The Financial Conduct Authority (FCA) has fined Threadneedle Asset Management Limited (TAML) £6,038,504 for failing to deal with the regulator in an open and cooperative way and failing to mitigate risks that the regulator had previously identified.
http://www.fca.org.uk/news/fca-fines...t-limited-£6m
http://www.fca.org.uk/news/fca-fines...t-limited-£6m
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