The Financial Conduct Authority (FCA)

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Topics	Statistics
FCA WARNING: BC Financial Advisors (clone) Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 15:40:PM	0 responses 583 views 0 likes	by Legal Beagles 19th February 2015, 15:40:PM
Regulation round-up February 2015 Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 13:50:PM	0 responses 500 views 0 likes	by Legal Beagles 19th February 2015, 13:50:PM
FCA to investigate competition in investment and corporate banking services following Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 07:40:AM	0 responses 459 views 0 likes	by Legal Beagles 19th February 2015, 07:40:AM
FS15/2: Wholesale sector competition review 2014-15 Started by Legal Beagles Started by Legal Beagles, 19th February 2015, 07:03:AM	0 responses 576 views 0 likes	by Legal Beagles 19th February 2015, 07:03:AM
TR15/1: Asset management firms and the risk of market abuse Started by Legal Beagles Started by Legal Beagles, 18th February 2015, 10:20:AM	0 responses 733 views 0 likes	by Legal Beagles 18th February 2015, 10:20:AM
Compensation package agreed for consumers sold card security products Started by Legal Beagles Started by Legal Beagles, 27th January 2015, 09:40:AM	2 responses 822 views 2 likes	by ASL3212 13th February 2015, 20:24:PM
FCA WARNING: Pathfinder Capital Limited Started by Legal Beagles Started by Legal Beagles, 13th February 2015, 11:20:AM	0 responses 661 views 0 likes	by Legal Beagles 13th February 2015, 11:20:AM
FCA WARNING: FTG GmbH aka Germany Financel Ltd Started by Legal Beagles Started by Legal Beagles, 12th February 2015, 10:40:AM	0 responses 391 views 0 likes	by Legal Beagles 12th February 2015, 10:40:AM
FCA WARNING: Eclips Property Bond Limited Started by Legal Beagles Started by Legal Beagles, 12th February 2015, 10:40:AM	0 responses 673 views 0 likes	by Legal Beagles 12th February 2015, 10:40:AM
Former Group Reporting and Financial Planning Manager for Logica PLC appears in court Started by Legal Beagles Started by Legal Beagles, 11th February 2015, 11:50:AM	0 responses 526 views 0 likes	by Legal Beagles 11th February 2015, 11:50:AM
FCA WARNING: Douglas Cooper Associates Started by Legal Beagles Started by Legal Beagles, 10th February 2015, 14:40:PM	0 responses 872 views 0 likes	by Legal Beagles 10th February 2015, 14:40:PM
FCA WARNING: Ownbrix Client Services Limited/ Ownbrix International Ltd t/a Ownbrix Started by Legal Beagles Started by Legal Beagles, 10th February 2015, 10:40:AM	0 responses 1,013 views 0 likes	by Legal Beagles 10th February 2015, 10:40:AM
New Chairs of the Financial Conduct Authority’s Practitioner Panels announced t Started by Legal Beagles Started by Legal Beagles, 6th February 2015, 12:50:PM	0 responses 568 views 0 likes	by Legal Beagles 6th February 2015, 12:50:PM
FG15/3 - Version 3.1 of the Transaction Reporting User Pack (TRUP) Started by Legal Beagles Started by Legal Beagles, 6th February 2015, 10:10:AM	0 responses 503 views 0 likes	by Legal Beagles 6th February 2015, 10:10:AM
FCA WARNING: The Quick Loan Shop (Clone) Started by Legal Beagles Started by Legal Beagles, 5th February 2015, 12:50:PM	0 responses 596 views 0 likes	by Legal Beagles 5th February 2015, 12:50:PM
CP15/3 Buy-to-let mortgages: implementing the Mortgage Credit Directive Order 2015 Started by Legal Beagles Started by Legal Beagles, 5th February 2015, 12:20:PM	0 responses 658 views 0 likes	by Legal Beagles 5th February 2015, 12:20:PM
FCA WARNING: 360 Capital Management Limited t/a 360 Capital Markets Started by Legal Beagles Started by Legal Beagles, 5th February 2015, 10:10:AM	0 responses 747 views 0 likes	by Legal Beagles 5th February 2015, 10:10:AM
FCA confirms final rules for independent governance committees Started by Legal Beagles Started by Legal Beagles, 4th February 2015, 10:40:AM	0 responses 411 views 0 likes	by Legal Beagles 4th February 2015, 10:40:AM
PS15/3: Final rules for independent governance committees, including feedback on CP14 Started by Legal Beagles Started by Legal Beagles, 4th February 2015, 10:40:AM	0 responses 691 views 0 likes	by Legal Beagles 4th February 2015, 10:40:AM
News for customers of LQD Markets UK Started by Legal Beagles Started by Legal Beagles, 3rd February 2015, 13:50:PM	0 responses 785 views 0 likes	by Legal Beagles 3rd February 2015, 13:50:PM
FCA WARNING: Nakitrade Started by Legal Beagles Started by Legal Beagles, 30th January 2015, 17:20:PM	0 responses 547 views 0 likes	by Legal Beagles 30th January 2015, 17:20:PM
FCA WARNING: GDPX Assets ltd Started by Legal Beagles Started by Legal Beagles, 30th January 2015, 17:20:PM	0 responses 585 views 0 likes	by Legal Beagles 30th January 2015, 17:20:PM
Alex Hope and Raj Von Badlo sentenced following FCA prosecution Started by Legal Beagles Started by Legal Beagles, 30th January 2015, 16:50:PM	1 response 1,148 views 0 likes	by Kati 30th January 2015, 17:05:PM
FG15/2 - Primary Market Bulletin No. 10 Started by Legal Beagles Started by Legal Beagles, 30th January 2015, 10:21:AM	0 responses 602 views 0 likes	by Legal Beagles 30th January 2015, 10:21:AM
The Financial Conduct Authority to gather evidence on how the PPI complaints process Started by Legal Beagles Started by Legal Beagles, 30th January 2015, 07:20:AM	0 responses 481 views 0 likes	by Legal Beagles 30th January 2015, 07:20:AM