2024 fines

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2024 fines

25th March 2024, 15:40:PM

This page contains information about fines published during 2024. The total amount of fines so far is Ł929,640.

Firm or individual fined
Date
Amount
Reason

Inspirational Financial Management Ltd (in administration)
11/03/2023
Ł897,840
This Final Noticerefers to breaches of Principles 3, 6 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty.

Floris Jakobus Huisamen
13/02/2024
Ł31,800
This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector.We imposed a financial penalty.

https://www.fca.org.uk/news/news-stories/2024-fines

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2024 fines

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