The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA WARNING: Capital Securities/ First Capital Securities Company Ltd Started by Legal Beagles Started by Legal Beagles, 8th June 2015, 12:01:PM	0 responses 820 views 0 likes	by Legal Beagles 8th June 2015, 12:01:PM
FCA WARNING: Grossfield (Financial Services) Limited (clone) Started by Legal Beagles Started by Legal Beagles, 8th June 2015, 11:20:AM	0 responses 481 views 0 likes	by Legal Beagles 8th June 2015, 11:20:AM
PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final Started by Legal Beagles Started by Legal Beagles, 8th June 2015, 09:10:AM	0 responses 718 views 0 likes	by Legal Beagles 8th June 2015, 09:10:AM
CP15/19: Quarterly Consultation Paper No. 9 Started by Legal Beagles Started by Legal Beagles, 5th June 2015, 16:10:PM	0 responses 727 views 0 likes	by Legal Beagles 5th June 2015, 16:10:PM
PS15/11: Buy-to-let mortgages – implementing the Mortgage Credit Directive Orde Started by Legal Beagles Started by Legal Beagles, 5th June 2015, 12:01:PM	0 responses 644 views 0 likes	by Legal Beagles 5th June 2015, 12:01:PM
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk Started by Legal Beagles Started by Legal Beagles, 5th June 2015, 09:20:AM	0 responses 416 views 0 likes	by Legal Beagles 5th June 2015, 09:20:AM
Temporary prohibition of short selling: Saipem Started by Legal Beagles Started by Legal Beagles, 5th June 2015, 07:01:AM	0 responses 566 views 0 likes	by Legal Beagles 5th June 2015, 07:01:AM
Redirect: £117m fine for Lloyd PPI complaints handling unfairness Started by Legal Beagles Started by Legal Beagles, 5th June 2015, 06:20:AM	—	—
Capital Markets Union – a regulator’s perspective Started by Legal Beagles Started by Legal Beagles, 4th June 2015, 13:01:PM	0 responses 479 views 0 likes	by Legal Beagles 4th June 2015, 13:01:PM
CP15/18: Fair, reasonable and non-discriminatory access to regulated benchmarks Started by Legal Beagles Started by Legal Beagles, 3rd June 2015, 10:50:AM	0 responses 704 views 0 likes	by Legal Beagles 3rd June 2015, 10:50:AM
FCA WARNING: Vanguard Asset Management (clone) Started by Legal Beagles Started by Legal Beagles, 2nd June 2015, 15:40:PM	0 responses 386 views 0 likes	by Legal Beagles 2nd June 2015, 15:40:PM
FCA WARNING: Professional Investment Consultants (clone) Started by Legal Beagles Started by Legal Beagles, 2nd June 2015, 10:01:AM	0 responses 496 views 0 likes	by Legal Beagles 2nd June 2015, 10:01:AM
FCA says firms not treating delegated authority arrangements as outsourcing in the ge Started by Legal Beagles Started by Legal Beagles, 2nd June 2015, 06:10:AM	0 responses 553 views 0 likes	by Legal Beagles 2nd June 2015, 06:10:AM
TR15/7: Delegated authority: Outsourcing in the general insurance market Started by Legal Beagles Started by Legal Beagles, 2nd June 2015, 06:10:AM	0 responses 595 views 0 likes	by Legal Beagles 2nd June 2015, 06:10:AM
FCA WARNING: Invesco Capital Limited/ Invesco Investments (clone) Started by Legal Beagles Started by Legal Beagles, 28th May 2015, 13:50:PM	0 responses 494 views 0 likes	by Legal Beagles 28th May 2015, 13:50:PM
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs) Started by Legal Beagles Started by Legal Beagles, 28th May 2015, 13:10:PM	0 responses 501 views 0 likes	by Legal Beagles 28th May 2015, 13:10:PM
Debating trust and confidence in banking Started by Legal Beagles Started by Legal Beagles, 28th May 2015, 12:20:PM	0 responses 580 views 0 likes	by Legal Beagles 28th May 2015, 12:20:PM
Redirect: FCA Statement on Plevin v Paragon Personal Finance Ltd Started by Legal Beagles Started by Legal Beagles, 27th May 2015, 06:20:AM	—	—
The FCA has today published Decision Notices in respect of three former members of Ke Started by Legal Beagles Started by Legal Beagles, 26th May 2015, 10:10:AM	0 responses 469 views 0 likes	by Legal Beagles 26th May 2015, 10:10:AM
Regulation round-up May 2015 Started by Legal Beagles Started by Legal Beagles, 26th May 2015, 09:40:AM	0 responses 542 views 1 thank	by Legal Beagles 26th May 2015, 09:40:AM
The FCA and innovation Started by Legal Beagles Started by Legal Beagles, 22nd May 2015, 09:50:AM	0 responses 528 views 0 likes	by Legal Beagles 22nd May 2015, 09:50:AM
FCA publishes terms of reference for its investment and corporate banking market stud Started by Legal Beagles Started by Legal Beagles, 22nd May 2015, 06:01:AM	0 responses 544 views 0 likes	by Legal Beagles 22nd May 2015, 06:01:AM
Investment and corporate banking market study Started by Legal Beagles Started by Legal Beagles, 22nd May 2015, 06:01:AM	0 responses 481 views 0 likes	by Legal Beagles 22nd May 2015, 06:01:AM
FCA Prudential Supervision Forum Started by Legal Beagles Started by Legal Beagles, 21st May 2015, 15:40:PM	0 responses 528 views 0 likes	by Legal Beagles 21st May 2015, 15:40:PM
Overview of the FCA prudential approach Started by Legal Beagles Started by Legal Beagles, 21st May 2015, 15:40:PM	0 responses 517 views 0 likes	by Legal Beagles 21st May 2015, 15:40:PM

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