagles 5th February 2019, 11:10:AM
FCA fines former fund manager Paul Stephany Started by Legal Beagles Started by Legal Beagles, 5th February 2019, 10:10:AM	0 responses 25 views 0 likes	by Legal Beagles 5th February 2019, 10:10:AM
FCA publishes its second set of rules following its Asset Management Market Study Started by Legal Beagles Started by Legal Beagles, 4th February 2019, 10:10:AM	0 responses 28 views 0 likes	by Legal Beagles 4th February 2019, 10:10:AM
FCA agrees MoUs with ESMA and EU regulators to allow cooperation and exchange of information Started by Legal Beagles Started by Legal Beagles, 1st February 2019, 11:40:AM	0 responses 21 views 0 likes	by Legal Beagles 1st February 2019, 11:40:AM
Financial Conduct Authority outlines how it would use the temporary transitional power Started by Legal Beagles Started by Legal Beagles, 1st February 2019, 10:50:AM	0 responses 30 views 0 likes	by Legal Beagles 1st February 2019, 10:50:AM
Brexit – what we expect firms and other regulated persons to do now Started by Legal Beagles Started by Legal Beagles, 1st February 2019, 10:40:AM	0 responses 26 views 0 likes	by Legal Beagles 1st February 2019, 10:40:AM
Requirements for UK trade repositories and reporting counterparties Started by Legal Beagles Started by Legal Beagles, 1st February 2019, 10:01:AM	0 responses 22 views 0 likes	by Legal Beagles 1st February 2019, 10:01:AM
Heritage Acquisitions Started by Legal Beagles Started by Legal Beagles, 31st January 2019, 12:01:PM	0 responses 21 views 0 likes	by Legal Beagles 31st January 2019, 12:01:PM
Cross-border testing pilot for innovative firms open to applications Started by Legal Beagles Started by Legal Beagles, 31st January 2019, 11:20:AM	0 responses 30 views 0 likes	by Legal Beagles 31st January 2019, 11:20:AM
List of EEA market operators applying to become a recognised overseas investment exchange (ROIE) Started by Legal Beagles Started by Legal Beagles, 30th January 2019, 16:10:PM	0 responses 31 views 0 likes	by Legal Beagles 30th January 2019, 16:10:PM
Chesterfield Credit Union Started by Legal Beagles Started by Legal Beagles, 30th January 2019, 15:01:PM	0 responses 29 views 0 likes	by Legal Beagles 30th January 2019, 15:01:PM
FCA launches consultation on General Insurance value measures data Started by Legal Beagles Started by Legal Beagles, 30th January 2019, 10:50:AM	0 responses 17 views 0 likes	by Legal Beagles 30th January 2019, 10:50:AM
FCA proposes new measures to encourage effective stewardship Started by Legal Beagles Started by Legal Beagles, 30th January 2019, 10:10:AM	0 responses 21 views 0 likes	by Legal Beagles 30th January 2019, 10:10:AM
SMS Crypto Limited Started by Legal Beagles Started by Legal Beagles, 29th January 2019, 13:20:PM	0 responses 40 views 0 likes	by Legal Beagles 29th January 2019, 13:20:PM

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